Compliance Controller

7 months ago

Johannesburg, South Africa Glencore Full time

Compliance Controller

Glencore Copper Africa (Pty) Ltd

Melrose, Johannesburg

Ref. No. GCA104

1. ACCOUNTABILITY:
Reporting to and supporting the Copper Africa Finance Lead, this role is responsible for ensuring financial governance, risk management and control implementation across the applicable finance functions in the Copper Africa region. General activities include for reviewing and maintenance of Risk and Control Matrixes (RACM) in line with UKCR requirements, including training, reporting and recommendations on relevant controls. The incumbent in this role will provide guidance to
- and support finance teams to execute on their accountabilities for Copper Africa Finance.

2. KEY RELATIONSHIPS:

- Copper Africa Finance Lead
- Copper Africa CFO
- Copper Africa senior finance team (Commercial Lead, Finance Lead, Tax Lead, Systems Lead, Treasury Lead)
- Copper Africa Finance and commercial teams (Regional and site-based teams)
- Copper Africa Operations teams (Regional and site-based teams)
- Copper Global Service functions (Business Analysis and Planning, Financial Reporting, Information Systems, Supply Chain, Transaction Services)

3. QUALIFICATION & SKILL REQUIREMENTS:
Minimum Qualifications:

- Post-Graduate Degree in Commerce of Accounting
- CA(SA)

Competencies:

- Proficient computer literacy including Microsoft office
- Ability to communicate clearly and concisely, with both verbal and written communication skills
- Ability to adapt quickly to changing priorities and dynamics
- Delivery and service orientated
- Strategic/ tactical long
- and short-term outlook
- Problem solving and decision-making skills
- Technical knowledge of accounting principles and robust control environment
- Analytical
- Attention to detail
- Commercially astute
- Team player
- Accountability
- Self-motivated
- Ability to absorb and work under pressure

Work Experience:

- 5 to 10 years’ relevant post-article work experience, preferably in the mining/natural resources industry
- Prior exposure to Compliance, SOX (or similar control environment), Reporting, Planning, Operational finance and support services functions
- Demonstrated prior SOX exposure in a robust control environment
- Prior SAP and/or Oracle experience beneficial

4. GENERAL ACCOUNTABILITY:

- Primary responsibility to ensure financial governance, risk management and control implementation across the applicable finance functions in the Copper Africa region (For operating and corporates entities, including operational and commercial risk management)
- Responsible for review, develop and implement best practice policies and controls to establish a robust control environment governing finance and related functions
- Ensure review and maintenance of Risk and Control Matrixes (RACM) in line with UKCR requirements, including training, reporting and recommendations on relevant controls
- Develop and maintain regional risk register
- Co-ordinate regional risk assessment for all relevant processes, including review and implementation of control measures and alignment with Global requirements
- Ensure relevant DOA’s are updated and maintained in line with Global policies, regional requirements and organisational design, including system
- and access reviews
- Design, initiate and coordinate a regional training program around UKCR risk and controls to ensure compliance and awareness of relevant business controls
- Liaise with internal
- and external auditors and serve as main contact point for queries, escalations and discussions around UKCR controls testing
- Provide guidance to
- and support finance teams to execute on their accountabilities
- Support implementation of Copper Africa Finance operating model and objectives

  • Financial Control and Compliance Specialist

    2 months ago

    Johannesburg, South Africa De Beers Group of Companies Full time

    Company Description - We have an exciting position for a Financial Control & Compliance Specialist to enable and drive compliance with financial controls and regulations within Kumba. **Be part of the team.** **The team that makes it happen.** **Kumba Iron Ore** We produce high-grade iron ore, the key component in steel widely used in construction and...

  • Compliance Officer: Control Room

    7 months ago

    Johannesburg, South Africa Nedbank Full time

    Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional **Job Purpose** - To assist the Senior Compliance Manager, reporting into the Head: Compliance Control Room with the coordination; facilitation and management of the Compliance function for the Division through monitoring; reporting...

  • Head of Quality and Control Compliance

    2 days ago

    Johannesburg North, South Africa Communicate Recruitment Full time

    Seeking a Head of Quality and Control Compliance. **Head of Quality Control and Compliance,** Parktown. **Duties**: - ISQ1 monitoring. - Ensure that files comply with company policies. - Conduct clients take on procedures. - Training and developing training schedules for subordinates and monitor CPD. - Work closely with Technical Committee. - Technical...

  • Quality Control and Compliance Manager

    3 weeks ago

    Johannesburg, Gauteng, South Africa Kontak Recruitment Full time

    About the Job:We are seeking a highly skilled Quality Control Manager to join our client's team in Johannesburg, Gauteng. The successful candidate will be responsible for leading and implementing quality control processes to ensure high-quality products and compliance with industry standards. This is an exciting opportunity to work with a well-established...

  • Senior Manager: Compliance, Internal Controls and

    4 days ago

    Johannesburg, South Africa People Source Full time

    The role will lead the execution of the appropriate financial control environment into the business. The role will define and set standards in relation to governance, accounting and financial procedures, risk, key internal controls and regulatory compliance requirements and monitor and improve adherence to those requirements. In addition, the role will...

  • Senior Compliance Manager: Cib Control Room

    1 week ago

    Johannesburg, South Africa Nedbank Full time

    **Job Purpose** To assist the Head: Compliance Control Room, reporting into the Executive Head: CIB Compliance and Governance with the coordination; facilitation and management of the Compliance function for the Division through monitoring; reporting and developing networks; providing advice to minimise regulatory; reputational and compliance risk and...

  • Head of Quality Control and Compliance

    2 days ago

    Johannesburg North, South Africa Communicate Recruitment Full time

    **Head of Quality Control and Compliance,** Parktown Johannesburg **Duties**: - ISQ1 monitoring. - Ensure that files comply with company policies. - Conduct clients take on procedures. - Training and developing training schedules for subordinates and monitor CPD. - Work closely with Technical Committee. - Technical assurance assistance with partners and...

  • Compliance Officer

    1 week ago

    Johannesburg, South Africa Secondments Full time

    MAIN DUTIES AND RESPONSIBILITIES COMPLIANCE RISK IDENTIFICATION AND ASSESSMENT Conduct formal Compliance Risk Profile workshops to identify and assess the total universe of regulatory requirements applicable to the company and its Business Unit/Depts. Conduct informal Compliance Risk Profile reviews to identify amended and/or new regulatory requirements...

  • Compliance Officer

    14 hours ago

    Johannesburg, South Africa Affirmative Portfolios Full time

    **Legal ~ Miscellaneous** **JHB North** ***: **JOB OUTLINE** **COMPLIANCE OFFICER** **JOHANNESBURG NORTH** **SALARY - MARKET RELATED** **MUST HAVE EXPERIENCE WORKING IN THE BANKING AND FINANCE INDUSTRY - NOT NEGOTIABLE** **Anti-Money Laundering Control Officer** **Category**: Legal **Reports to** - The Compliance Manager **Education Level**: -...

  • Compliance Officer

    1 week ago

    Johannesburg, South Africa Secondments Recruitment Full time

    **Job Advert Summary**: The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the company by facilitating the implementation, management...

  • Compliance Officer

    1 week ago

    Johannesburg, South Africa Affirmative Portfolios Full time

    **Finance** **JHB North** ***: Compliance Officer-Woodmead-Temporary -Salary: Market Related Key Performance Areas: - Qualitatively assess inherent livelihood and impact of compliance risk throughout the organisation and identify compliance measures and integrate them across divisions to create synergy uniformity across the Business Unity. - Assist senior...

  • Compliance Specialist

    7 months ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards Hello Future Compliance Specialist II Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us...

  • Risk & Compliance

    3 weeks ago

    Johannesburg, South Africa Africentric People Solutions Full time

    **ACCESS FINANCE INTERNATIONAL (AFI)** **JOB DESCRIPTION** **FOR GRADING USE** **BAND** **GRADE** **Department: Risk and Compliance** **Section: Risk and Compliance** **Title: Chief Risk and Compliance Officer** **Name Of Incumbent**: **1.0 Key Objective** This position exists to assist the Chief Operations Officers in ensuring that the company...

  • Compliance Specialist

    7 months ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidance- Support senior compliance officers with ensuring ongoing compliance within RMB Markets....

  • Compliance Director

    3 weeks ago

    Johannesburg, Gauteng, South Africa Zanati Search Group Full time

    Job SummaryWe are seeking a highly skilled and experienced Compliance Director to join our team at Zanati Search Group. This is a fantastic opportunity for a professional with a strong background in compliance management to take on a senior role and lead our compliance function.About the RoleThe Compliance Director will be responsible for overseeing the...

  • Compliance Specialist

    4 months ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidance Hello Future Real Estate Management Services (REMS) Compliance Specialist I Welcome to FNB,...

  • Director of Compliance

    6 days ago

    Johannesburg, South Africa Quantanite Full time

    **Main Purpose of the Role** - The compliance business unit is responsible for preventing, detecting and mitigating compliance, regulatory and reputational risk across the company. It assists to strengthen the company’s culture of compliance. - The Head of Compliance will accomplish this through the company’s risk management program. The role will serve...

  • Compliance Analyst

    7 months ago

    Johannesburg, South Africa Citi Full time

    **Responsibilities**: - Supporting the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. - Reviewing various materials to ensure compliance with various regulatory and legal requirements. - Identifying potential risks and escalating for further review, as required. - Creating and...

  • Compliance Manager

    14 hours ago

    Johannesburg, South Africa Elchemie Full time

    **Well established National and International Crop producer, utelising modern agricultural technologies, has a vacancy for a Compliance Manager. To ensure company adheres to legal standards and in-house policies, being responsible for enforcing regulations. The Compliance Manager must be well-versed in legal guidelines and corporate governance practices....

  • Head of Compliance

    3 weeks ago

    Johannesburg, Gauteng, South Africa Zanati Search Group Full time

    Job OpportunityWe are pleased to announce a job opportunity for a Head of Compliance at Zanati Search Group. As a key member of our leadership team, you will be responsible for leading our compliance function and ensuring that our company maintains a high level of compliance with all relevant laws and regulations.About the RoleThe Head of Compliance will be...