Risk and Compliance

20 hours ago


Johannesburg, South Africa Carlysle Human Capital Full time
Job Title: Officer | Risk & ComplianceLocation: Cape Town / Johannesburg / Hybrid (Work From Home)
Functional Area: Risk & Compliance
Reporting to: Group Head | Risk, Compliance, and Legal Governance
Key Responsibilities:1. Risk Management:
  • Implement enterprise risk management frameworks across operations.
  • Proactively identify, assess, and mitigate risks, including operational, IT, and compliance-related risks.
  • Develop risk policies, strategies, and automated risk assessments.
  • Report to Exco and the board on risk trends and mitigating strategies.
  • Educate stakeholders on risk awareness and best practices.
2. Compliance Management:
  • Oversee compliance frameworks, monitoring systems, and regular audits.
  • Maintain compliance registers and ensure adherence to industry regulations (Insurance Act, FAIS, POPIA, FICA).
  • Draft, review, and implement compliance policies and training programs.
  • Collaborate on end-user agreements and governance frameworks.
3. Stakeholder Management:
  • Guide business units on compliance and regulatory needs during product development.
  • Engage with subsidiaries and third-party providers to address insurance and TelCo-related risks.
  • Foster strong communication with internal and external stakeholders to ensure alignment.
4. Fraud Risk Monitoring:
  • Independently oversee fraud risk management programs.
  • Support operational teams in implementing fraud controls and analytics-driven risk management solutions.
5. Leadership & Collaboration:
  • Provide expertise and advice to stakeholders while aligning efforts across business areas.
  • Drive innovation and maintain productive relationships within diverse teams

Minimum Qualifications:
  • Bachelors degree in Accounting, Business Administration, Law, Finance, Actuarial Science, Mathematics, or Risk Management.
  • Advanced SharePoint competency.
Experience:
  • Minimum of 2 years in risk and compliance within FinTech, Financial Services, or Insurance industries.
  • Knowledge of Insurance Act, FAIS, POPIA, and FICA.
  • Proven experience with IT controls, cyber security, and data governance frameworks.
  • Exposure to digital environments and client-facing business-critical operations.
Key Competencies:
  • Strong understanding of risk vs. reward principles.
  • Exceptional communication, influence, and stakeholder management skills.
  • Ability to navigate ambiguity and manage conflict at senior levels.
  • Results-driven with a can-do attitude and attention to detail.
Advantageous:
  • Registration as a Key Individual (KI), Representative, or Compliance Officer under the FAIS Act.
Why Join my client?At this company, youll contribute to a purpose-driven organization that blends cutting-edge technology with impactful solutions across Africa. We offer a hybrid work environment, opportunities for professional growth, and a collaborative culture committed to diversity, innovation, and excellence.

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