Compliance Officer

The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. General: The Compliance...

The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. General:The Compliance...

My Short Term Insurance Client in Bedfordview is looking for a Compliance officerYou will be primarily responsible for the development and monitoring implementation of business risk and compliance framework as well as ensuring industry and regulatory compliance programs are in line with the prevailing legislative environment governing the financial sector in...

Our client has an opportunity available for a Compliance Officer.Requirements:Bachelor’s degree.Commerce or Legal degree.2 to 3+ years practical compliance risk management or legal experience.Member of the Compliance Institute of Southern Africa.  Responsibilities:Conduct formal Compliance Risk Profile workshops to identify and assess the total universe...

**Job Classification** - **REQ: 130239 - Refilwe Falatsi**: - **Division: Nedbank Insurance | Governance**: - **Closing Date: 15 March 2024**: - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage...

Qualifications & Competencies - LLB/BCOM/BA Degree. - Member of CISA. - RE1advantageous. RE 5 ideal. - 5 years working experience as a FAIS compliance officer (approved by the FSCA). - Must meet the Compliance Officer registration requirements as outlined in the FAIS Act. - In-depth understanding of Conduct Risk, FAIS, COFI, Conduct standards applicable to a...

**Purpose of the role**: The Africa Regional Compliance Officer will be responsible for ensuring that all legal entities comply with all relevant laws, regulations, and internal policies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliance...

**JOB LEVEL : Paterson grade C Band** **KEY PERFORMANCE AREAS** **Compliance Implementation** - Conducts reviews of and implements the approved compliance framework - Develops a comprehensive compliance programme and monitoring plan that is integrated with the GPF’s strategic planning processes - Develops appropriate compliance awareness tools - Delivers...

**Key purpose**: To support the Group Compliance Officer in the enablement of the Group Compliance Management System. **Duties and responsibilities**: - Execute compliance activities based on the risk-based regulatory and ethics compliance plan in order to provide assurance on the level of regulatory compliance for the business. - Provide...

**Job Advert Summary**: Rand Water is currently looking for a Business Compliance Officer, at their Head Office in Glenvista. The Business Compliance Officer will provide specialist functional support to the Bulk Water Services Portfolio on responsibilities relating to the corporate compliance risk identification, assessment, management, monitoring and...

Are you an experienced Compliance Officer with a passion for ensuring regulatory adherence in the financial industry? An esteemed Banking Institution is currently seeking a dynamic and skilled professional to join their Compliance team. To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance...

**Job Classification** **Requisition - 124 551** **Location**: - 135 Rivonia Road, Sandton**Cluster -** Wealth Cluster - Nedbank Insurance Division, Distribution business unit**Closing Date** - 24 March 2023**Please note - Preference will be given to applicants from Underrepresented Groups** - Job Family- Risk, Audit & Compliance- Career Stream-...

Are you an experienced Compliance Officer with a passion for ensuring regulatory adherence in the financial industry? An esteemed Banking Institution is currently seeking a dynamic and skilled professional to join their Compliance team. To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance...

We are seeking a dedicated and experienced Compliance Monitoring Officer to join our team. The primary role of the Compliance Monitoring Officer is to ensure adherence to the regulations. The successful candidate will be responsible for proactively identifying non-compliance, working with department's delivery agencies to rectify non-compliance, and...

We are seeking a dedicated and experienced Compliance Monitoring Officer to join our team. The primary role of the Compliance Monitoring Officer is to ensure adherence to the regulations. The successful candidate will be responsible for proactively identifying non-compliance, working with department's delivery agencies to rectify non-compliance, and...

Job Family- Risk, Audit and Compliance- Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional **Job Purpose** - To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank. **Responsibilities**: - Monitor compliance...

Join a JSE listed financial services provider as a Senior Compliance Officer reporting to the head of the department. The role involves supporting and assisting business units with implementation of all aspects of compliance. You will manage operation risk projects. **Requirements**: - LLB or Degree in Compliance Management - At least 5 years Compliance...

Degree in Law Certified Anti Money Laundering Specialist (CAMS) will be an added advantage Minimum of 2-5 years compliance-related experience is essential Insurance and financial services industry experience is preferred Primarily you will be responsible for the development and monitoring implementation of business risk and compliance framework as well as...

Professional Qualifications & Experience: Bachelors degree in finance, accounting, business, or law. CA(SA) with articles will be advantageous. Several years of relevant work experience in compliance, regulatory affairs, risk management, or a related field. Experience in developing and implementing compliance programs. Familiarity with industry-specific...

We are in search of an experienced and qualified Compliance Officer to join a prominent government organization in Johannesburg.Key Responsibilities:Oversee building inspections and audits.Conduct compliance monitoring.Ensure the safeguarding of company investments.Report instances of non-compliance.Deliver compliance awareness training.Prepare compliance...