Compliance Officer

4 weeks ago


Johannesburg, South Africa Strategic Personnel Full time
The Compliance Officer will be responsible for the groups day-to-day compliance with relevant legislations and regulations associated with Asset Management / Wealth Management as well as professional standards, accepted business practices, and internal standards.

Completed BCom with 2-3 years relevant compliance experience as follows:
  • Assisting with regulatory submissions
  • Updating and implementing required policy
  • Managing regulated representatives on FSP licence
  • Compliance with collective investment schemes
  • Compliance with FICA
  • Compliance with POPIA
  • Assist with compliance training
  • Assist with Compliance risk framework development
  • Assist with various compliance and legal administration duties.
Relevant experience from within asset management / investments / wealth management essential.

If you have the above qualification and related compliance experience we look forward to your application.

Only shortlisted candidates will be contacted and if you have not heard from us by the end of June 2024, please consider your application unsuccessful.
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