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Legal & Compliance Expert
3 weeks ago
Manage our legal compliance program and make changes as necessary
- Create detailed reports to inform management about compliance with laws
- Effectively manage and resolve any compliance violations or negative audit findings
- Implementing compliance program (assurance coverage plan)
- Remedial action plans and risk mitigation strategies
- Legal, Compliance and Risk principles
- Policy review & drafting
- Litigation
- Identify and investigate compliance breaches
- Educate our employees on the regulations and processes as needed
- Maintaining internal resources, including internal templates for legal contracts. Maintaining records of contracts executed by the firm
- Managing any claims or litigation
- Managing relationships with external law firms
- Helping to uphold best practice in the investment banking and investment management teams
- **Education and experience**_
- Ten years’ experience in compliance frameworks, POPI, NCA, FICA & CPA information
BCom/LLB or related - Admitted Attorney (preferred)
**Job Type**: Temporary
Contract length: 12 months
Pay: R76 000,00 - R90 000,00 per month
**Experience**:
- Legal and Compliance: 10 years (required)
Ability to Commute:
- Johannesburg, Gauteng (required)
Application Deadline: 2024/02/29
Expected Start Date: 2024/04/01
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