Regulatory Compliance Officer

**Manager: Group Regulatory Compliance** **Barloworld Corporate Office** **Location: Sandton** **Reporting to: Group Legal Counsel** **Core purpose of the role **To manage regulatory risk and changes impacting Barloworld by developing and implementing appropriate measures to mitigate risk to the organisation. **Job Objectives** **Strategic / Financial** -...

Job Family Risk, Audit and Compliance Career Stream Regulatory Compliance Leadership Pipeline Manage Self: Professional Job Purpose To consult, advise and report to the Group regarding relevant domestic and international legislation; compliance and governance to ensure adherence to relevant codes; regulations and rules thereby minimising risk to and...

The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the organization by facilitating the implementation, management and maintenance of the...

The purpose of the Compliance officer is to ensure that CEF SOC operates within legal and ethical boundaries, safeguarding its reputation and ensuring sustainable business practices. **REQUIRED MINIMUM QUALIFICATIONS AND EXPERIENCE** - Minimum 9 years demonstrated experience in legal compliance and compliance monitoring of which 3 -5 years must be at...

The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the organization by facilitating the implementation, management and maintenance of the...

**Introduction** - The Senior Compliance Officer will be responsible for monitoring and reporting results of compliance of all licenses and with laws, good governance prescripts, the rules and regulations of regulators, that company policies and procedures are being followed and that there is a compliance culture within the Group. **Disclaimer** - As an...

Our client is searching for a Risk & Compliance Officer to join their team in Sandton. (Hybrid)Main Purpose of RoleSupport the overall business strategy by managing the risk and compliance frameworks and programmes. Required Minimum Education / TrainingBcom / LLB / Postgraduate Diploma in Compliance preferred.Professional Risk Manager (PRM) certification is...

Our client is searching for a Risk & Compliance Officer to join their team in Sandton. (Hybrid)Main Purpose of RoleSupport the overall business strategy by managing the risk and compliance frameworks and programmes. Required Minimum Education / TrainingBcom / LLB / Postgraduate Diploma in Compliance preferred.Professional Risk Manager (PRM) certification is...

Empowering Africa’s tomorrow, together one story at a time. - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group. Job Summary To...

**Business Unit**:Discovery Central Services **Function**:Compliance **Date**:26 Feb 2025 - Discovery - Group Compliance SA - Compliance Manager - Regulatory Training Manager - About Discovery - Discovery’s core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in exceptional individuals who understand and...

About the RoleWe have an opening for a highly skilled Pharmaceutical Regulatory Compliance Manager to ensure compliance with SAHPRA requirements and the Pharmacy Act, 53 of 1974. As a key member of our Quality Assurance team, you will play a vital role in maintaining our high standards.Main Responsibilities:Aid and support the Responsible Pharmacist as...

**Business Unit**:Discovery Central Services **Function**:Compliance **Date**:24 Jan 2025 **Compliance Officer (FAIS Oversight)** **About Discovery** Discovery’s core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in exceptional individuals who understand and support our core purpose, and whose own...

Performing compliance monitoring on sites based on legislation, licence conditions and internal controls using a risk-based approach - Evaluating the adequacy of internal controls and amending as needed - Completion of detailed working papers, checklists and reports for all monitoring performed - Follow up on recommendations provided to sites to assess...

Empowering Africa’s tomorrow, together one story at a time. - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group. Job...

**epartment** Risk **Overall, Role Purpose** To manage compliance and regulatory risk. Ensure appropriate policies, procedures, systems, controls, processes, and training are in place and provide guidance to staff on compliance and Client Due Diligence matters. **Key Responsibilities**: - Manage compliance monitoring programme. - Update Risk Committee...

Exciting opportunity to gain exposure at a leading bank. This is a contract remote role for a Regulatory Reporting Analyst at one of SA's big banks. The Regulatory Reporting Analyst will be responsible for day-to-day tasks which include analyzing financial data, creating reports, and providing insights for regulatory reporting requirements. The Regulatory...

The successful incumbent will be responsible for analyzing and monitoring regulatory and compliance risk indicators to ensure risks to the Bank and Strategic Alliance Partners are mitigated. Plan monitoring activities to be undertaken over a defined period, for example, review of specific policies and procedures, a compliance risk assessment, routine...

**Business Unit**:Discovery Bank**Function**:Banking**Date**:5 Sep 2024- Financial Crime Compliance Officer**About Discovery** - Discovery’s core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in exceptional individuals who understand and support our core purpose, and whose own values align with those of...

About the Job:C40 Cities is seeking a talented Operations Manager to join its global team of creative thinkers, problem solvers, and game changers.The ideal candidate will be responsible for overseeing the company's operational activities, including fund operations, compliance, performance monitoring, checks and reconciliations, query handling, and asset...

Job SummaryAmbitious professional sought to lead the development of AML compliance solutions, driving innovation and efficiency within a collaborative team environment.Nedbank Head Office is seeking a highly skilled Product Owner to play a key role in influencing regulatory strategy and compliance innovation. The successful candidate will be responsible for...