Compliance Officer

4 weeks ago


Centurion, South Africa Yazoo Recruitment Specialists Full time

Compliance Officer with LLB, Legal or Compliance qualifications and minimum 5 years’ compliance experience in the Financial Services Industry, required to implement the compliance strategy aligned to the compliance monitoring plan to comply with applicable regulatory requirements.

Minimum requirements:

- LLB, Legal or Compliance Degree essential
- Minimum 5 years’ compliance experience in the Financial Services Industry essential
- 2nd line compliance experience required
- KI Certification essential
- Phase I Approved Category 1 FAIS license advantageous
- Post Graduate Diploma in Compliance Management advantageous
- Risk qualifications will be an advantage

**Responsibilities**:

- Implement and manage compliance program - develop and manage risk and compliance plans
- Develop and review company policies and implementation of such
- Advise management on company’s compliance with law and regulations
- Create and manage action plans in response to audit recoveries
- Audit company procedures, practices and documents
- Trask and monitor key risk indicators, controls and action plans
- Assess company operations to determine risk
- Research on compliance topics
- Develop training material and assist with training
- Assist in compiling risk and compliance reports
- Collaboration with other leaders, external partners, internal audit teams
- Drafting and compiling regulatory submissions

Recognising that diversity is key to excellence, our client especially encourages members of designated groups to apply.

1. That you have read and understood our POPI Policy.

2. That you have no objection to us retaining your personal information in our database for future matching and will notify us in writing should you wish to remove your personal information from our database.

3. Should suitable opportunities arise we will contact you and request your consent to submit your CV to a specific client for a specific purpose.

4. That the information you have provided to us is true, correct and up to date.

**Job Types**: Full-time, Permanent

Ability to commute/relocate:

- Centurion, Gauteng: Reliably commute or planning to relocate before starting work (required)

**Education**:

- Bachelors (required)

**Experience**:

- compliance in the financial services industry: 5 years (required)


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