Key Individual

4 weeks ago


Pretoria, Gauteng, South Africa Numeral XII (Pty) Ltd. Full time

Job Title: Key Individual - Financial Services Specialist

Job Summary: We are seeking a highly skilled Key Individual to join our team at Numeral XII (Pty) Ltd. as a Financial Services Specialist. The successful candidate will be responsible for managing and overseeing activities related to the rendering of financial services as a Category I and Category II FSP.

Key Responsibilities:

  • Ensure the FSP has Policies & Procedures in place.
  • Ensure compliance with the General Code of Conduct and Fit & Proper Requirements.
  • Fulfill contractual obligations as per the agreement in place.
  • Manage and oversee the Firm's team members rendering the FSP's financial services, including those persons under supervision.
  • Ensure business processes are in place and the Firm's operational ability is sustainable.
  • Ensure the firm complies with applicable laws and statutory obligations.

Requirements:

  • Undergraduate degree, preferred.
  • Minimum NQF Level 5 in Finance, Business and/or Wealth Management.
  • Minimum 5 years' FSP management experience.
  • Must be able to act as KI for a Cat 1 and 2 FSP.
  • RE1, RE5 and RE3 Exams required.
  • Class of Business if not exempt.
  • CPD required.

About Us: Numeral XII (Pty) Ltd. is a young, energetic, and passionate group of companies working in different industries, all focused on becoming market leaders in our fields. Our fast-paced environment will positively challenge you and keep you engaged as you navigate through changing priorities and varying demands.

What We Offer:

  • Modern fit-for-purpose people practices.
  • Working in a state-of-the-art tech building that includes access to on-site gym to help you grow your fitness as much as you do your brain.
  • Two on-site restaurants that will have you inhaling aromas of mouth-watering lunchtime dishes, and freshly brewed coffee.


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