Aro Compliance Monitoring

2 months ago

Sandton, South Africa Absa Bank Limited Full time

Empowering Africa’s tomorrow, together one story at a time.
- With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group. Job Summary

Execute M&T review activities and issue validation to the highest quality in terms of the Group Compliance M&T methodology with minimum supervision from the line manager. Co-ordinate and report on the key focus areas across all ARO M&T team deliverables.

Job Description

The ARO Compliance Monitoring & Testing (M&T) team is looking for a team player with the following attributes:
- A strong governance mindset- Great attention to detail with quality, timeous delivery- Ability to analyse and interpret data- Passionate about adding value to business and improving processes- Ability to deal with stakeholders across different jurisdictions

Key Responsibilities

Governance, Monitoring and Reporting- Co-ordinate, consolidate and report on the key focus areas of the ARO M&T scorecard deliverables, notably:
- Delivery to the committed assurance plans.-
- Tracking and monitoring of M&T assurance findings.-
- Monitor compliance to the Group Compliance Assurance methodology- Produce, analyse and interpret detailed reports explaining trends, discrepancies, and inconsistencies. Use these to identify and recommend improvements and provide advice to ensure that solutions are appropriate and effective.- Attend relevant forums, committees and structures related to area of specialisation as may be directed by line manager or business requirements or stakeholder expectations.- In combination with each in-country M&T team providing input into the planning cycle by considering the risk and control profile, business strategy, regulatory changes and material conduct and reputation risks affecting the business.

Operational Efficiencies-
- Identify opportunities for using Data Analytics and enhanced automated monitoring and testing techniques.- Implement the use of HighBond frameworks to create efficiencies and reduce the time taken.- Keeping up to date with industry trends, regulatory changes and professional standard.

Assurance Reviews and Issue Validations- Conduct all assurance reviews and issue validations allocated to the highest quality and in line with the requirements of the Compliance Assurance Methodology.- Actively participate in all the assurance phases - planning and scoping (identification of risks and controls), fieldwork (execution of design and operating effectiveness assessments) and reporting (ensure that any observations/issues and planned actions are agreed with management for factual accuracy). Stakeholder Relationship Management and Teamwork- Build and maintain strong stakeholder engagements across ARO and within the centre teams.- Ensure proactive engagement to enable quality submissions of required deliverables.- Contribute to ensuring commercially sound Compliance guidance and support in respect of regulatory requirements in a professional and helpful manner.- Provide guidance to peers by sharing best practice methodology.- Contribute towards positive employee engagement and culture through active collaboration, identifying improvements and efficiencies across the wider team.

Education

Bachelor's Degrees and Advanced Diplomas: Business, Commerce and Management Studies, preferably within Accounting / Audit

Completed CIA / CFA/ CA(SA) with Articles or Extensive proven experience within Audit

Education

Bachelor's Degrees and Advanced Diplomas: Business, Commerce and Management Studies (required)
- Absa Bank Limited reserves the right not to make an appointment to the post as advertised_

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