Compliance Specialist

2 weeks ago

Pretoria, South Africa SET Recruitment Consultants Full time

Compliance Specialist

Division Land Bank Insurance Company

Unit LBIC

Remuneration - 471456.00

Job Type Classification Permanent

Location - Country - South Africa

Location - Province

Gauteng - Location - Town / City - Centurion

Job Advert Summary

**MAIN PURPOSE OF THE JOB**
To support the Compliance Officer and the Head of the Compliance Control Function in ensuring that LBIC and LBLIC (LBI) complies with all relevant statutory, regulatory and supervisory requirements which relate to the Insurance, Operational Standards as well as policies and procedures.

Key Performance Areas

1. **Completion and submission of regulatory returns**
- Identify all applicable returns
- Review all applicable policies and procedures and ensure that issues of non-compliance are
communicated to the affected areass
- Compile a checklist for all regulatory returns with due dates
- Produce a monthly compliance checklist
- Co-ordinate and collate all the returns timeously from various stakeholders
- Submit statutory returns on or before due date
- Submission of the statutory returns on or before the due date

**2. Review and Monitoring of internal policies and procedures**
- Ensuring that areas of non-compliance are tracked until resolution
- Evaluate proposals and review against compliance criteria
- Compile and provide compliance related advice to management in respect of existing and new business
- Communicate the regulatory universe and risk profile to relevant stakeholders
- Communicate the implications of the regulatory to senior management
- Develop, review, coordinate and facilitate approval protocol and implement policies and procedures within area of responsibility
- Facilitate the development, review, approval and implementation of appropriate internal organisational policies, procedures and controls in line with business requirements and regulatory requirements in order to strengthen corporate governance
- Engage with business stakeholders to understand business requirements and identify the need for business policies and procedures in support of business processes
- Foster and maintain compliance culture through regular appropriate communication on policies
- LBI policies and procedures are reviewed and aligned to regulatory requirements.

**3. Population of Compliance Risk Management Plans for the full LBI Regulatory Universe**
- Identification of all legislation applicable to LBI
- Populating Compliance Risk Management Plans for each applicable legislation
- Ensuring that each provison is risk rated and controls are identified and recorded accordingly
- Ensuring that each action plan on the CRMP is tracked until resolution
- All LBI applicable legislation is populated on a completed CRMP with all the controls

**4. Identification of new and upcoming regulatory requirements**
- Identification of all new and upcoming regulatory requirements applicable to LBI
- Creating awareness to the LBI Business Units on all new and upcoming regulatory
requirements
- Represent the the organization on governance compliance related matters and various forums.
- Participate in industry body to ensure alignment of compliance methodology and influence national trends in compliance risk management.

**5. Regulatory Training for LBI employees**
- Identify all applicable regulatory training
- Draft and present a training plan to the Head of the Compliance Control Function
- Ensure that staff regulatory training is scheduled and conducted as per the training plan

Preferred Minimum Education and Experience
- Bachelors Degree in Finance or Law
- 3 years experience within the Financial Services Industry
- 3 years of Compliance Management experience within financial services

Critical Competencies
- Knowledge of financial services industry
- Knowledge of life and non-life legislative framework
- Compliance Management Principles and Processes
- Management of the Compliance Risk Management Plans
- Knowledge of Business Principles
- Knowledge and interpretation skills of all applicable legislation to the Insurance business and ability to communicate these at all levels.

Additional Requirements
- Travel as and when required
- Extended hours as and when required

APPLICATION QUESTIONS

QUALIFICATIONS

Please indicate your area of specialisation.

Please indicate your highest qualification achieved.

EXPERIENCE

Do you have at least 3 years experience in the financial services industry

Do you have at least 3 years compliance management experience in the financial services industry?

Do you have at least 3 years of sound knowledge of the life and non-life insurance legislative framework?

Do you have at least 3 years of sound knowledge of Financial Advisory and Intermediary Services Act?

  • Specialist: IT Governance, Risk and Compliance

    1 month ago

    Pretoria, South Africa Professional Sourcing Full time

    **Job Overview**: **Specialist: IT Governance, Risk and Compliance Specialist (24-Month Fixed-Term Contract)** - The position is limited to previously disadvantaged groups due to BBBEE requirements._ - _ **Location: Pretoria, Gauteng** There is a newly created job opportunity available at a **highly recognised financial institution** for a **Specialist: IT...

  • Specialist: Compliance Risk

    1 month ago

    Pretoria, South Africa HR Genie Full time

    Our Client a leading organization firm is seeking a Specialist: Compliance Risk to join their team in Pretoria. They offer stability, growth, attractive salary along with excellent benefits and a great working environment. About the Position An Exciting opportunity is available for a highly skilled, results driven, self-directed specialist with extensive...

  • Specialist: IT Governance, Risk

    1 month ago

    Pretoria, South Africa Khomeliwa Consulting Full time

    **SPECIALIST: IT GOVERNANCE, RISK & COMPLIANCE, Pretoria, R857k - R1,2m p/a** Our client, the SA Revenue Service (SARS), seeks to appoint the SPECIALIST: IT GOVERNANCE RISK & COMPLIANCE to be based at their head office in Brooklyn, Pretoria. We are looking for a highly skilled, results driven, self-directed specialist with extensive knowledge and...

  • Senior Specialist: Compliance Risk

    1 month ago

    Pretoria, South Africa Praesignis (Pty) Ltd Full time

    **Minimum Qualification & Experience Required** Relevant Honours / Postgraduate Diploma (NQF 8) AND 10-12 years' experience in an IT Governance, Risk and Compliance environment, of which 3-4 years ideally at IT specialist level ALTERNATIVE Relevant Bachelor's Degree / Advanced Diploma (NQF 7) AND 12 - 15 years related experience in an IT Governance, Risk...

  • Senior Specialist: Compliance Risk

    1 month ago

    Pretoria, South Africa HR Genie Full time

    Our Client a leading organization firm is seeking a Senior Specialist: Compliance Risk to join their team in Pretoria. They offer stability, growth, attractive salary along with excellent benefits and a great working environment. About the Position An exciting opportunity is available for a highly skilled, results driven, self-directed senior specialist...

  • Senior Specialist: IT Governance, Risk

    1 month ago

    Pretoria, South Africa Khomeliwa Consulting Full time

    **SENIOR SPECIALIST: IT GOVERNANCE, RISK & COMPLIANCE, Pta,** **R1,3m - R2,0m per annum** Our client, the SA Revenue Service (SARS), seeks to appoint the SENIOR SPECIALIST: IT GOVERNANCE RISK & COMPLIANCE to be based at their head office in Brooklyn, Pretoria. The incumbent will be a highly skilled, results driven, self-directed senior specialist with...

  • Specialist: Ict Governance Risk and Compliance

    7 days ago

    Pretoria, South Africa H & S Labour Brokers Full time

    **Pretoria** **Negotiable from: R733, 000 CTC** Our client is currently seeking an experienced Specialist: ICT Governance Risk and Compliance based in Pretoria. The main function of this role is to design, develop, implement and maintain ICT Governance, Risk and Compliance strategic frameworks and activities, data privacy compliance reporting and...

  • Senior Specialist: Compliance Risk X2

    4 weeks ago

    Pretoria, South Africa HR Genie Full time

    Our Client a Leading Organization is seeking 2 Senior Specialist: Compliance Risk to join their team in Pretoria. They offer stability, growth, attractive salary along with excellent benefits. About the Position Our Client is looking for an experienced and seasoned leader who is a highly skilled, results driven, self-directed individual with extensive...

  • Specialist: Ict Governance Risk and Compliance

    1 month ago

    Pretoria, South Africa Kamo Placements Full time

    **JOB DESCRIPTION** - Provide an ICT Governance, Risk and Compliance (GRC) framework, including data compliance and cybersecurity risk aligning ICT with the overall objectives of company. - Coordinate the development and implementation of ICT policies, standards, processes and procedures and ensure that data compliance standards are adhered to throughout the...

  • Specialist: Ict Governance Risk and Compliance

    1 month ago

    Pretoria, South Africa Kamo Placement Full time

    Gauteng, Tshwane (Pretoria) - Annually Cost To Company (Market related, Negotiable) To design, develop, implement and maintain ICT Governance, Risk and Compliance strategic frameworks and activities, data privacy compliance reporting and processes as well as conduct regular governance audits and take corrective action on behalf of the company to support...

  • Specialist: Ict Governance Risk and Compliance

    4 weeks ago

    Pretoria, South Africa Affirmative Portfolios Full time

    **Information Technology** **Pretoria** ***: **JOB OUTLINE** **Specialist: ICT Governance Risk and Compliance** **PERMANENT** **PRETORIA** **Department -** Corporate Services **Sub division** - ICT **Reports to -** Head: ICT & Knowledge Management **Overview**: Design, develop, implement and maintain ICT Governance, Risk and Compliance strategic...

  • Senior Specialist: Engineering

    4 weeks ago

    Pretoria, South Africa Praesignis (Pty) Ltd Full time

    **Minimum Qualifications and Experience required** Relevant Honours / Postgraduate Diploma (NQF 8) AND 10-12 years' experience in a similar environment, of which 3-4 years ideally specialist level **Alternative** Relevant Bachelor's Degree / Advanced Diploma (NQF 7) AND 15 years related experience **Process** *** - Partner with next level managers &...

  • Senior Compliance Officer

    1 month ago

    Pretoria, South Africa Financial Intelligence Centre (FIC) Full time

    **JOB PURPOSE**: Provide guidance and direction on complex financial services and related matters for the Anti-Money Laundering Compliance Programme in the Compliance and Prevention Division of the Financial Intelligence Centre. **KEY PERFORMANCE AREAS**: - Provide expertise and forward-thinking compliance direction and advice in anti-money laundering...

  • Specialist Card Scheme Management

    4 weeks ago

    Pretoria, South Africa Absa Bank Limited Full time

    Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...

  • Junior Legal Specialist

    1 month ago

    Pretoria, South Africa EnableSA Full time

    Position: Junior Legal Specialist - Environmental Location: Pretoria **Requirements**: - Grade 12 - Legal Degree with Environmental Law as specialty - Admitted Attorney - 1 - 3 years experience in Environmental Law - Must be able to work remotely **Responsibilities**: - Prepare new environmental libraries for international jurisdictions - Develop...

  • Manager - Ict Governance, Risk and Compliance

    1 month ago

    Pretoria, South Africa Financial Sector Conduct Authority Full time

    **Purpose of the Job**: To ensure that strategic and operational business problems are accurately framed, understood, in line with established business analysis and process management practices in order to ensure outcomes meet business requirements. The person appointed will report to the Head: ICT Governance, Business Relationship and Risk. **Key...

  • Cyber security specialists

    3 weeks ago

    Pretoria, South Africa People Source Full time

    Opportunity to be involved in secure software development and compliance with emerging cyber security standards. Cyber Security Specialist with 5 years of experience in C/C++, DevSecOps, and Linux skills. The ideal candidate should have a background in CI/CD/DEVOPS and Automation tools, Embedded operating Systems, and DevSecOps. This is a chance to utilize...

  • Cyber security specialists

    4 weeks ago

    Pretoria, South Africa People Source Full time

    Opportunity to be involved in secure software development and compliance with emerging cyber security standards. Cyber Security Specialist with 5 years of experience in C/C++, DevSecOps, and Linux skills. The ideal candidate should have a background in CI/CD/DEVOPS and Automation tools, Embedded operating Systems, and DevSecOps. This is a chance to utilize...

  • Manager: Ict Governance, Risk and Compliance

    4 weeks ago

    Pretoria, South Africa Secondments Recruitment Full time

    **Job Advert Summary**: To provide leadership, plan, and manage a large Information and Communication Technology (ICT) Division with regards to ICT Governance, ICT risks and Compliance risks using best industry practices and standards, identify non-conformance and ensure remediation, mitigation and/or positive acceptance of risk. Ensure compliance of all ICT...

  • Specialist: Ict Security

    1 month ago

    Pretoria, South Africa H & S Labour Brokers Full time

    **Pretoria** **Negotiable from: R733, 000 CTC** Our client is currently seeking an experienced Specialist: ICT security based in Pretoria. The main function of this role is to design, develop, implement and maintain cybersecurity activities across the organisation and identify and establish security initiatives and standards as well as review and update...