Junior Compliance Examiner

3 weeks ago


Pretoria, Gauteng, South Africa ES Recruitment Full time

ES Recruitment is seeking a diligent Junior Compliance Examiner to assist the compliance officer with monitoring and reporting on the compliance risk of the firm. Key responsibilities include:

Main Responsibilities:
  • Assisting in the completion and drafting of Compliance Risk Management Plans
  • Performing Compliance Monitoring
  • Documenting processes
  • Auditing Processes, including identification of gaps and recommendation of controls
  • Building and maintaining internal and external relationships with all key stakeholders
Requirements:
  • Grade 12 (Matric)
  • Suitable Tertiary Qualification/working towards
  • RE5 qualification
  • At least 2 years of relevant working experience in the life insurance industry

Additional requirements include strong writing and communication skills, problem-solving skills, and the ability to work independently and as part of a team. Ideal candidates will have experience in interpreting regulatory requirements and a strong understanding of FAIS, FICA, POPIA, and Insurance Legislation.



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