Compliance Officer

My client is currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and...

Job description:PSG Distribution is currently recruiting for a Category II Compliance Officer positionReporting to the Head:Compliance - Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the PSG Adviser offices (long- and short-term assurance,...

Compliance OfficerJohannesburg Northern SuburbsProvide assurance that company policies and procedures are being complied with and that the organisation meets the regulatory and company's own standards and ensure that compliance support is aligned to business strategy. Implement and manage an effective compliance program through the development and management...

**Position**: Compliance officer **Location**: Midrand, Gauteng **Salary**: R600K - R660K per annum **Job Purpose** - To assist with management of compliance risk in the business areas by ensuring compliance with the Compliance Framework and ensuring that the company is able to substantiate its governance levels. **Performing compliance monitoring on...

Minimum requirements:Relevant qualification such as B Com Law or equivalentMust be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification3-5 years compliance experience in the financial services industryKnowledge of FICA, FAIS and relevant legislation, regulations and rulesRelevant knowledge, skills, and...

Our client in the finance Space is looking for a Compliance Officer to join them in their Gauteng branch. **Responsibilities**: - Compiling of compliance and statistical reports to the business, clients and regulators - Ensure compliance implementation and maintenance of compliance risk management and monitoring plan - Monitoring of the primary legislation...

Datacentrix is looking for a Compliance Officer to assist with management of compliance risk in the business areas by ensuring compliance with the Compliance Framework and ensuring that Datacentrix is able to substantiate its governance levels.Primary Role Accountabilities:Ensure that the company is compliant with all regulations and assist the Chief...

Compliance Officer (Legal, Risk and Compliance) Purpose of the job: To ensure that the company and it's employees comply with all relevant laws and regulations. Qualification: Experience and Exposure: Minimum Requirements: Legal/Commercial/Audit Qualification Compliance Practitioner (CPRAC) Qualification advantageous **Experience**: 5 years experience in...

Position: Compliance officerLocation: Midrand, GautengSalary: R600K - R660K per annumJob Purpose To assist with management of compliance risk in the business areas by ensuring compliance with the Compliance Framework and ensuring that the company is able to substantiate its governance levels.Performing compliance monitoring on sites based on legislation,...

Primary Role Accountabilities: Ensure that the company is compliant with all regulations and assist the Chief Compliance Officer with all requirements, submissions, awareness and training requirements. The individual will be dealing hands on with all submissions, readings, updates and requirements. Assisting with internal and regulatory body audits...

Primary Role Accountabilities:Ensure that the company is compliant with all regulations and assist the Chief Compliance Officer with all requirements, submissions, awareness and training requirements.The individual will be dealing hands on with all submissions, readings, updates and requirements.Assisting with internal and regulatory body audits...

Primary Role Accountabilities: Ensure that the company is compliant with all regulations and assist the Chief Compliance Officer with all requirements, submissions, awareness and training requirements. The individual will be dealing hands on with all submissions, readings, updates and requirements. Assisting with internal and regulatory body audits...

Primary Role Accountabilities:Ensure that the company is compliant with all regulations and assist the Chief Compliance Officer with all requirements, submissions, awareness and training requirements.The individual will be dealing hands on with all submissions, readings, updates and requirements.Assisting with internal and regulatory body audits...

**Job Duties/Responsibilities will include**: - Assist in monitoring compliance with applicable legislation and internal requirements, policies and procedures - Monitoring that employees adhere to company procedures and compliance guidelines including sample testing of employees to ensure compliance - Reviewing QA escalations and advising Compliance...

Job Duties/Responsibilities will include: Assist in monitoring compliance with applicable legislation and internal requirements, policies and procedures Monitoring that employees adhere to company procedures and compliance guidelines including sample testing of employees to ensure compliance Reviewing QA escalations and advising Compliance officer Assist in...

**Job description**: PSG Distribution is currently recruiting for a Category I Compliance Officer position. Reporting to the Head: Compliance - Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the PSG Adviser offices (long - and short-term...

**Job description**: PSG Distribution is currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance - Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the PSG Adviser offices (long - and short-term...

Compliance Officer CAT IIMidrand, GautengPSGs commitment to transform and embrace diversity is what drives us to achieve a diverse workplace with employment equity as a key goal to create an inclusive workforce. In achieving our employment equity goals, we give preference to applicants from designated groups, and we encourage people with disability to...

Analysing statutory requirements Providing advice on all statutory compliance Monitoring and reporting on all compliance Ensure compliance with all regulatory bodies LLB Degree Minimum 6 Years Compliance experience gained in the Banking or Insurance Industries Knowledge and experience of the latest statutory requirements Between 5 - 7 Years

Analysing statutory requirementsProviding advice on all statutory complianceMonitoring and reporting on all complianceEnsure compliance with all regulatory bodiesLLB DegreeMinimum 6 Years Compliance experience gained in the Banking or Insurance IndustriesKnowledge and experience of the latest statutory requirementsBetween - 7 Years