Compliance and Regulatory Advisor
1 week ago
Company Overview:
The Recruitment Council is a leading recruitment agency providing top talent to various industries. We are seeking an experienced Compliance and Regulatory Advisor to join our team.
Salary: R1,200,000 - R1,500,000 per annum
About the Role:
This is a critical role that requires a deep understanding of regulatory compliance, risk management, and financial instruments. The successful candidate will be responsible for ensuring the company's compliance with relevant legislation, including JSE and A2X Exchange Rules and Directives. The role involves supporting the Board in maintaining adherence to internal policies and procedures, overseeing regulatory compliance, and managing risks across trading activities.
Key Responsibilities:
- Monitor trading activities to ensure compliance and detect irregularities.
- Develop and implement compliance strategies to prevent potential breaches.
- Collaborate with Group Legal, Risk, and Compliance teams to maintain an updated and effective compliance program.
- Escalate issues of non-compliance and manage incident reporting.
Requirements:
- Approximately 7 years of experience in a similar role within financial services.
- Strong understanding of regulatory compliance and risk management.
- Familiarity with stockbroking operations and relevant legislation.
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