Compliance Specialist

4 weeks ago


Pretoria, South Africa New Beginnings Recruitment Full time

**Requirements**
- Promote prevention of legal and regulatory risk in the company (TCF)
- Maintain efficient and effective operations in Compliance
- Validate those policies and procedures with regards to Compliance Function
- Monitor compliance risk, policies, and procedures within the designated region(s)
- Maintain the standardized monitoring procedure.
- Complete monitoring reports
- Provide overall compliance assistance, guidance and advice to the Group of Companies
- Create awareness in the Group of Companies with law requirements (TCF)
- Inform employees about relevant compliance matters.
- Manage incoming correspondence from the regulator or any other industry body.
- Liaise with internal and external stakeholders and executives, directors, committee members, company secretary and others, where appropriate
- Preparation for meetings: Preparation of meeting packs (agenda, minutes and other required material)
- Take minutes at the Market Conduct meetings and distribute minutes where necessary

**Requirements**:

- 6-12 months in a compliance role
- Legal, Compliance, Risk or relevant qualification / equivalent or studying towards the qualification.
- Compliance Certificate (Advantage)
- Registered with CISA (Compliance Institute of South Africa)

**Salary**: R28 000,00 - R39 000,00 per month

Application Deadline: 2024/03/29



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