Compliance Officer

4 weeks ago

Cape Town, South Africa Network1 Full time

Keeping investments compliant is no small feat; think of yourself as the guardian of trust in asset management. Our client a leading player in the investments and asset management industry is seeking a highly skilled Senior Compliance Officer to strengthen their governance and regulatory function. This role is central to ensuring that the business meets all compliance obligations while enabling sustainable growth in a fast-moving client-focused environment. Key Responsibilities Overseeing compliance frameworks specific to investments and asset management Monitoring adherence to FIC FAIS AML POPIA and other regulatory requirements Providing compliance guidance to Portfolio Managers investment teams and leadership Managing compliance monitoring programmes reporting and regulatory submissions Driving training and awareness initiatives across the business Identifying and addressing compliance risks while supporting best-practice governance Job Experience and Skills Required Proven compliance experience within investments asset management or financial services Strong knowledge of relevant legislation including FAIS FICA and AML requirements Solid understanding of investment products processes and client mandates LLB This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility helping shape compliance strategies that support both regulatory integrity and business performance. Apply now I also specialize in recruiting in the following Governance Risk Compliance Company Secretary Audit Legal For more information contact: Khanyisile Malongete Senior Recruitment Consultant Key Skills Compliance Management Risk Management Financial Services PCI Banking Cost Accounting Standards Quality Systems Research Experience NIST Standards Securities Law SOX ISO 27000 Employment Type: Full-Time Experience: years Vacancy: 1 #J-18808-Ljbffr

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