Financial Regulatory Compliance Expert
3 weeks ago
The Recruitment Council is seeking a highly skilled Compliance and Risk Officer to join our team. This role offers an estimated salary of $60,000 per year.
In this role, you will be responsible for supporting and implementing risk and compliance policies and procedures for our advisory, fiduciary, and consulting operations. You will conduct accurate risk and compliance reporting, review upcoming legislative changes, and assist in documenting processes and procedures.
The ideal candidate will have a relevant tertiary qualification, such as B Com (Accounting) or B Com Honours in Risk Management, and completed accounting or auditing articles. They will also possess advanced computer literacy skills, particularly in MS Excel.
Key Responsibilities:
- Conduct compliance reporting for business units to meet internal and external requirements.
- Review upcoming legislative changes and recommend necessary adjustments to risk control and operational procedures.
- Assist in documenting processes and procedures, and plan related training sessions.
- Evaluate system performance and recommend required changes.
- Handle FSP license changes as needed.
Requirements:
- Relevant tertiary qualification: B Com (Accounting) or B Com Honours in Risk Management.
- Completed accounting or auditing articles.
- Proficiency in computer literacy, particularly advanced MS Excel.
Apply now to become part of our team
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