Compliance Officer

2 weeks ago

Centurion, South Africa Group Finance Full time

**Introduction**

Through our client-facing brandsMetropolitan and Momentum, withMultiply(wellness and rewardsprogramme), and our otherspecialist brands,includingGuardrisk and Eris Property Group,the group enables business andpeoplefrom all walks of life toachieve their fi nancial goals and lifeaspirations.

**Role Purpose**
- Implement the compliance strategy aligned to the compliance monitoring plan to enable the business within a legal framework.**Requirements**:
**Formal qualifications**:

- Qualifications as per fit and proper requirements to be registered as a licensed compliance officer with the FSCA
- Post graduate qualification in Compliance Management
- Legal qualification
- Degree in Commercial, Risk Management, Audit, Finance, Legal, Business or related field

**On-the-job training / qualifications**

**Specific licensing or registration**:

- Registered with the Compliance Institute of Southern Africa
- Registered as licensed compliance officer with the FSCA

**Knowledge**:

- Exposure to interpretation of legislation for insurance and financial services environment
- Exposure to aspects of the compliance risk management framework.
- Understanding of the insurance and financial services industry;
- Knowledge of Regulation i.e. FAIS,FICA,POPIA, LTIA, Pension Funds Act, CoFI, FSCR
- Knowledge and understanding of the typical products offered by organisation

**Experiance**:

- 2 - 5 Years compliance related experience
- Experience in the insurance and financial services industry (preferred)

**Duties & Responsibilities**

**INTERNAL PROCESS**:

- Execute compliance activities based on the Compliance Monitoring Plan in order to provide assurance on the level of regulatory compliance
- Monitor new regulatory mandates, rules and requirements, ensure that compliance policies are kept up to date and that revisions are disseminated in a timely manner
- Design and implement compliance training and educational programmes; actively participate in management training, including new starter induction programmes
- Provide advice on compliance with applicable laws and regulations to the business to ensure ongoing adherence and compliance.
- Assess the possible impact of any regulatory development on the operations of the business and work with the business with regard to compliance
- Conduct compliance monitoring reviews and audits based on audit schedule and ad hoc requirements as required by the Internal Auditor or business leader
- Review and monitor completed audits and follow up on any recommendations made
- Execute the regulatory compliance breach management and follow-up process in order to address the identification, analysis and resolution processes to be followed as well as the escalation procedures.
- Provide professional advice and guidance to business regarding compliance matters.
- Contribute to the initiation of critical statutory projects relevant to the business and monitor the appropriate implementation thereof by the business.
- Create awareness within business regarding new compliance requirement or provide guidance on potential impact of compliance requirements
- Support the business stakeholders identify compliance risks or weaknesses for which the business should consider additional mitigating action, or processes and/or procedures.
- Build relationships with internal and external stakeholders as well as the wider compliance community within the MMI Group.
- Provide input from a compliance perspective and act as trusted advisor in business projects and initiatives.
- Deliver compliance reports that highlight compliance activities and instances of non-compliance, both internal and external within agreed time frames.
- Initiate and contribute to the review of all critical business policies from a regulatory compliance perspective and make recommendations for improvement.
- Identify, assess, manage, monitor and report on compliance risks that the company face.
- Execute compliance activities based on the Risk-based compliance plan in order to provide assurance on the level of regulatory compliance.

**CLIENT SERVICE**:

- Build and maintain relationships with internal and external stakeholders
- Contribute to the process of negotiating objective and realistic service level agreements, monitor appropriateness and recommend adjustments
- Deliver on service level agreements made with clients and internal and external stakeholders in order to ensure that client expectations are managed
- Make recommendations to improve client service and fair treatment of clients within area of responsibility
- Participate and contribute to a culture which builds rewarding relationships, facilitates feedback and provides exceptional client service

**PEOPLE**:

- Build strong relationships through providing specialist know-how and leadership to others, expressing positive expectations.
- Positively influence and manage change and offer specialist support where required.
- Contribute to continuous innovation th

  • Compliance Officer

    1 week ago

    Centurion, South Africa PSG Insure Full time

    **Job description**: PSG Distribution is currently recruiting for a Category I Compliance Officer position. Reporting to the Head: Compliance - Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence on the PSG Admin platform and adviser...

  • Compliance Officer

    3 weeks ago

    Centurion, South Africa K2 Human Capital Consultancy Full time

    **VACANCY ADVERT - COMPLIANCE OFFICER** **Job summary **- Implement and manage an effective compliance program through the development and management of risk and compliance plans. **DUTIES AND RESPONSIBILITIES** - Develop and review company policies including effective implementation of policies and guidelines - Advise management on the company’s...

  • Compliance Officer

    2 weeks ago

    Centurion, South Africa Progressive Edge Full time

    Permanent Centurion ( Hybrid) An insurance company based in Centurion is looking to hire a Compliance Officer to join their organisation. Your role will have you implement the compliance strategy aligned to the compliance monitoring plan and assist the business in honouring their responsibility to comply with applicable regulatory requirements through...

  • Compliance Officer

    2 months ago

    Centurion, South Africa Staff Solutions Full time

    Gauteng, Centurion - Negotiable - Negotiable Monthly Cost To Company (Market related) NEW VACANCY ALERT! Our client in the Finance/Insurance industry seeks to fill the role of Compliance Officer to join their operations in Centurion, Gauteng. **Responsibilities and work outputs**: - Implement and manage an effective compliance program through the...

  • Compliance Officer

    6 days ago

    Centurion, Gauteng, South Africa K2 Human Capital Consultancy Full time

    VACANCY ADVERT - COMPLIANCE OFFICERJob summary - Implement and manage an effective compliance program through the development and management of risk and compliance plans.DUTIES AND RESPONSIBILITIES Develop and review company policies including effective implementation of policies and guidelines Advise management on the company's compliance with laws and...

  • Compliance Officer

    2 months ago

    Centurion, South Africa Momentum Insure Company Limited Full time

    **Introduction** **Role Purpose** Implement the compliance strategy aligned to the compliance monitoring plan to assist the Momentum Insure business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory...

  • Compliance Officer

    2 months ago

    Centurion, South Africa Momentum Insure Company Limited Full time

    **Introduction** **Role Purpose** Implement the compliance strategy aligned to the compliance monitoring plan to assist the Momentum Insure business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory...

  • Compliance Officer

    6 days ago

    Centurion, Gauteng, South Africa Staff Solutions Full time

    Gauteng, Centurion Negotiable NegotiableMonthly Cost To Company (Market related)NEW VACANCY ALERTOur client in the Finance/Insurance industry seeks to fill the role of Compliance Officer to join their operations in Centurion, Gauteng.Responsibilities and work outputs: Implement and manage an effective compliance program through the development and management...

  • Compliance Officer

    6 days ago

    Centurion, Gauteng, South Africa OUTsurance Full time

    Company DescriptionOUTsurance has been propelling the South African insurance industry forward for the last 25 years. As leaders in the field, we're always looking for innovative ways to create digitally-advanced solutions, without losing sight of our human values.Our continued success can be attributed to OUTstanding employees who set the bar high with...

  • Compliance Officer

    2 months ago

    Centurion, South Africa Momentum Securities Full time

    **Introduction** Momentum Securities provides a full range of stockbroking services supported by strong management and administrative capabilities. We pride ourselves on product innovation and client service. One of our key strengths is our ability to devise solutions for your individual needs, with all our expertise at your disposal. We provide a full...

  • Compliance Officer

    4 weeks ago

    Centurion, South Africa Yazoo Recruitment Specialists Full time

    Compliance Officer with LLB, Legal or Compliance qualifications and minimum 5 years’ compliance experience in the Financial Services Industry, required to implement the compliance strategy aligned to the compliance monitoring plan to comply with applicable regulatory requirements. Minimum requirements: - LLB, Legal or Compliance Degree essential -...

  • Compliance Officer

    6 days ago

    Centurion, Gauteng, South Africa Tych Business Solutions Full time

    Job ID: 60740Date Posted: Posted 5 hours agoLocation: Centurion, RoodepoortJob Title: COMPLIANCE OFFICER (GAMBLING) - CENTURION - GAUTENG To co- ordinate, manage and leverage all commercial and LPM activities and resources in a manner that enhances sustainable corporate governance and legal compliance within the company. Ensure all new Site Owners and...

  • Compliance Officer

    6 days ago

    Centurion, Gauteng, South Africa Yazoo Recruitment Specialists Full time

    Compliance Officer with LLB, Legal or Compliance qualifications and minimum 5 years' compliance experience in the Financial Services Industry, required to implement the compliance strategy aligned to the compliance monitoring plan to comply with applicable regulatory requirements.Minimum requirements: LLB, Legal or Compliance Degree essential Minimum 5...

  • Compliance Officer

    2 months ago

    Centurion, South Africa Dante Personnel Full time

    Gauteng, Centurion - Nonnegotiable An online firearms giant in Centurion is on the hunt for a Compliance officer to join the growing company. **Minimum requirements**: - Tertiary Qualification a necessary requirement. - Firearms administrator with South African Police interface experience may be beneficial. - Experience in the firearms environment will be...

  • Risk & Compliance Officer

    2 months ago

    Centurion, South Africa Frogg Recruitment Full time

    **Risk & Compliance Officer Centurion Pretoria** Are you an experienced Risk & Compliance Officer with 3 years plus experience from a Financial Services Industry / Insurances **Salary Negotiable to experience** **Min Requirements** B-Degree in Commerce, B Admin or Risk Management Experience: 3 years of risk and compliance in financial...

  • Risk & Compliance Officer

    6 days ago

    Centurion, Gauteng, South Africa Frogg Recruitment Full time

    Risk & Compliance Officer Centurion PretoriaAre you an experienced Risk & Compliance Officer with 3 years plus experience from a Financial Services Industry / InsurancesSalary Negotiable to experienceMin RequirementsB-Degree in Commerce, B Admin or Risk Management Experience:3 years of risk and compliance in financial services/insuranceKI/Representative &...

  • Compliance Officer

    6 days ago

    Centurion, Gauteng, South Africa Dante Personnel Full time

    Gauteng, Centurion NonnegotiableAn online firearms giant in Centurion is on the hunt for a Compliance officer to join the growing company.Minimum requirements: Tertiary Qualification a necessary requirement. Firearms administrator with South African Police interface experience may be beneficial. Experience in the firearms environment will be advantageous....

  • Compliance Officer

    5 days ago

    Centurion, South Africa Tych Business Solutions Full time

    **Job ID**: 60740**Date Posted**: Posted 5 hours ago**Location**: Centurion, Roodepoort**Job Title**: COMPLIANCE OFFICER (GAMBLING) - CENTURION - GAUTENG - To co - ordinate, manage and leverage all commercial and LPM activities and resources in a manner that enhances sustainable corporate governance and legal compliance within the company. - Ensure all new...

  • Compliance Officer Cat Ii

    1 week ago

    Centurion, South Africa FROGG Recruitment Full time

    **Compliance Officer CAT II Centurion** Well-established client is looking for a **Compliance Officer CAT II** with at least 3+ years’ experience. **Must have long - and short-term insurance, collective investment and stockbroking experience.** *** **Salary**: Market-related (according to experience and qualifications) *** **Minimum requirements**: -...

  • Compliance Officer

    7 days ago

    Centurion, South Africa Oracle HR Full time

    A B-BBEE consulting firm in Centurion is seeking a Compliance Officer to join their team. **Responsibilities**: Skills Development — Annually - Prepare, Compile and Submit WSP/ATR reports. - Develop and monitor Implementation Plan. - Quality Control Plan. - Develop, implement and submit Workplace Skills Plan and ATR to various SETAs according to their...