Compliance Officer

3 weeks ago

Cape Town, South Africa Masthead (Pty) Ltd Full time

Career Vacancy

**KEY INFORMATION**

**POSITION: Compliance Officer (Cape Town)**

REPORTING TO: Regional Manager

LOCATION: Tyger Valley, Cape Town

BUSINESS UNIT: Compliance

START DATE: April 2023

***

To effectively deliver a quality compliance and risk management service to our clients at a regional level.
Adherence to the compliance requirements as dictated by the FSCA.

**MINIMUM REQUIREMENTS - QUALIFICATIONS & WORK EXPERIENCE**
- Registered as a FSCA (FSB) approved Compliance Officer is essential
- Must be approved by the FSCA for Category I
- Holds a recognised Legal or Accounting degree
- Minimum 3 years’ proven experience in compliance or risk management within the financial services industry
- Category I FSP experience
- Please note only applicants who meet these requirements will be considered for this position._

**COMPLIANCE DUTY AND RESPONSIBILITY**
- Outsourced compliance function delivered to financial services clients
- Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements
- Establish a culture of compliance and provide a compliance risk framework to clients
- Assist clients to achieve the TCF outcomes
- Services to be delivered to Independent FSPs and Corporate clients
- Perform all functions to the standard and deadlines set by Regional Manager
- Provide clients with high quality, personalized and substantive reports
- Include clients in compliance processes and provide post monitoring feedback
- Maintain records as required by the business
- Display behaviour and attitudes that positively contributes to the well-being and development of the regional team, the company, and its clients
- Sourcing and signing up of new clients

**COMPETENCIES AND SKILLS**
- Good working knowledge of compliance legislation viz. FICA and FAIS
- Understanding and knowledge of risk management principles
- Exceptional verbal and written communication skills
- Work under pressure, independently, and as part of a team
- Proficient presentation skills

**Closing Date**
- The cut-off date for this vacancy is **28 February 2023**

**Job Type**: Permanent

Ability to commute/relocate:

- Cape Town, Western Cape: Reliably commute or planning to relocate before starting work (required)

Application Question(s):

- Are you approved by the FSCA for Category 1

**Education**:

- Bachelors (required)

**Experience**:

- compliance or risk management: 3 years (required)

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