Ki Audit Manager

2 weeks ago


Durban, South Africa Nedbank Full time

**Job Classification**
- Requisition: 127648
- Closing Date: 28 July 2023
- Division: Nedbank Insurance - Distribution
- Employment Equity Statement: Preference with be given to individuals from underrepresented groups- Job Family- Risk, Audit and Compliance
- Career Stream- Regulatory Compliance
- Leadership Pipeline- Manage Self: Professional- FAIS Affected**Job Purpose**
- To monitor and provide assurance on the adherence to the Key Individual compliance requirements and practices across the Nedbank Insurance advice channels to ensure compliance risks are managed and reported across Nedbank.**Responsibilities**:

- Monitor the Key Individual compliance requirements and risks to determine the state of the Key Individual compliance requirement across Nedbank Insurance advice channels
- Ensure the Key Individual compliance requirements are adhered to, and adequate compliance risk management practices implemented
- Provide input, review and ensure accurate reporting and articulation of Key Individual compliance status across the Nedbank Insurance advice channels
- Provide guidance in the completion of Key Individual risk monitoring programs
- Provide advice and/or input to internal stakeholders on possible contraventions of the Key Individual compliance risks through early detection
- Maintain relationships with internal stakeholders by establishing partnerships in managing the Key Individual compliance risks
- Engage with stakeholders formally through determining scope of work, understanding and identifying Key Individual Compliance requirements
- Provide overview and reporting of the status of the Key Individual Compliance and Advice risk of Nedbank Insurance Distribution to management and Regulators
- Perform function of statutory Key Individual FAIS Compliance Officer for Nedbank Insurance Distribution in accordance with Board Notice 127 of 2010 and act as primary liaison between Nedbank Insurance Distribution and the Nedbank Insurance Governance Team and/or FSCA for FAIS related queries, complaints and prepare statutory compliance reports and maintain the FAIS Conflict of Interest Policy
- Maintain oversight of Key Individual Register across the Nedbank Insurance Broker across the advice channels within Nedbank Insurance

**Job Responsibilities Continue**
- Assist managers within the Business Unit to monitor risks related to compliance and advice requirements by providing guidance or offering expert advice to compliance officers and Group Internal Audit
- Align solutions with the strategic direction and create new ways of solving problems
- Sourcing and consolidating data to develop and enhance tools to measure Key Compliance Indicators and trends relating to potential compliance and advice risk in e.g. the execution of sales, after-sales during the product and client life-cycles
- Management of the Key Individual Risk, Compliance and Advice requirements to provide insights on regulatory, operational, and external developments to ensure proactive awareness and management of compliance risk and advice issues
- Performing a leading role in review of the Key Individual compliance related regulatory changes through internal consultation and provide commentary on the proposed legislation which include offering proposals on alternative wording of requirements
- Provide Subject Matter Expert guidance on Key Individual Compliance and Advice Related regulatory changes and oversee the implementation of action plans to align to the upcoming regulatory requirements.

**People Specification**
- Essential Qualifications - NQF Level- Advanced Diplomas/National 1st Degrees
- Preferred Qualification- Compliance Institute of South Africa (CISA), Post Graduate Diploma: Risk Management, Advanced Diplomas/National 1st Degrees- Essential Certifications- Preferred Certifications- Compliance Institute of South Africa (CISA) - preferred, not essential- Minimum Experience Level- 7 - 10 years’ experience in a Short -Term Insurance Risk, Advice, Audit and Compliance role with a Short-Term Insurance intermediary and/ or Short-Term insurance provider of which 5 years should be at a management level**Technical / Professional Knowledge**
- Change management
- Client service management
- Diversity management
- Employee training/development
- Financial Accounting Principles
- Governance, Risk and Controls
- Operations planning
- Principles of project management
- Relevant regulatory knowledge
- Strategic planning
- Behavioural Competencies- Decision Making
- Work Standards
- Applied Learning
- Communication
- Adaptability
- Driving for results
- **_Please contact the Nedbank Recruiting Team at +27 860 555 566_


  • Audit Manager

    2 weeks ago


    Durban, South Africa Mazars Careers Full time

    Mazars Durban is recruiting for an Audit Manager in the Audit department to be an instrumental keyplayer within its #OneTeam by providing high quality audit services to clients and valuable mentoring, direction and guidance to audit teams. **Duties and Responsibilities**: - Produce client reports (Audit Strategy Memorandum, Audit Completion Memorandum,...

  • Audit Manager

    2 weeks ago


    Durban, South Africa Mazars Careers Full time

    An opportunity has become available in the Audit Division of Mazars in South Africa; an international professional services firm, based in Umhlanga Ridge, Durban. You will be an instrumental keyplayer within its #OneTeam by providing high quality audit services to clients and valuable mentoring, direction and guidance to audit teams. **Duties and...

  • Audit Manager

    5 days ago


    Durban, South Africa Insphired Recruitment Solutions Full time

    Our client in the Accounting and Advisory industry is currently looking for an **Audit Mangers**, in Kwa-Zulu Natal. **Responsibilities**: - Manage resourcing and plotting of staff members on audit engagements. - Work allocations as required by individual audit assignments. - Audit assignment budget planning and management. - Monitoring and evaluation of...

  • Audit Manager

    2 days ago


    Durban, South Africa Masakhane Auditors Full time

    Our audit practice in Durban North, KwaZulu Natal is looking to employ an experienced Accountant for the Audit manager position. **RESPONSIBILITIES**: - Timesheet reviews - KPA reviews - Invoicing. - Adhoc tasks as requested by the partners. **JOB REQUIREMENTS**: - Completed articles. - CA(SA) is required. - Minimum 5 years’ experience in Auditing, 3...

  • Junior Audit Manager

    Found in: Talent ZA C2 - 3 weeks ago


    Durban, South Africa PKF Durban Full time

    JOB PURPOSE:• To ensure the audits run effectively and efficiently• To ensure audit is performed in terms of the standards (IFRS / IAS / ISA / Co's act)• To manage the relationship with the clientGENERAL DUTIES & RESPONSIBILITIES:• Conducts assigned audit engagements successfully from beginning to end• Identifies and communicates issues raised,...


  • Durban, South Africa Sapientis South Africa Full time

    A leading Financial Services and Advisory firms is seeking the services of a seasoned IT Audit specialist to take on an experienced IT/IS Audit Manager role. You will need to meet the following **minimum requirements**: - A completed BSc or BCom degree in Computer Audit, IT Audit, Internal Audit etc is essential. - More than 7 years’ experience in the IT...

  • Audit Senior

    4 days ago


    Durban, South Africa Morar Incorporated Full time

    To manage a portfolio of audits and to ensure that the quality of the audit is effectively and efficiently managed within the allocated resource. - Management of their own productivity. - Reporting the status of files to seniors and senior managers - Providing feedback to clients, and liaising with client regarding queries - Assist with the formulation of a...

  • Audit Senior

    2 days ago


    Durban, South Africa BDO South Africa Full time

    At BDO, we believe in investing in our people to help them grow, both professionally and personally. The foundation of our business is strong relationship, with colleagues, clients and other stakeholders and we work hard every day to make this a reality. Our commitment is to create unlimited growth by giving our people continuous opportunities and our...

  • Audit Supervisor

    Found in: Talent ZA C2 - 3 weeks ago


    Durban, South Africa Moore Recruitment Full time

    Moore Midlands is looking for a Supervisor in their Audit Division.  Successful candidates will need to assist managers with handling a portfolio of audit and assurance clients and developing a team of SAICA trainee accountants, as well as contribute to the overall management of the Audit department. The role requires high standards in terms of service...

  • Audit Supervisor

    Found in: Talent ZA C2 - 3 weeks ago


    Durban, South Africa RPO Recruitment Full time

    RPO Recruitment is currently seeking an experienced Audit Supervisor to join our client's team. As an Audit Supervisor, you will be responsible for overseeing the auditing process, including conducting audits, preparing financial statements, and resolving accounting issues. You will play a crucial role in ensuring the accuracy and integrity of our clients'...


  • Durban, South Africa Moore Recruitment Full time

    **Job Advert Summary**: Moore Durban seeks a highly organized and detail-oriented Administrative Assistant to join our Audit Department. **Minimum Requirements**: **Qualifications**: - National Senior Certificate (NSC) - A Diploma or Degree in Business Administration or A Diploma or Degree in Accounting **Minimum Requirements** - Familiarity with audit...


  • Durban, South Africa Ohlanga Group Full time

    **Internal Auditor** **Area - Phoenix Industrial Park** - execute risk based audit and advisory engagements, maintaining quality of audit processes and documentation in accordance with International Standards (Institute of Internal Auditors); - Prepare reports to communicate audit findings and preserve audit work-papers documenting audit tests and findings...

  • Internal Audit

    5 days ago


    Durban, South Africa HR Genie Full time

    Position: Internal Audit - Senior Consultant Duration: 12 Months Contract Location: Durban (Hybrid - office and remote) We are looking for innovative, dynamic, agile, driven, engaging and proactive Internal Audit contactors to take our Risk Advisory business to the next level. You can expect to be involved in exciting, client-facing projects and be...

  • Audit Senior

    Found in: Talent ZA C2 - 3 weeks ago


    Durban, South Africa PKF Durban Full time

    JOB PURPOSE:• To assist with the effective execution of audits run as a senior.• To ensure audit is performed in terms of the standards (IFRS / IAS / ISA / Co's act)• To work together with a team and ensure deadlines are met.GENERAL DUTIES & RESPONSIBILITIES:• Conducts assigned audit engagements successfully from beginning to end• Identifies and...

  • Intermediate Audit Clerk

    Found in: Talent ZA 2A C2 - 3 days ago


    Durban, South Africa Smith Garb & Associates Full time

    Reporting to the Office Manager. Requirements:Minimum 3 years working experience within an accounting firmExperience with CaseWare and the MS Office package is essential.B.Com or working towards any accounting Degree or QualificationSARS E-filing experienceDutiesPreparation of annual financial statements using CaseWare or Excel.Preparation of Income Tax...

  • Intermediate Audit Clerk

    Found in: Adzuna ZA B C2 - 3 days ago


    Durban, South Africa Adzuna ZA B C2 Full time

    Reporting to the Office Manager. Requirements:Minimum 3 years working experience within an accounting firmExperience with CaseWare and the MS Office package is essential.B.Com or working towards any accounting Degree or QualificationSARS E-filing experienceDutiesPreparation of annual financial statements using CaseWare or Excel.Preparation of Income Tax...

  • IT Audit Supervisor

    Found in: Talent ZA C2 - 3 weeks ago


    Durban, South Africa KPMG-SouthAfrica Full time

    Job title/position: Supervisor Function and Business Unit: Advisory - Risk Consulting: Technology Assurance (Durban) Description of the role and purpose of the job: Supervisor assisting Managers to scope, plan and manage a team to execute the engagements to assist clients in relation to IT Audits, IT Governance & Strategy, Project Assurance, Business...

  • Personal Assistant

    5 days ago


    Durban, South Africa PKF Durban Full time

    **Reports to: Audit Partners** **JOB PURPOSE**: *** To provide secretarial and administrative support in a well organised and timely manner to the Auditing Team and Partners. *** **CORE FUNCTIONS** *** - Pending administrative services to four Partners - Preparing presentations and proposals for the Partners - Managing and reviewing filing and office...

  • Audit Manager CA(SA)

    Found in: Talent ZA C2 - 3 weeks ago


    Durban, South Africa Moore Recruitment Full time

    Moore Durban is a leading mid-tier professional services firm, specializing in Advisory, Audit, and Taxation, within the Moore Global Network of 30 000+ people across 500+ offices in 113 countries. We provide world-class services to our global client base. Our firm is located in Durban, and we take pride in supporting our clients in many different industries...

  • Internal Audit, Risk

    Found in: Talent ZA C2 - 3 weeks ago


    Durban, South Africa KPMG-SouthAfrica Full time

    Our national Internal Audit, Risk and Compliance Services practice provides strategic sourcing of Internal Audit; Enterprise Risk Management; Governance, Regulatory Compliance, Contract Compliance and Sustainability services. This opportunity involves a strong focus on Internal Audit solutions to our clients. We currently have vacancies for a graduate...