Assistant Compliance Officer

3 weeks ago


Bellville, South Africa DataTech Recruitment Full time

Assistant Compliance Officer required in Bellville - Hybrid, to implement and enforce the company’s or business units' compliance initiative. You will ensure conformance with applicable laws and regulations covering diverse fields. Performs statistical sampling and monitoring. Relevant tertiary qualification with 4+ years’ experience in the Collective Investment Scheme environment. Certificate in Compliance Management and Financial Advisory and Intermediary experience will be advantageous.

**Responsibilities**
- Assist in monitoring compliance with applicable legislation and internal requirements
- Review and comment on draft Supplemental Deeds
- Monitor compliance with Supplemental Deeds, ASISA Mandates and relevant legislative requirements
- Assist with the compilation and submission of the quarterly and annual FSB reporting
- Advise management, employees and clients on all compliance and regulatory matters that affect business decisions
- Analyse draft legislation, comment to the applicable persons, inform and comment to the applicable employees
- Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner
- Assist with the proper establishment and maintenance of procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues
- Train and assist employees to improve their regulatory knowledge and enhance their compliant behaviour.

**Requirements**:

- Relevant tertiary qualification
- A minimum of 4 years’ experience in the Collective Investment Scheme environment and working experience with regards to the Collective Investments Control act and sub-ordinate legislation
- Certificate in Compliance Management would be an advantage
- Financial Advisory and Intermediary experience will be advantageous
- Compliance Monitoring and Reporting: Compliance monitoring and regulatory reporting
- Risk management: Manage company risk to avoid legal action, ensuring treating customers fairly and other related legislation are adhered to
- Compliance and legal projects management: Ensure legislative compliance is adhered to at all times and manage compliance projects in adherence with relevant legislation
- Compliance advice and training: Provide compliance advice and training to organisation
- Documentation reviews: Review of compliance documentation through statistical sampling and monitoring
- Collaborative
- Results Driven
- Flexible and Adaptable
- Client Focussed
- Cultivates innovation
- Business Insight
- Build Networks
- Manages Complexity
- Persuasive

The company offers very competitive salaries.

**Salary**: R500,000.00 - R700,000.00 per year

Ability to commute/relocate:

- Bellville, Western Cape: Reliably commute or planning to relocate before starting work (required)

**Education**:

- Certificate (required)

**Experience**:

- Collective Investment Scheme environment: 4 years (required)
- Collective Investments Control act legislation: 4 years (required)
- Financial Advisory: 4 years (required)

Application Deadline: 2023/01/20



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