Compliance Officer

2 weeks ago


Stellenbosch, South Africa Exceed Recruitment and Human Resource Consultants Full time

**Reference**: DB 7300

**Consultant**: Dorei Barnes

**Descriptions**:
Facilitate the merchant on-boarding process. This process commences with a merchant registration on the platform and concludes with merchant activation on the platform.
Report to the Operations Manager, at intervals as specified, on overall merchant onboarding progress and flag operational blockers to overall merchant onboarding speed.
Monitor merchant onboarding progress with reference to the relevant dashboard which track merchant participation. Identify “slow-moving merchants” and initiate the appropriate communication, in consultation with the Operations Coordinator and Operations Manager when appropriate, to ensure merchants receive the required support to complete the onboarding process.
Remain up to date (by attending mandatory training as proposed by the Compliance Manager) with AML/KYC requirements. Use this knowledge to identify compliance shortcomings in the merchant onboarding process.
Review transaction exception reports and flag issues for further investigation, as directed by the internal AML directives. (until such time as the system automatically flags such exceptions).
Complete transaction investigations which have been flagged for investigation, complete the required investigation report and escalate to the Compliance Manager for review and approval.
Facilitate access for the Swiss-based AML Officer to all files and information pertaining to AML files retained for merchants and users, as may be requested by the Swiss-based AML officer from time to time. Furthermore, respond to queries from the Swiss-based AML officer in a timely manner.
Support the Compliance Manager and Swiss-based AML Officer with other compliance-related tasks, as directed from time to time.

**Qualifications**:
BCom degree / Legal degree (LLB)
Relevant tertiary qualification preferably in Logistics.
A minimum 2-3 years’ experience within an relevant industry
Excellent computer proficiency (specifically Microsoft Excel)
Self-motivated, result driven, exceptional attention to detail and able to take initiative.

**How to Apply**:
If you are already registered, please forward your CV and the relevant reference number to the consultant with whom you are currently registered in order to avoid duplicity on our system.


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