Regulatory Trade Analyst
2 days ago
We are seeking a seasoned Trade Compliance Specialist to join our team at IOCO. This key role involves monitoring and analyzing trading activities to ensure compliance with regulatory frameworks and internal policies.
The ideal candidate will possess a strong background in detecting market abuse, fraud, or unusual trading patterns and escalating issues as necessary.
About the Role:
- Monitor and review insider trading activities across all asset classes (cash equities, equity derivatives, corporate bonds)
- Real-time monitoring and review of significant share price and volume reactions
- Preparation and presentation of referral documentation to the relevant authorities for further investigation at monthly meetings
Responsibilities:
- Conduct reviews of allegations of prohibited trading practices across asset classes (cash equities, commodity derivatives, bond market)
- Review and sign off on market abuse alerts
- Execute quarterly alert optimization reviews
- Monitor and review share price reactions to identify prohibited trading practices
- Prepare and present referral documentation to the relevant authorities for further investigation at monthly meetings
What We Are Looking For:
- 5 years' experience in market surveillance, preferably in a similar role
- Pricing of derivative instruments
Our Benefits:
- A competitive salary of R1,200,000 - R1,500,000 per annum
- A hybrid work model with every Wednesday working from home
- A location in the heart of Sandton
This is an outstanding opportunity to join a leading organization in the financial regulation sector. If you have the skills and experience required for this role, please apply.
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