Regulatory Compliance Specialist: Financial Expertise Wanted
16 hours ago
We are seeking a skilled Regulatory Compliance Specialist to join our team in London. As a key member of our compliance function, you will be responsible for providing expert advice and guidance on regulatory matters related to FATCA / CRS, beneficial ownership, and EXCON.
Key Responsibilities- Provide independent regulatory subject matter advice to ensure regulatory compliance with respect to FATCA / CRS, beneficial ownership, and EXCON.
- Manage the input provided into new and existing business products and processes in relation to regulatory requirements to improve effectiveness.
- Stay up-to-date with legislative changes to keep in line with best practice, regulatory compliance, and industry standards.
- Review the reporting and articulation of compliance and regulatory risks by stakeholders through formal and/or informal reviews, and provide input to prevent ambiguity, and ensure accurate reporting to enable management to adequately resource the compliance function to address compliance risks.
- Establish relationships with stakeholders by providing guidance, oversight, and/or training to ensure compliance and regulatory risks are managed.
- Upskill and train relevant stakeholders with regulatory changes to achieve alignment and legislative compliance.
- Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection of such contraventions to ensure requirements set by regulatory bodies, are met.
- Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risks as well as ensure an open line of communication to assist stakeholders to address compliance risks.
- Identify opportunities to influence the improvement or enhancement of business processes and methodologies by researching and recommending improvement initiatives and effective ways to operate and add value to Nedbank.
- Matric / Grade 12 / National Senior Certificate
Bachelor of Commerce: Law
Minimum Experience Level1-3 years experience in analyzing and monitoring risk indicators in Anti-Money Laundering (AML), Counter Terrorist Financing, Sanctions Compliance in a banking environment. Advanced knowledge in FATCA / CRS legislation, Beneficial ownership and EXCON. Understand and Operationalize Legislation and Methodologies to ensure compliance to requirements.
The ideal candidate will have a strong understanding of administrative procedures and systems, data analysis, Microsoft Office, and relevant regulatory knowledge. They will also possess excellent business writing skills, financial acumen, and relevant product knowledge.
Estimated Salary Range:£45,000 - £60,000 per annum, depending on experience.
BenefitsNedbank offers a competitive salary package, comprehensive benefits, and opportunities for career growth and development. We foster a culture of diversity, equity, and inclusion, and we are committed to creating a work environment that is supportive, inclusive, and rewarding.
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