Regulatory Specialist
1 week ago
To produce and supply regulatory reporting and capital adequacy for the bank and the Group to SARB and stakeholders (internal & external); the role may also require the management of a team.
**Responsibilities**:
- Manage, monitor, review analyse and interpretation of information to produce various regulatory and external reporting requirements.
- Prepare, review, analyse and optimise Capital Adequacy and related disclosures.
- Prepare and review Intergroup exposures schedules for incorporation into the various returns as well as various management committees.
- Manage, monitor, consolidate, review and analyse information to produce the Risk and Balance Sheet Management disclosure for the financial results disclosure.
- Ensure compliance with Bank’s Act and Regulations relating to Bank’s Act.
- Perform various reconciliations to the financial accounts and disclosures.
- Analyse and review overall information reported to ensure accuracy and integrity.
- Understand Bank’s products and impact of new products on the regulatory environment.
- Gathering relevant information from internal stakeholders.
- Manage colleagues and client's expectations by appropriate and effective communication.
- Liaise with Clusters on how current and proposed new Regulatory changes impact on their business.
- Identify and follow up on external audit issues relating to regulatory requirements with the business.
- Ensure corrective actions are being implemented and compliance maintained.
- Establish and maintain mutually beneficial relationships with all stakeholders.
- Ensure on-going training and sharing of knowledge with staff and clusters.
- Liaise with external stakeholders to answer queries and provide information where necessary.
- Ensure sign off all reconciliations, regulatory reporting and financial disclosure from Clusters and Group
- Analyse information and investigate deviations from trends and implement corrective action.
- Continually assess and investigate innovative ways to streamline and automate all processes.
- Continuously monitor existing controls measured against desired results to identify needs and opportunities for enhancements.
- Ensure alignment to SARB, Bank's Act, Regulations and Basel reporting requirements.
- Facilitate internal audit reviews and external audits.
- Ensure accurate, relevant, and reliable output to stakeholders.
- Understand all changes to regulatory reporting requirements.
- Ensure that quality and productivity standards are consistently and accurately maintained.
- Inform relevant parties of the reporting timelines and deadlines, solicit appropriate feedback, renegotiate where appropriate as means of resolution and escalate non-compliance where necessary.
- Stay abreast in field of expertise and deliver on the expectations from stakeholders.
**Preferred Qualification**:
- BCom Hons / CA (SA),
**Essential Certifications**:
- Chartered Accountant (SA), Chartered Financial Analyst
**Minimum Experience Level**:
- 6 - 8 years’ experience in a similar role
**Technical / Professional Knowledge**:
- Pillar II and Pillar III requirements as defined within the Regulations
- Strategic planning
- Performance management
- Business administration and management
- Operations planning
- Employee training/development
- Relevant regulatory knowledge
- Principles of project management
- Change Management
- Service level agreements
Ability to Commute:
- Johannesburg, Gauteng (required)
Ability to Relocate:
- Johannesburg, Gauteng: Relocate before starting work (required)
-
Senior Regulatory Affairs Specialist
1 week ago
Johannesburg, South Africa Kinetic Business Solutions Full timeSenior Quality Assurance & Regulatory Affairs Specialist (Maternity Cover) Kinetic is working with a leading Medical Device company, hiring a Senior Quality Assurance & Regulatory Affairs Specialist to be based in Johannesburg. This is a 6‑month maternity cover position. Key aspects of the role include: Facilitates all related technical information and...
-
Equities Regulatory Specialist
5 days ago
Johannesburg, South Africa Outsidecapital Full timeRole Title Senior Regulatory Specialist (Issuer Compliance) Client Summary Our client is a leading financial marketplace and exchange playing a pivotal role in the South African economy. They are dedicated to fostering a fair, efficient and transparent market environment driving innovation and supporting the growth of listed companies. This is an opportunity...
-
Risk & Regulatory Specialist
10 hours ago
Johannesburg, South Africa IQbusiness South Africa Full timeIQbusiness is a leading independent management consulting firm. We are looking for someone to join our SOL_GRC team as a Risk & Regulatory Specialist. In a world that is constantly changing, organisations need to adapt quickly to respond to new risks and take advantage of new opportunities. IQ’s GRC division advises organisations on how to effectively...
-
Equities: Regulatory Specialist
1 week ago
Johannesburg, Gauteng, South Africa Outsidecapital Full time R900 000 - R1 200 000 per yearJob DescriptionRole Title: Senior Regulatory Specialist (Issuer Compliance)Client Summary: Our client is a leading financial marketplace and exchange, playing a pivotal role in the South African economy. They are dedicated to fostering a fair, efficient, and transparent market environment, driving innovation, and supporting the growth of listed companies....
-
Regulatory Affairs Specialist
2 weeks ago
Johannesburg, South Africa A Novartis Division Full timeJob title : Regulatory Affairs Specialist - Africa Job Location : Gauteng, Johannesburg Deadline : November 16, 2025 Quick Recommended Links Jobs by Location Job by industries This role is part of Alcon's Quality & Regulatory Affairs function, a team that ensures our products are in compliance with global, local, and internal regulations and meet the...
-
Regulatory Compliance Specialist
2 weeks ago
Johannesburg, South Africa Nedbank Full time**Requisition Details & Talent Acquisition Contact** - REQ 121710- Tshego Semenya**Cluster** - Group Compliance**Career Stream** - Regulatory Compliance **Leadership Pipeline** - Manage Self: Professional **Position** - Regulatory Compliance Specialist**Job Purpose** - To inter alia consult, collaborate, advise, consider, review and consolidate the...
-
Regulatory Risk Specialist C
6 days ago
Johannesburg, South Africa FirstRand Full timeAbout us, purpose, experience and qualifications **about us**: - make a promise - be deeply invested - value our differences - build trust, not territory - have courage - always do the right thing **purpose**: - To provide robust assurance of the level of compliance to regulatory requirements by monitoring processes and related controls in accordance...
-
Regulatory compliance specialist
4 weeks ago
Johannesburg, South Africa Old Mutual Full timeLet's Write Africa's Story Together! Old Mutual is a firm believer in the African opportunity and our diverse talent reflects this. Job Description na This role assists the Compliance Manager, with support from Compliance Analyst, to ensure that regulatory risk processes (risk assessment, identification, management, reporting & optimisation) occur at...
-
Senior Regulatory Affairs Specialist
2 weeks ago
City of Johannesburg Metropolitan Municipality, South Africa Kinetic Business Solutions Full timeSenior Quality Assurance & Regulatory Affairs Specialist (Maternity Cover) Kinetic is working with a leading Medical Device company, hiring a Senior Quality Assurance & Regulatory Affairs Specialist to be based in Johannesburg. This is a 6-month maternity cover position. Key aspects of the role include: Facilitates all related technical information and...
-
Regulatory compliance specialist
4 weeks ago
Johannesburg, South Africa Old Mutual Limited Full time**Let's Write Africa's Story Together!**Old Mutual is a firm believer in the African opportunity and our diverse talent reflects this.**Job Description**naThis role assists the Compliance Manager, with support from Compliance Analyst, to ensure that regulatory risk processes (risk assessment, identification, management, reporting & optimisation) occur at...