Compliance Monitoring Analyst

3 weeks ago

Johannesburg, South Africa FirstRand Full time

Job Description

Compliance officers assist teams within their company in developing, implementing, maintaining and supporting compliance programs

Hello Future Compliance Monitoring Specialist

Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us incredibly proud of people that make it happen.

As part of our talent team, you will be surrounded by unique talents, diverse minds, and an adaptable environment that lives up to the promise of staying curious. Now’s the time to imagine your potential in a team where experts come together and ignite effective change. We are looking for an experienced Compliance Monitoring Specialist to ensure our business operations meet the regulatory requirements and governance obligations.

Are you someone who can:

- Efficiently and effectively conduct planned compliance reviews in accordance with the approved coverage plan, within allocated time frames and in line with the Monitoring Operating Procedures. (Produce consistently high-quality outputs within agreed deadlines)
- Identify the scope and testing approach for regulatory engagements.
- Build and execute engagement test procedures for regulatory key controls.
- Conduct fieldwork in line with the approved Monitoring Operating Procedures.
- Build sound relationships based on trust and openness and escalate delays timeously to expedite engagement execution.
- Draft reports which include rationale for findings, proper root cause analysis, risks posed, and action required to address the identified risks.
- Work with business owners and management to agree on appropriate action plans that address identified root causes.
- Use of data analytics and scripts during testing to create efficiencies and create continuous monitoring opportunities.
- BCom, LLB or bachelor’s degree (Legal, Compliance or Auditing).
- Postgraduate Diploma in Compliance, Risk Management, or related field will be advantageous.
- Have 2 to 5 years of experience in a Risk Management, Compliance, Regulatory, Monitoring/Audit or similar environment.
- Have strong background and in-depth knowledge of the Financial advisory and intermediary Services Act, National Credit Act, Conduct Standards for Bank, Pension Funds Act, Financial Markets Act, JSE Rules and Collective Investment Schemes Act

You will have access to:

- Opportunities to network and collaborate with stakeholders at all levels of the organization.
- Opportunities to innovate and use data analytics.

We can be a match if you:

- Have strong project and time management skills with the ability to work independently or lead others.
- Have excellent stakeholder management skills with the ability to communicate confidently and influence stakeholders.
- Have strong written and oral communication skills with the ability to articulate findings and business trends.
- Are curious & courageous - you're driven by always wanting to know more and learn more and you're brave enough to ask challenging questions.
- Are obsessed with mastery - you know what it takes to become good at what you do and are constantly pushing yourself to do it.
- Are observant - Strong observation skills with a keen eye for detail.
- Are resilient -Able to work under pressure and be unflappable (can stay cool).
- Are decisive - you can make sound judgments and work independently.
- Are collaborative
- you can work within a team environment and to create and leverage synergies.

LI-CD1

Job Details

Application Closing Date

26/04/24

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