Compliance Officer

3 weeks ago


Cape Town, South Africa Clicks Group Limited Full time

**Listing reference**: 016150**Listing status**: Online-
**Position summary**

**Industry**:Wholesale & Retail Trade
- **Job category**:Admin, Office Support and Services**Location**:Cape Town
- **Contract**:Permanent**EE position**:Yes**Introduction**
- To assist in reducing loss and risk to the business through effective exception reporting to operations on key risk areas.**Job description**
- To analyse data, identify trends and prepare feedback for scorecard meetings with finance and operations.
- To ensure effective streamlined communication to stores and provide efficient support to stores on projects and other operational issues.
- To identify exceptions against set financial benchmarks by analysing reports and identifying trends based on reporting obtained from stakeholders and own data mining.
- To highlight actual and potential areas of loss and risk to the business by collating reports and passing on the information to the operations line management to action speedily.
- To provide required feedback from exception reporting to internal stakeholders on confirmed losses versus potential losses.
- To continually assess and update current SOP’s for improved performance based on trends from reporting.
- To proactively track and follow up on outstanding documentation from stores.
- To assist stores to adhere to SOP’s and benchmarks by identifying in-store trends and areas for development and escalating to the line manager for action.
- To be the gatekeeper of accurate and timely operational communication to stores with regard to general issues, new and updated information on systems, procedures and other business process related i information, whilst monitoring operational teams compliance for reporting.

**Minimum requirements**
- Education and Experience Requirements- Essential: Matric
- Desirable: Retail or Business management qualification
- Advantageous: Unisolve and experience as a Pharmacist Assistant

Job Knowledge and Skills Required:
- Knowledge of business processes
- Knowledge of retail store management processes including stock and inventory management
- Understanding of customer service principles
- Problem-solving skills
- Verbal and written communication skills
- Computer literacy (specifically Word and Excel)
- Time management skills
- Strong client orientation
- Self directed and able to work independently
- Planning and organising skills

Essential competencies- Analysing
- Delivering Results and Meeting Customer Expectations
- Following Instructions and Procedures
- Planning and Organising
- Presenting and Communicating Information
- Writing and Reporting
- Achieving Personal Work Goals and Objectives
- Adapting and Responding to Change

**Kindly note only applicants who meet the minimum requirements will be contacted.**

**We also encourage people with disabilities to apply.


  • Head of Compliance

    7 days ago


    Cape Town, South Africa Compliance Recruitment Solutions Full time

    Posted by - David Symes- Recruiter**HEAD OF COMPLIANCE (CAPE TOWN) - AML (INC FRAUD & KYC) AND STAFF MANAGEMENT EXPERIENCE REQUIRED** **Ref: 4001G** **ZAR 100K-120K Per Month + Good Bens & Bonus inc Flexible Working Cape Town** Our client, a rapidly expanding Fintech in the money transfer sector, seeks an experienced Head of AML & Compliance to develop...

  • Compliance Officer

    6 days ago


    Cape Town, South Africa FROGG Recruitment Full time

    **Compliance Officer Cape Town** Our client in insurance financial services is looking for a compliance officer with 3-5 years experience. **Salary Negotiable** **Min Requirements** A bachelor’s degree in Law, Business, or a related field. Proven experience as a Compliance Officer or similar role within the betting/casino industry. Strong knowledge...

  • Compliance Officer

    4 weeks ago


    Cape Town, South Africa Masthead (Pty) Ltd Full time

    **POSITION: Compliance Officer (Cape Town)** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance START DATE: June 2023 *** To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA. **MINIMUM...

  • Compliance Officer

    4 weeks ago


    Cape Town, South Africa Banxso (PTY) Ltd Full time

    **JOB SPECIFICATION: COMPLIANCE OFFICER** **JOB SUMMARY**: The Compliance Officer is responsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework within Banxso with a specific on FAIS (CAT1, CAT2) and FICA compliance. This position plays a crucial role in...

  • Compliance Officer

    7 days ago


    Cape Town, South Africa Masthead (Pty) Ltd Full time

    Career Vacancy **KEY INFORMATION** **POSITION: Compliance Officer (Cape Town)** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance START DATE: April 2023 *** To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as...

  • Compliance Officer

    4 weeks ago


    Cape Town, South Africa Dynexity Full time

    My client in Financial/Fund Services is looking for a Registered Compliance Officer ( CAT I or CAT III) to join their team in CPT. This is a Regulatory Compliance function - FAIS, S13B of the Pension Funds Act & FIC Compliance (FIC MLRO). Must have relevant Degree / Post Graduate Qualification with 3-5 years experience in a related regulatory Compliance...

  • Compliance Officer

    6 days ago


    Cape Town, South Africa Old Mutual Full time

    Description In this role, the incumbent will play a key role in supporting the Old Mutual Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit. Key Result Areas • Establishes and embeds an...

  • Compliance Officer

    2 weeks ago


    Cape Town, South Africa Hire Resolve Full time

    Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

  • Compliance Officer

    4 days ago


    Cape Town, South Africa The Red Fox Full time

    **The Company**:The Red Fox **Role Name**: Compliance Officer **Location**: Cape Town **Hours of work**: Monday to Friday 9:00am - 17:00pm **Role summary** The Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the...

  • Compliance Officer

    7 days ago


    Cape Town, South Africa CA Financial Appointments Full time

    My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. **Responsibilities**: - Compliance reporting on behalf of business unit; internal and external (statutory) requirements -...

  • Compliance Officer

    3 weeks ago


    Cape Town, South Africa Adzuna ZA B C2 Full time

    My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

  • Compliance Officer

    3 weeks ago


    Cape Town, South Africa CA Financial Appointments Full time

    My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements...

  • Compliance Officer

    4 weeks ago


    Cape Town, South Africa CA Financial Appointments Full time

    My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...


  • Cape Town, South Africa Rola Recruitment Full time

    We are seeking a diligent and experienced Legal & Compliance Officer to join our team and ensure that our business practices adhere to all applicable laws and regulations.  As the Legal & Compliance Officer, you will be responsible for overseeing and managing all legal and compliance matters within the company. Your primary objective will be to ensure that...

  • Compliance Officer

    4 weeks ago


    Cape Town, South Africa Admiral Markets Full time

    Why you should become an Admiral? Equality and professional development - as an employer, Admirals believes in a balanced approach towards employee rights and gender equality. We care about your success and development and offer numerous training programs and benefits to enhance your skills and advance your careers. Global support to the team - our...


  • Cape Town, South Africa Rory Mackie & Associates Full time

    **Overview**: Our client, a leading global Asset Manager is seeking to hire a FAIS Compliance Officer, to assist the compliance team in implementing and maintaining an effective, committed compliance and integrity program, to prevent and detect violations of legislation, internal rules and policies and investment guidelines. **Responsibilities**: - Monitor...


  • Cape Town, South Africa Stonehage Fleming Full time

    Description OVERALL PURPOSES To provide practical assistance, support and advice to the Family Office and Investment Management teams on operational compliance matters and assume full responsibility for all interaction and liaising with Risk and Compliance where required; and To maintain a strong control framework within First line of defence. The...

  • Compliance Officer

    4 weeks ago


    Cape Town, South Africa Admirals Group Full time

    Who we are?Admirals is a global growing FinTech company from Estonia. We started as a Neobroker, and today evolved into Admirals Financial Ecosystem, meeting people's life-long needs and making personal financial management easy-to-use, affordable and secure. We are constantly expanding and diversifying our product offerings using the market segmentation and...


  • Cape Town, South Africa FROGG Recruitment Full time

    Compliance Officer CAT2 Cape Town Our client is looking for a Compliance Officer with CAT2 who is able to provide legal and compliance support on systems, processes and knowledge of financial services regulatory environment. Salary: Market Related Minimum Requirements: Matric3 – 5 years in legal/compliance role in financial environmentBComm Honours / law...


  • Cape Town, South Africa 5th Dimension Consulting Full time

    Aug 31, 2023 | Financial Services **Job Role** Responsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework. **Responsibilities** - Identification and risk rating of applicable laws and regulations. - Implementation and maintenance of the compliance...