See more Collapse

Compliance Specialist

2 months ago

Centurion, South Africa Land Bank Careers Full time

**Job Advert Summary**:
**MAIN PURPOSE OF THE JOB**
To support the Compliance Officer and the Head of the Compliance Control Function in ensuring that LBIC and LBLIC (LBI) complies with all relevant statutory, regulatory and supervisory requirements which relate to the Insurance, Operational Standards as well as policies and procedures.

**Key Performance Areas**:
1. **Completion and submission of regulatory returns**
- Identify all applicable returns
- Review all applicable policies and procedures and ensure that issues of non-compliance are
communicated to the affected areass
- Compile a checklist for all regulatory returns with due dates
- Produce a monthly compliance checklist
- Co-ordinate and collate all the returns timeously from various stakeholders
- Submit statutory returns on or before due date
- Submission of the statutory returns on or before the due date

**2. Review and Monitoring of internal policies and procedures**
- Ensuring that areas of non-compliance are tracked until resolution
- Evaluate proposals and review against compliance criteria
- Compile and provide compliance related advice to management in respect of existing and new business
- Communicate the regulatory universe and risk profile to relevant stakeholders
- Communicate the implications of the regulatory to senior management
- Develop, review, coordinate and facilitate approval protocol and implement policies and procedures within area of responsibility
- Facilitate the development, review, approval and implementation of appropriate internal organisational policies, procedures and controls in line with business requirements and regulatory requirements in order to strengthen corporate governance
- Engage with business stakeholders to understand business requirements and identify the need for business policies and procedures in support of business processes
- Foster and maintain compliance culture through regular appropriate communication on policies
- LBI policies and procedures are reviewed and aligned to regulatory requirements.

**3. Population of Compliance Risk Management Plans for the full LBI Regulatory Universe**
- Identification of all legislation applicable to LBI
- Populating Compliance Risk Management Plans for each applicable legislation
- Ensuring that each provison is risk rated and controls are identified and recorded accordingly
- Ensuring that each action plan on the CRMP is tracked until resolution
- All LBI applicable legislation is populated on a completed CRMP with all the controls

**4. Identification of new and upcoming regulatory requirements**
- Identification of all new and upcoming regulatory requirements applicable to LBI
- Creating awareness to the LBI Business Units on all new and upcoming regulatory
requirements
- Represent the the organization on governance compliance related matters and various forums.
- Participate in industry body to ensure alignment of compliance methodology and influence national trends in compliance risk management.

**5. Regulatory Training for LBI employees**
- Identify all applicable regulatory training
- Draft and present a training plan to the Head of the Compliance Control Function
- Ensure that staff regulatory training is scheduled and conducted as per the training plan

**Preferred Minimum Education and Experience**:

- Bachelors Degree in Finance or Law
- 3 years experience within the Financial Services Industry
- 3 years of Compliance Management experience within financial services

**Critical Competencies**:

- Knowledge of financial services industry
- Knowledge of life and non-life legislative framework
- Compliance Management Principles and Processes
- Management of the Compliance Risk Management Plans
- Knowledge of Business Principles
- Knowledge and interpretation skills of all applicable legislation to the Insurance business and ability to communicate these at all levels.

**Additional Requirements**:

- Travel as and when required
- Extended hours as and when required

We have other current jobs related to this field that you can find below

  • Compliance Specialist

    2 months ago

    Centurion, South Africa Six Sense Full time

    Gauteng, Centurion - R471 000.00 Annually Cost To Company (Market related) A well-established financial services business is seeking to appoint a Compliance Specialist. **Qualifications & Experience**: - Bachelors Degree in Finance or Law - 3 years experience within the Financial Services Industry - 3 years of Compliance Management experience within...

  • Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Six Sense Full time

    Gauteng, Centurion R Annually Cost To Company (Market related)A well-established financial services business is seeking to appoint a Compliance Specialist.Qualifications & Experience: Bachelors Degree in Finance or Law 3 years experience within the Financial Services Industry 3 years of Compliance Management experience within financial servicesCritical...

  • Specialist: Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Edge Executive Search Full time

    Specialist: Compliance Risk Permanent JHB00320 Finance Gauteng, Centurion R R Annually Cost To Company (Market related) A leading financial services client in Centurion is now hiring a Specialist in Compliance Risk with a minimum 5 years of experience in endtoend compliance implementation.Minimum Requirements A relevant tertiary qualification in Law, and...

  • Specialist: Compliance Risk

    3 weeks ago

    Centurion, South Africa Six Sense Full time

    Gauteng, Centurion - Annually Cost To Company (Market related) A well-established business is seeking to appoint a Specialist: Compliance Risk To identify and assess regulatory compliance risks, and ensure monitoring through appropriate compliance systems and processes and further provide compliance advice throughout. **Qualifications & Experience**: - A...

  • Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Edge Executive Search Full time

    Compliance Specialist Permanent JHB00333 Facilities Management Gauteng, Centurion Monthly Cost To Company (Normal CTC company benefits, Market related, Negotiable) A new position is now available for a Compliance Specialist with SHEQR Management, Contractor Management and Project Management experienceRole Description: To ensure that the required Health,...

  • Specialist: Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Six Sense Full time

    Gauteng, Centurion Annually Cost To Company (Market related)A well-established business is seeking to appoint a Specialist: Compliance RiskTo identify and assess regulatory compliance risks, and ensure monitoring through appropriate compliance systems and processes and further provide compliance advice throughout.Qualifications & Experience: A relevant...

  • Specialist Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Six Sense Full time

    Gauteng, CenturionAnnually Cost To Company (Market related)A well-established business is seeking to appoint a Specialist Compliance RiskTo identify and assess regulatory compliance risks, and ensure monitoring through appropriate compliance systems and processes and further provide compliance advice throughout the company.Qualifications & Experience: A...

  • Regulatory Compliance Specialist

    3 weeks ago

    Centurion, South Africa Network Recruitment Full time

    We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our client's dynamic team. So, if you're ready to dive into the regulatory rabbit hole with gusto, apply now and let's embark on this adventure together!Responsibilities and Contributions:Ensure compliance with relevant licenses, initiating and contributing to the review and...

  • Regulatory Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Network Recruitment Full time

    We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our client's dynamic team. So, if you're ready to dive into the regulatory rabbit hole with gusto, apply now and let's embark on this adventure togetherResponsibilities and Contributions:Ensure compliance with relevant licenses, initiating and contributing to the review and...

  • Regulatory Compliance Specialist

    1 month ago

    Centurion, South Africa Network Recruitment Full time

    We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our client's dynamic team. So, if you're ready to dive into the regulatory rabbit hole with gusto, apply now and let's embark on this adventure together!Responsibilities and Contributions:Ensure compliance with relevant licenses, initiating and contributing to the review and...

  • Regulatory Compliance Specialist

    3 weeks ago

    Centurion, South Africa Adzuna ZA B C2 Full time

    We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our client's dynamic team. So, if you're ready to dive into the regulatory rabbit hole with gusto, apply now and let's embark on this adventure together!Responsibilities and Contributions:Ensure compliance with relevant licenses, initiating and contributing to...

  • Regulatory Compliance Specialist

    3 weeks ago

    Centurion, South Africa Network Recruitment Full time

    We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our client's dynamic team. So, if you're ready to dive into the regulatory rabbit hole with gusto, apply now and let's embark on this adventure together!Responsibilities and Contributions: Ensure compliance with relevant licenses, initiating and contributing to the review and...

  • Regulatory Compliance Specialist

    1 month ago

    Centurion, South Africa Network Recruitment Full time

    We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our client's dynamic team. So, if you're ready to dive into the regulatory rabbit hole with gusto, apply now and let's embark on this adventure together!Responsibilities and Contributions: Ensure compliance with relevant licenses, initiating and contributing to the review and...

  • Compliance Specialist

    3 weeks ago

    Centurion, South Africa Edge Executive Search Full time

    Our client a leader in facilities management are looking to appoint a Compliance Specialist to ensure that the required Health, Safety, Environmental and Quality client submissions in line with contractual obligations are met. **Main Functions**: - Ensure that contractors are vetted timeously according to standards - Support any other Compliance key...

  • Compliance Specialist

    3 weeks ago

    Centurion, South Africa Bidvest Facilities Management Full time

    **ROLE PURPOSE** The responsibilities of Compliance Specialists in Bidvest Facilities Management can be summarized as follows: a) To ensure that the required Health, Safety, Environmental and Quality client submissions in line with contractual obligations are met. b) Ensure that contractors are vetted timeously according to standards. c) Support any other...

  • Compliance Specialist

    4 weeks ago

    Centurion, South Africa Bidvest Facilities Management Full time

    **ROLE PURPOSE** The responsibilities of Compliance Specialists in Bidvest Facilities Management can be summarized as follows: a) To ensure that the required Health, Safety, Environmental and Quality client submissions in line with contractual obligations are met. b) Ensure that contractors are vetted timeously according to standards. c) Support any other...

  • Exchange Control Compliance Specialist

    3 weeks ago

    Centurion, South Africa Risk Management Full time

    **Introduction** Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. **Role Purpose** The Exchange Control...

  • Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Edge Executive Search Full time

    Our client a leader in facilities management are looking to appoint a Compliance Specialist to ensure that the required Health, Safety, Environmental and Quality client submissions in line with contractual obligations are met.Main Functions: Ensure that contractors are vetted timeously according to standards Support any other Compliance key performance areas...

  • Exchange Control Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Risk Management Full time

    IntroductionThrough our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations.Role PurposeThe Exchange Control Compliance...

  • Specialist: Compliance Risk

    3 weeks ago

    Centurion, South Africa Land Bank Careers Full time

    **Job Advert Summary**: The Land and Agricultural Development Bank of South Africa (Land Bank) is South Africa’s only specialist agricultural bank established in 1912, the bank’s sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach. These services enable farmers to...