Compliance Assistant

Keen to become part of a truly global, collaborative team of professionals? Your journey begins here. Key Performance Areas Key Accountabilities of the Performance Area Client Research. - Conduct a degree of personal research from public sources including: - Familiarisation with a wide array of potential sources such as company registries, stock exchange...

Keen to become part of a truly global, collaborative team of professionals? Your journey begins here. PURPOSE: The overall purpose of the role is to conduct Ongoing Monitoring on existing clients of the firm and thereby ensure that the relevant. AML policies and procedures to which the firm adheres are fulfilled at all times. KEY PERFORMANCE AREAS AND...

Are you a legal whiz with a passion for the iGaming industry? One of the biggest lotteries in the world is looking for a **Legal & Compliance Assistant** to join their team in **Johannesburg**. You’ll work closely with the company’s legal and compliance team to ensure that all business operations are conducted in compliance with relevant laws and...

Keen to become part of a truly global, collaborative team of professionals? Your journey begins here. Purpose The overall purpose of the role is to conduct Ongoing Monitoring on existing clients of the firm and thereby ensure that the relevant. AML policies and procedures to which the firm adheres are fulfilled at all times. Key Performance Areas and...

Keen to become part of a truly global, collaborative team of professionals? Your journey begins here. PURPOSE: The overall purpose of the role is to conduct Ongoing Monitoring on existing clients of the firm and thereby ensure that the relevant. AML policies and procedures to which the firm adheres are fulfilled at all times. KEY PERFORMANCE AREAS AND...

Keen to become part of a truly global, collaborative team of professionals? Your journey begins here. PURPOSE: The overall purpose of the role is to conduct Ongoing Monitoring on existing clients of the firm and thereby ensure that the relevant. AML policies and procedures to which the firm adheres are fulfilled at all times. KEY PERFORMANCE AREAS AND...

**Mission** The Compliance Officer MFS and Financial Crimes is responsible for the execution of compliance monitoring and oversight (second line role) in the Mobile Financial Services (MFS) and Financial Crimes business units, using the established MTNSA Compliance Framework. The role is to conduct compliance reviews to assess compliance with applicable...

Position reports to: Senior Manager: Governance Direct Reports: N/A Office Location: PURPOSE OF THE POSITION The purpose of the Compliance Manager is to provide compliance expertise and support to the Group (“Group”) to ensure compliance to statutory, governance and to ensure that the organisation implements an effective compliance framework and...

The purpose of the Compliance Manager is to provide compliance expertise and support to the Adapt IT Group (“Group”) to ensure compliance to statutory, governance and to ensure that the organisation implements an effective compliance framework and processes that complies with applicable laws and binding regulations and considers adherence to non-binding...

**Our client in the financial / Tech sector is looking for your passion on compliance and experience to join the team.** **Qualification and Experience** - Legal, Risk or Compliance related degree or equivalent. - T3-5+ Years experience in a Compliance environment and/ or managing/ leading a Compliance team preferably in the Financial Services sector...

2years **Job Duties/Responsibilities will include**: - Assist in monitoring compliance with applicable legislation and internal requirements, policies and procedures - Monitoring that employees adhere to company procedures and compliance guidelines including sample testing of employees to ensure compliance - Reviewing QA escalations and advising Compliance...

Keen to become part of a truly global, collaborative team of professionals? Your journey begins here. PURPOSE The role of a Compliance Supervisor is primarily to oversee operations and personnel of an assigned group of Compliance Assistants, Junior Compliance Analyst, Compliance Analyst, Senior Compliance Analyst and Compliance Coordinators within the...

Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Managers **Job Purpose** - To assist the Head - Group Compliance: Wealth Central Monitoring and Compliance Oversight with the coordination; facilitation and management of the Compliance function for the Division through monitoring; reporting and...

**Who are we?** Sanlam is a leading Financial Services Institution, which provides services in the fields of Individual Life Insurance, Group Life Insurance, Unit Trusts and Asset Management. To give substance to its objective to be fully-fledged Namibian Insurer, Sanlam is increasingly introducing greater financial and technical expertise. **What will you...

Job Description Hello future Compliance Specialist Ashburton Investments is a new generation investment manager that offers investors access to more sources of return and more ways to manage risk. In the institutional space in South Africa as well as our Global business, we pride ourselves on offering solutions to address clients’ holistic balance sheet...

**What will you do?** - This career opportunity is available at **Mirabilis** a division of Santam for a **Compliance Administrator**, who will be based in **Johannesburg: Illovo.** **What will make you successful in this role?** **Compliance Administration and Assurance activities** - Overall responsibility for compliance administration and assurance...

**Purpose of the Job**: Assist with the effective Compliance monitoring and all aspects of compliance related activities. Track non-compliant findings until resolved. Assist with monitoring the efficiency of compliance controls and assist with the enhancement of procedures and controls. Assist with maintaining appropriate written procedures to ensure...

**Job Advert Summary**: The Compliance Division within Group Compliance is looking for a Compliance Specialist to join their team. The Compliance Specialist advises and guides teams on the identification of relevant compliance risks and the development of compliance risk management plans. **Required Knowledge and Experience**: Minimum: - 3-5 years Business...

Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance **Job Purpose** - To assist with the identification, management and reporting of compliance risk and incidents, specific to Investment Banking. This will require an in-depth understanding of the investment banking business as well as requiring the coordination; facilitation and...

Finance & Shared Service team in the South Africa is looking for an exceptional Compliance intern to be based in our office in Isando, Kempton Park. Most tasks and responsibilities will require your dedicated contribution as part of a team, but individual initiative will be encouraged. Duties (under close supervision and support from the Regional...