Compliance Specialist

2 weeks ago

Johannesburg, South Africa FirstRand Full time

Job Description

To monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidance- Support senior compliance officers with ensuring ongoing compliance within RMB Markets. _Assess and report compliance with applicable legislation and regulations, Internal policies and procedures and in particular exchange rules_ governing trading activities.- Deliver against operational and cost targets
- Prioritise resource allocation to minimise and reduce wastage
- Monitor costs for the financial year according to the operational plan
- Allocats and approvs expenditure
- Review cost reports and resolves or explains variances to the budget
- Identify, control and escalate potential risks that may lead to increased costs
- Manage costs or expenses within approved budget to achieve cost efficiencies
- Build relationships that allow for the managing of expectations; the sharing of knowledge and diverse insights; and the creation of buy-in
- Engage in cross-functional relationships to obtain and to provide work support
- Implement, monitor and control business processes according to quality standards; policy; and compliance and governance requirements in area of accountability
- Ensure the development, alignment, mapping and implementation of end-to-end processes aligned to the customer journey map
- Research, enable and consult on improvements and opportunities to harness technology and platform enablement
- Review existing processes and suggest innovative ideas to improve and streamline processes to drive efficiencies and minimise redundancy
- Monitor customer feedback reports and align processes to maximise efficiencies
- Ensure compliance with relevant statutory, legislative, policy and governance requirements in area of accountability
- Ensure implementation of relevant policies, governance and practice standards across the business
- Maintain knowledge on relevant legislative amendments, industry best practices and internal compliance procedures and requirements
- Ensure compliance is adopted in terms of systems and procedures as laid out by organisation and review in response to audit findigns and changes
- Develops an understanding of risks and risk management approaches
- Implement and provide input into the development of governance and compliance procedures and processes within area of specialisation and identify risks
- Educates others and makes suggestions for improvements
- Networks and participates in specialist risk forums where required
- Ensure that the business is educated on the regulatory landscape by creating awareness around compliance implication of daily duties
- Advise business of changes in regulation and identify potential impact of these changes on the business
- Monitor and ensure business committees operate according to required business governance standards through regular engagement
- Provide regulatory support and expertise in the formulation and completion of compliance risk and control assessments (CRA's)
- Ensure that compliance risk is adequately identified and in so doing, guide the business in terms of addressing such risk
- Guide business to ensure that business policies contain the right content addressing legislative requirements thereby working toward an effective and adequate control environment
- Influence the enhancement of business processes and methodologies specific to the area
- Support and empower the Group to prevent compliance breaches and reputational risk from occurring, which could result in financial penalties
- Engage with stakeholders on findings of compliance risk and control assessments to ensure action plans adhere to regulatory standards
- Participate and contribute to a development culture where information regarding successes, issues, trends and ideas are actively shared
- Build and sustain collaborative working relationships with relevant peers and stakeholders to achieve productivity synergies
- Participate in specialist communities of practice and contribute positively to own and organisational knowledge improvement
- Assess own performance against competencies and skills required delivery
- Identify development needs and select effective solutions to address own development need
- Prepare a personal development plan with management to implement and review as required
- Monitor own progress against development plan and measure impact of results

Minimum Requirements:
**Qualifications**:

- Diploma in Compliance, Risk Management, or related field.
- Bachelor’s degree in legal, Compliance or Auditing is an advantage.
- JSE Compliance Officer qualification is an advantage.

Number of years’ experience
- 3 to 5 years of experience in a Risk Management, Compliance, Regulatory, Audit or similar environment,
- Professional Compliance membership with the Compliance Institute of South

  • Compliance Specialist

    2 weeks ago

    Johannesburg, South Africa Kompliance Full time

    **Compliance Specialist/Auditor** KOMPLIANCE is the leading independent compliance auditing group in Southern Africa providing environmental, occupational health & safety, cybersecurity, data privacy, and corporate governance compliance audit services including internal, external, supplier, and verification audits. **Compliance Specialist/Auditor Job...

  • Compliance Specialist

    3 weeks ago

    Johannesburg, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: The Compliance Division within Group Compliance is looking for a Compliance Specialist to join their team. The Compliance Specialist advises and guides teams on the identification of relevant compliance risks and the development of compliance risk management plans. **Required Knowledge and Experience**: Minimum: - 3-5 years Business...

  • Compliance Specialist

    2 weeks ago

    Johannesburg, Gauteng, South Africa Kompliance Full time

    Compliance Specialist/AuditorKOMPLIANCE is the leading independent compliance auditing group in Southern Africa providing environmental, occupational health & safety, cybersecurity, data privacy, and corporate governance compliance audit services including internal, external, supplier, and verification audits.Compliance Specialist/Auditor Job...

  • Specialist: Compliance

    2 weeks ago

    Johannesburg, Gauteng, South Africa Absa Bank Limited Full time

    Bring your possibility to life Define your career with us With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job SummaryTo provide...

  • Compliance Specialist

    2 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To assist with the development and implementation of risk management plans and establishing risk-reporting requirements Hello Future Compliance Specialist Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us incredibly proud of people that make it happen. As part of...

  • Compliance Specialist

    2 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards Hello Future Compliance Specialist II Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us...

  • Compliance Specialist

    4 days ago

    Johannesburg, South Africa Interviewing Dynamix Full time

    **Compliance Specialist** **Rosebank** Our client, a leading multi-national property concern seeks to appoint a Compliance Specialist whose focus will be on ensuring consistent _**formulation and implementation **_of an Ethics and Compliance program. The successful incumbent will also focus on providing support and advise on regulatory and legal...

  • Risk & Compliance Specialist

    2 weeks ago

    Johannesburg, Gauteng, South Africa Antal International Network Full time

    You are open to considering joining a vibrant and innovative company holding both non-life and life insurance licenses, as their new Risk and Compliance Specialist Our client is committed to ensuring regulatory adherence and effective risk management across the group. As a Risk and Compliance Specialist, you'll work closely with the Head of Risk and...

  • Compliance Specialist Ii

    2 weeks ago

    Johannesburg, Gauteng, South Africa FirstRand Full time

    About us, purpose, experience and qualificationsabout us:- make a promise- be deeply invested- value our differences- build trust, not territory- have courage- always do the right thingpurpose: To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and...

  • Compliance Specialist

    4 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description Hello Future Compliance Specialist Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us incredibly proud of people that make it happen. As part of our team in FNB Life Governance Legal and Compliance team, you will be surrounded by unique talents, diverse minds, and an...

  • Compliance Specialist

    4 days ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidance Hello Future Compliance Specialist Welcome to FNB, the home of the #changeables. We design...

  • Senior Specialist: Compliance

    3 weeks ago

    Johannesburg, South Africa Absa Bank Limited Full time

    Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...

  • Compliance Specialist

    2 weeks ago

    Johannesburg, Gauteng, South Africa Interviewing Dynamix Full time

    Compliance SpecialistRosebankOur client, a leading multi-national property concern seeks to appoint a Compliance Specialist whose focus will be on ensuring consistent _formulation and implementation _of an Ethics and Compliance program. The successful incumbent will also focus on providing support and advise on regulatory and legal requirements to ensure...

  • Compliance Specialist

    3 weeks ago

    Johannesburg, South Africa Anglo American Full time

    Company Description Join us as a **Compliance Specialist**. Anglo American aspires to become the most valued mining company in the world, and to achieve this ambition we are implementing a radical programme - Beyond Finance - which is currently transforming and improving many of the ways in which our teams work. We are focused on simplification and...

  • Compliance Specialist

    2 weeks ago

    Johannesburg, Gauteng, South Africa Rand Water Full time

    Job Advert Summary:Rand Water is looking for a Compliance Specialist to provide specialist functional support to the Compliance Division on responsibilities relating to implementation of the compliance risk management.Minimum Requirements: Degree in law, audit or a related field A minimum of 5 years' proven experience in a compliance role Compliance, Audit,...

  • Specialist: Compliance

    3 weeks ago

    Johannesburg, South Africa Absa Bank Limited Full time

    Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...

  • Compliance Specialist

    4 days ago

    Johannesburg, South Africa Nedbank Full time

    Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional **Job Purpose** - Group Compliance (Shared Services Compliance) is recruiting for a Compliance Specialist. The incumbent will provide advice, guidance, oversight, and assurance on the adherence to compliance practices in Group...

  • Compliance Specialist- Jhb

    2 weeks ago

    Johannesburg, South Africa Rio Tinto Full time

    **Compliance Specialist - JHB** - ** Key role in Ethics and Compliance where you act as an expert and implement Programme within the region**: - ** Be part of a dynamic, passionate and inclusive team**: - ** Based in Johannesburg, South Africa.** **About the role** **_ Finding better ways to provide the materials the world needs._** We are looking for a...

  • Compliance Specialist

    2 weeks ago

    Johannesburg, Gauteng, South Africa FirstRand Full time

    Job DescriptionTo monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidanceHello Future Compliance SpecialistWelcome to FNB, the home of the #changeables. We design for the...

  • Compliance Specialist I

    2 weeks ago

    Johannesburg, Gauteng, South Africa FirstRand Full time

    About us, purpose, experience and qualificationsabout us:- make a promise- be deeply invested- value our differences- build trust, not territory- have courage- always do the right thingpurpose: To monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and...