Head of Legal, Governance, Risk and Compliance

2 months ago


Cape Town, South Africa Conova Recruitment Full time
Key Responsibilities:
Compliance
  • Expert knowledge and in-depth understanding of CISCA and all the regulations
  • Good understanding of FAIS, FICA, FSRA and POPIA
  • Good understanding of COFI Bill
  • Good understanding of FX
  • Assist in implementing and maintaining Policies
  • Assist with mandate compliance and mandate monitoring
  • Analysis and implementation of regulatory changes
  • Assist in the implementation of new legislative requirements
  • Provide training or prepare material on regulatory changes
  • Write technical notes to assist partners and staff, where applicable,
  • Review of Investment Partner FAIS documents
  • Review of legal documents with service providers
Technical support
  • Legal & Technical query management
  • Second pair of eyes on all agreements
  • Second pair of eyes on all policies
Other
  • Manage and develop the Governance Team
  • Must be able to prepare and deliver presentations on topics such as changes in regulations or new developments which impact the business
  • Attend Investment Committee meetings periodically
Qualifications, Experience and Skills:
  • Min 10 years experience in a compliance role or similar role.
  • Legal qualifications
  • FSCA and ASISA contacts an advantage
  • Excellent interpersonal skills must be comfortable presenting to groups
  • Team player
  • Excellent attention to detail
  • Excellent operational efficiency
  • Personal accountability
  • Hardworking
  • Positive
  • Be able to multi-task


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