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Compliance Analyst

4 months ago

Cape Town, South Africa Candidate Connect Full time

Great opportunity to join a global Asset Manager as a **Compliance Analyst **in Cape Town.

This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business.

This is an EE designated opportunity.

**Some key role functions**:

- Ensure the implementation and maintenance of Compliance processes and procedures:

- Regulatory investment limits and Mandate investment reviews and coding.
- Pre
- and Post-Trade Investment Mandate Breach reporting.
- Conflicts of Interest Management in line with legislative and group governance requirements.
- Collaborate within the Compliance team to receive and implement legislative interpretation relating to investment activities.
- Monitor and co-ordinate compliance to legislation and company policies relating to investment and sales activities.
- Regular reporting to management and regulatory bodies.
- Help maintain an effective compliance monitoring and training programme for the organisation.

**Key requirements**:

- Bachelors Degree in Commerce or Statistics
- 3 - 5 years’ experience in Compliance or Audit
- Experience working on Charles River and Invest One
- Regulation 28 reporting experience necessary
- Comply with the FAIS Code of Conduct requirements for Compliance staff
- Excellent communication and numerical skills.
- Technical understanding of financial products and instruments
- Take pride in own integrity and confidentiality.