Regulatory Analyst: London

3 weeks ago

Johannesburg, South Africa Nedbank Full time

To ensure that KYC/CDD-related activities & functions are executed in line with defined AML standards & requirements applicable to Nedbank London while maintaining control over applicable processes, in accordance with CORE’s strategy. Job Responsibilities Manage a review population inclusive of both periodic and trigger reviews for Nedbank London. Ensure timely and effective processing, capture and maintenance of all client (KYC/CDD) data and records in compliance with UK regulatory requirements and Nedbank London methodologies. Review of clients by ensuring that "gaps" are identified and addressed in terms of requirements applicable to clients of Nedbank London. Execute assignments and ad-hoc requests in accordance with the business requirements. Build and maintain collaborative relationships with bankers, with clear and effective communication regarding expectations for client reviews being conducted. Build and maintain collaborative relationships with bankers by establishing partnerships in managing KYC/CDD requirements as well as ensure an open line of communication to assist stakeholders to address compliance risks. Ensure that all stakeholder queries are addressed promptly and equally ensure adequate follow-up on queries sent to stakeholders. Stay up-to-date with UK legislative changes to keep in line with best practice, regulatory compliance and industry standards. Upskill and train junior team members to achieve functional alignment and legislative compliance. Escalate any concerns/red flags identified to CORE management and UK Financial Crime Compliance teams (as required). Identify opportunities to influence the improvement or enhancement of business processes and methodologies by researching and recommending improvement initiatives and effective ways to operate and add value to Nedbank. Management of alerts (adverse media, PEP, sanctions) in respect of allocated client population. Provide occasional support to the London CORE New-to-Bank team. Essential Qualifications - NQF Level Advanced Diplomas/National 1st Degrees Preferred Qualification Bachelor of Commerce: Law Minimum Experience Level • Must have 3-5 years work experience in general banking with at least 2 years in AML/ KYC/ CDD/ FICA (or similar).• Understanding of and experience working with client beneficial ownership identification. Preferred Experience • Experience with UK AML regulatory requirements.• Understanding of and/or experience dealing with CIB clients.• Knowledge of FATCA/CRS legislation and requirements. Technical / Professional Knowledge Administrative procedures and systems Data analysis Microsoft Office Relevant regulatory knowledge Business writing skills Relevant product knowledge Knowledge of risk Relevant system knowledge Building Customer Loyalty Work Standards Managing Work --------------------------------------------------------------------------------------- Please contact the Nedbank Recruiting Team at If you can't find the job you're looking for, activate job alerts to be one of the first to know when new positions open up. Nedbank Ltd Reg No 1951/ /06.Authorised financial services and registered credit provider (NCRCP16). For assistance please contact the Nedbank Recruiting Team at #J-18808-Ljbffr

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