Compliance Officer
2 weeks ago
My client in Financial/Fund Services is looking for a Registered Compliance Officer ( CAT I or CAT III) to join their team in CPT.
This is a Regulatory Compliance function - FAIS, S13B of the Pension Funds Act & FIC Compliance (FIC MLRO).
Must have relevant Degree / Post Graduate Qualification with 3-5 years experience in a related regulatory Compliance role from Financial Services / Fund Services (not investments). Required Regulatory Exam - must have RE1/RE5 -preferred RE4.
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Compliance Officer
Found in: Talent ZA C2 - 5 days ago
Cape Town, South Africa Hire Resolve Full timeHire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...
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Compliance Officer
Found in: Talent ZA C2 - 2 days ago
Cape Town, South Africa Hire Resolve Full timeHire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...
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Compliance Officer
Found in: Whatjobs ZA C2 - 4 days ago
Cape Town, South Africa CA Financial Appointments Full timeMy client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements...
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Compliance Officer
Found in: Talent ZA 2A C2 - 2 weeks ago
Cape Town, South Africa CA Financial Appointments Full timeMy client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...
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Compliance Officer
Found in: Adzuna ZA B C2 - 7 days ago
Cape Town, South Africa Adzuna ZA B C2 Full timeMy client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...
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Operational Compliance Officer
5 hours ago
Cape Town, South Africa Conova Recruitment Full timeWe are looking for a dynamic, passionate and results driven operational compliance officer with Collective Investment Scheme experience and knowledge to join our team. This individual needs to be confident and willing to get involved in every aspect of the business where required. Role and Responsibilities Reviewing and ensuring that marketing material is...
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Operational Compliance Officer
7 days ago
Cape Town, South Africa Conova Recruitment Full timeResponsibilities include: - Reviewing and ensuring that marketing material is compliant with applicable legislation. Submit and review MDDs. - Fulfil the role of Money Laundering reporting officer. - Work closely with the Money Laundering Compliance Officer and provide contribution into the embedment of the Risk Management and Compliance Program. -...
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Compliance Officer
Found in: Talent ZA C2 - 2 weeks ago
Cape Town, South Africa Admiral Markets Full timeWhy you should become an Admiral? Equality and professional development - as an employer, Admirals believes in a balanced approach towards employee rights and gender equality. We care about your success and development and offer numerous training programs and benefits to enhance your skills and advance your careers. Global support to the team - our...
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Compliance Officer
Found in: Talent ZA C2 - 2 weeks ago
Cape Town, South Africa Admirals Group Full timeWho we are?Admirals is a global growing FinTech company from Estonia. We started as a Neobroker, and today evolved into Admirals Financial Ecosystem, meeting people's life-long needs and making personal financial management easy-to-use, affordable and secure. We are constantly expanding and diversifying our product offerings using the market segmentation and...
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Business Compliance Officer
Found in: Talent ZA C2 - 2 weeks ago
Cape Town, South Africa Stonehage Fleming Full timeDescription OVERALL PURPOSES To provide practical assistance, support and advice to the Family Office and Investment Management teams on operational compliance matters and assume full responsibility for all interaction and liaising with Risk and Compliance where required; and To maintain a strong control framework within First line of defence. The...
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Compliance Officer CAT2
Found in: Talent ZA C2 - 2 weeks ago
Cape Town, South Africa FROGG Recruitment Full timeCompliance Officer CAT2 Cape Town Our client is looking for a Compliance Officer with CAT2 who is able to provide legal and compliance support on systems, processes and knowledge of financial services regulatory environment. Salary: Market Related Minimum Requirements: Matric3 – 5 years in legal/compliance role in financial environmentBComm Honours / law...
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Tax Compliance Officer
7 days ago
Cape Town, South Africa Moore Recruitment Full time**Job Advert Summary**: Moore Cape Town is a member of a leading international network of accounting and consulting firms. Join our dynamic Tax department and take your career to new heights as a Tax Compliance Officer! We are in search of a highly motivated and experienced individual to join our growing team. As a Tax Compliance Officer, you will play a...
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Compliance Officer
2 days ago
Cape Town, South Africa iLaunch Full timeAssist in monitoring compliance with applicable legislation Review and comment on draft Supplemental Deeds Monitor compliance with Supplemental Deeds Assist with the compilation and submission of quarterly and annual FSB reporting Advise management and clients on all compliance and regulatory matters Assist in promotion compliance standards and...
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Assistant Legal Compliance Officer
7 days ago
Cape Town, South Africa RJPersonnel Full time2years - Assist the Compliance Officer in embedding a culture of compliance - Assist in the development of risk-based Monitoring Plans - Take ownership of Compliance Monitoring - Manage FAIS profile changes - Report on level of compliance - Present findings and be able to engage with Management - Maintain Noncompliance Register - Assist with ad hoc rollouts...
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Compliance Officer/administrator
5 hours ago
Cape Town, South Africa RPO Recruitment Full timeAs the Compliance Officer/Administrator, you will play a critical role in ensuring compliance with regulations and maintaining high standards within the organization. Your attention to detail and thorough understanding of compliance requirements will contribute to the company's success in the construction industry. **Responsibilities**: - Develop and...
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Tax Compliance Officer
5 days ago
Cape Town, South Africa Intrinsic Consulting Services Full timeOur client, a well-established Investment & Trust company based in the Southern Suburbs has a new position available for a Tax Compliance Officer. Previous experience in similar function a requirement, with proven track record (8-10 years) - Experience in income tax for individuals, including for provisional tax payers - Computer literacy (intermediate): MS...
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Senior Legal and Compliance Officer
5 days ago
Cape Town, South Africa Finovate Full timeOur client, an Investment Consultant Company, is looking for a **Senior Legal and Compliance Officer** to join their team in the **Plattekloof, **Cape Town, area. To assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance. **Areas of Responsibility**: **Compliance**: - Expert knowledge and...
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Junior Legal and Compliance Officer
5 days ago
Cape Town, South Africa Finovate Full timeOur client, an Investment Consultant Company, is looking for a **Junior Legal and Compliance Officer **to join their team in the **Plattekloof, **Cape Town, area. To assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance. **Areas of Responsibility**: **Compliance**: - Expert knowledge of...
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Senior Tax Compliance Officer
Found in: Talent ZA C2 - 2 weeks ago
Cape Town, South Africa Mazars Careers Full timeA position has become available for a dynamic senior tax complaince officer to help grow our tax compliance team.We are looking for an individual to look after the full tax compliance function for the individual and trust tax clients of Mazars.
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Compliance Officer
Found in: Whatjobs ZA C2 - 4 days ago
Cape Town, South Africa Intrinsic Consulting Services Full timeDo these words resonate with your value system and your career goals?:Prestige, credibility, integrity, stability, reputability, rewarding, professionalism, ethics?Are you looking to join a team with a culture of caring towards, not only their clients, but their employees as well?Then this is the perfect opportunity for you!Use your relevant degree (B Com...