Manager Risk and Compliance

2 days ago

Johannesburg, South Africa Salt Employee Benefits Full time

To manage company wide-risks and track compliance status considering the changes in the regulatory landscape for retirement funds and benefit administrators introduced by the Financial Sector Conduct Regulatory Act (FSCA); and To embed and promote a compliance culture within SALT EB business units to enhance corporate governance and to ensure that standard operating procedures in all business units are robust and meets SLA obligations with clients.

**KEY PERFORMANCE AREAS**
- Identifying, analysing and mitigating of company-wide risks applicable to the retirement funds and benefit administrators
- Developing the regulatory universe and the risk-based compliance plans for SALT EB business units for approval by the executive management
- Provide compliance and regulatory training and/or guidance and general assistance to all business units
- Ensure all business units and employees remain informed of regulatory, legislative and best practice changes and their obligations under the FSRA
- Establishing and co-ordinating the internal risk committee with risk and compliance champions from all business units
- Provide guidance and support to risk and compliance champions in proactively identifying risks within the business units and mitigating them timeously
- Resolving issues of non-compliance efficiently and effectively identified in the business units
- Business Continuity Management including the review, update and tracking of Business Continuity Plan for the organisation
- Developing and reviewing Risk and Compliance Manuals for SALT EB
- Developing compliance monitoring plans and tools to track both organisation and respective departments’ compliance
- Managing and monitoring Ethical Compliance of SALT EB including whistle-blowing mechanism and staff ethics training
- BBB EE Compliance
- Monitoring SALT EB’s adherence to SLA agreements by consolidating information from different departments that feed into the reporting on performance information to SALT EB’s board and executive management
- Reporting on legislation, compliance, risks, plan progress and all instances of non
- compliance and corrective action to the SALT EB’s board and executive management
- Management of representatives for Salt EB and the register with FSCA.
- Managing Moonstone - our compliance provider.

**RECORD KEEPING AND FILING**
- Ensure all documentation relating to umbrella funds are saved in the member profile on the system
- Ensure appropriate notes are recorded in the member profile on the system
- Full fund administration system filing

**REPORTING**
- Prepare, analyse and present ad hoc reports as and when requested

**QUERY RESOLUTION**
- Attend to queries or inquiries by members within the required timelines
- Provide assistance to Employers or service providers where necessary

**INNOVATIVE & TEAM PLAYER**
- Be able to work independently with mínimal supervision
- Abide by audit findings as directed by the Head of Administration or Head Legal, Risk and Compliance
- Build and maintain supportive relationships both internally and externally

**RELATIONSHIP MANAGEMENT**
- Build and maintain positive relationships with all clients and service providers
- Build and maintain supportive relationships with teams internally
- Ensure that all communication sent internally and externally is dealt with professionally

**TIME MANAGEMENT**
- Devote the whole of your time, attention and abilities during working hours to the discharge of your duties.
- Meet production standards in terms of quantity and quality.
- Manage work outflow timeously

**QUALIFICATIONS**
- A Bachelor’s Degree in Risk Management, Compliance, Auditing or equivalent
- At least 3 years’ relevant experience
- Knowledge and experience of the financial services sector legislation will be an added advantage
- Proven track record of delivering enhancement to process efficiency
- Good knowledge and understanding of regulatory requirements applicable to the retirement funds and benefit administrators
- Possess risk assessment capabilities
- Display good knowledge and understanding of business operations and IT systems

**ADDITIONAL**

interact effectively with senior staff, boards of trustees and stakeholders, and organise, lead and motivate a team in order to meet individual and work group goals, ability to work effectively under pressure whilst upholding an emphasis on quality. solving skills

Attention to detail

  • IT Governance, Risk and Compliance Specialist

    8 months ago

    Johannesburg, South Africa National Risk Managers (Pty) Ltd Full time

    A Medical Insurance Company based in Benoni, Gauteng is looking for a **IT Governance, Risk and Compliance Specialist** who will assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards (e. g, GOI...

  • IT Governance, Risk and Compliance Specialist

    7 months ago

    Johannesburg, South Africa National Risk Managers (Pty) Ltd Full time

    A Compliance Company based in Benoni is looking for a IT Governance, Risk and Compliance Specialist who will Assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards. And advise the company on best...

  • Group Legal, Risk and Compliance Manager

    2 weeks ago

    Johannesburg, South Africa Pollock and Associates Full time

    Group Legal, Risk and Compliance Manager Non Equity Johannesburg North - Gauteng Reporting to the Group MD, in collaboration with the Executive members, you will be required to champion appropriate professional activities, behaviour, integrity, and ethical conduct that represents the values, culture, and the Group brand in all stakeholder engagements. The...

  • Risk & Compliance Manager

    2 weeks ago

    Johannesburg, South Africa Macdonald & Company Full time

    Our client is a leading real estate investment company who own and manage a large portfolio of commercial, industrial and retail assets throughout South Africa and abroad. With an exciting opportunity available in their busy Johannesburg based team, they are currently seeking an experienced Risk & Compliance Manager to join the business. Reporting directly...

  • Risk & Compliance

    3 weeks ago

    Johannesburg, South Africa Africentric People Solutions Full time

    **ACCESS FINANCE INTERNATIONAL (AFI)** **JOB DESCRIPTION** **FOR GRADING USE** **BAND** **GRADE** **Department: Risk and Compliance** **Section: Risk and Compliance** **Title: Chief Risk and Compliance Officer** **Name Of Incumbent**: **1.0 Key Objective** This position exists to assist the Chief Operations Officers in ensuring that the company...

  • Risk and Compliance Manager

    2 days ago

    Johannesburg North, South Africa Communicate Recruitment Full time

    Are you an experienced and established **Risk and Compliance **professional ***with exposure to the property industry and a solid track record in coordinating governance, enterprise risk management and compliance activities within an organization? My client, a JSE-Listed property group is looking to hire a **Risk and Compliance Manager**. If you can hold...

  • Risk and Compliance Manager

    2 days ago

    Johannesburg North, South Africa Communicate Recruitment Full time

    Are you an experienced and established **Risk and Compliance **professional ***with exposure to the property industry and a solid track record in coordinating governance, enterprise risk management and compliance activities within an organization? My client, a JSE-Listed property group is looking to hire a **Risk and Compliance Manager**. If you can hold...

  • Compliance and Risk Manager

    3 weeks ago

    Johannesburg, Gauteng, South Africa Set Consulting Full time

    Job DescriptionA reputable telecommunication firm is seeking a diligent individual to fill the role of Compliance and Risk Manager. The key responsibility of this position is to implement and manage Compliance and Operational Risk policies, procedures, and frameworks with a strong focus on Occupational Health & Safety Environment (OHSE). This includes...

  • Risk and Compliance

    20 hours ago

    Johannesburg, South Africa Carlysle Human Capital Full time

    Job Title: Officer | Risk & ComplianceLocation: Cape Town / Johannesburg / Hybrid (Work From Home)Functional Area: Risk & ComplianceReporting to: Group Head | Risk, Compliance, and Legal GovernanceKey Responsibilities:1. Risk Management:Implement enterprise risk management frameworks across operations.Proactively identify, assess, and mitigate risks,...

  • Compliance Risk Manager

    4 weeks ago

    Johannesburg, Gauteng, South Africa Network Recruitment Full time

    Job Title: Compliance Risk ManagerA respected legal/professional services firm seeks a skilled Operations and Compliance Manager to lead their compliance initiatives and ensure adherence to regulatory requirements and internal policies. This pivotal role requires a detail-oriented individual who thrives on managing financial and legal risks while developing...

  • Manager: Legal, Risk and Compliance

    7 months ago

    Johannesburg, South Africa Vivo Group Full time

    **Manager: Legal, Risk and Compliance** To oversee and manage the Legal, Risk and Compliance department for the organisation to ensure compliance to all relevant legislation and to proactively identify and manage potential risks and litigation. **Key Performance Areas (KPAs).** **Strategy Inputs and Implementation** - Contribute to the development of the...

  • Risk Management and Compliance Leader

    7 days ago

    Johannesburg, Gauteng, South Africa The Federated Employers Mutual Assurance Company Ltd Full time

    About the RoleWe are seeking a highly experienced Risk Management and Compliance Leader to join our team. This pivotal role will support the Chief Risk Officer in implementing and continuously improving our risk and compliance management frameworks.Key ResponsibilitiesRisk Governance: Ensure an integrated approach to risk and compliance management, ensuring...

  • Compliance and Risk Manager

    2 months ago

    Johannesburg, South Africa Jobted ZA C2 Full time

    KEY PERFORMANCE AREAS: TECHNICAL COMPETENCIES Engage with external stakeholders (at a Senior Management I Executive level) to ensure compliance with the exchange information, provide solutions and solve queries,related to highly complex matters. Manage G&P Operations to ensure cost effective performance, ensuring that high quality outputs are delivered...

  • Risk and Compliance Analyst

    7 months ago

    Johannesburg, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: Hello there....., an exciting new opportunity has just become available at our Hollard Group Risk within our Risk and Compliance area. We are looking to recruit a Risk and Compliance Analyst **Hollard Group Risk (HGR) is a specialist group risk underwriter and focuses on the provision of group covers in South Africa.** The Risk and...

  • Compliance Risk Manager Lead

    6 days ago

    Johannesburg, Gauteng, South Africa PlaceTalent Full time

    About the RolePlaceTalent is seeking a highly experienced Compliance Risk Manager Lead to implement and maintain compliance measurement and monitoring mechanisms, monitor and remedy compliance breaches or inefficiencies, and report and advise on all compliance and high-risk matters affecting the business.Main ResponsibilitiesDevelop and execute Compliance...

  • Risk and Compliance Officer

    5 days ago

    Johannesburg, South Africa H&S Labour Brokers cc Full time

    Our client is seeking a Risk and Compliance Officer to provide effective and efficient control and monitoring of all risk and compliance management activities within the Business. **DUTIES** - Implement risk management practices - Provide assurance on the Fund’s level of risk compliance - Foster a risk and compliance awareness culture - Provide project...

  • Compliance and Risk Manager

    2 months ago

    Johannesburg, South Africa Mindworx Consulting Full time

    KEY PERFORMANCE AREAS: TECHNICAL COMPETENCIESEngage with external stakeholders (at a Senior Management I Executive level) to ensure compliance with the exchange information, provide solutions and solve queries,related to highly complex matters.Manage G&P Operations to ensure cost effective performance, ensuring that high quality outputs are delivered...

  • Compliance and Risk Manager

    2 months ago

    Johannesburg, South Africa Mindworx Consulting Full time

    KEY PERFORMANCE AREAS: TECHNICAL COMPETENCIES Engage with external stakeholders (at a Senior Management I Executive level) to ensure compliance with the exchange information, provide solutions and solve queries,related to highly complex matters.Manage G&P Operations to ensure cost effective performance, ensuring that high quality outputs are delivered...

  • Compliance and Risk Manager

    3 weeks ago

    Johannesburg, Gauteng, South Africa Fempower Full time

    Fempower is seeking a highly skilled Compliance and Risk Manager to join our team in the JHB East area. This permanent position comes with an estimated annual salary of R550,000 - R650,000.About the RoleWe are looking for a professional with extensive experience in auditing, investigating, and reporting on environmental compliance and performance. The ideal...

  • Risk and Compliance Officer

    2 weeks ago

    Johannesburg, South Africa Ultra Personnel Full time

    Degree in Law Certified Anti Money Laundering Specialist (CAMS) will be an added advantage Minimum of 2-5 years compliance-related experience is essential Insurance and financial services industry experience is preferred Primarily you will be responsible for the development and monitoring implementation of business risk and compliance framework as well as...