Business Compliance Officer

Our client, a leading investment management firm, is looking for a Compliance Officer to join their team. This role collaborates closely with the Regulatory Compliance Manager and requires a qualified Cat2 or Cat2A registered compliance officer with current asset management experience. An exciting opportunity not only to ensure compliance implementation but...

IntroductionMetropolitan is one of the oldest financial services brands in South Africa. With a 125-year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security.Metropolitan provides financial wellness solutions...

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

POSITION:Compliance Officer (Cape Town)REPORTING TO:Regional ManagerLOCATION:Tyger Valley, Cape TownBUSINESS UNIT:ComplianceSTART DATE:June 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA.MINIMUM REQUIREMENTS - QUALIFICATIONS &...

_Do you love everything tax and have a keen eye for compliance?_ Do you long for a place to learn and grow to set a solid foundation for a rewarding career?_ A stimulating and varied position is available for a selfmotivated person keen to make a difference within a multidisciplined and growing accounting, audit, and tax practice._ In addition to your...

The Company:The Red FoxRole Name: Compliance OfficerLocation: Cape TownHours of work: Monday to Friday 9:00am - 17:00pmRole summaryThe Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the other a burgeoning player in...

This role assists the business unit Compliance Officer to establish & embed a culture of compliance across the business unit through the development of compliance risk management & monitoring plans.Ensures that applicable legislation is being complied with by staff across the business unit.Regularly reviews & monitors compliance processes as well as...

Role PurposeImplement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

A Compliance Officer performs an essential role within the business; a role that ensures the company's compliance processes are followed.Your responsibilities would include: To assist the company's recruitment campaigns. To support the Compliance Manager with audits. To book training dates and DBS renewals. To liaise with occupational health to complete...

Description This role assists the business unit Compliance Officer to establish & embed a culture of compliance across the business unit through the development of compliance risk management & monitoring plans. Ensures that applicable legislation is being complied with by staff across the business unit. Regularly reviews & monitors compliance processes as...

Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (Cape Town)REPORTING TO:Regional ManagerLOCATION:Tyger Valley, Cape TownBUSINESS UNIT:ComplianceSTART DATE:April 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA.MINIMUM...

Aug 30, 2023 | Financial ServicesJob RoleResponsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework.Responsibilities Identification and risk rating of applicable laws and regulations. Implementation and maintenance of the compliance framework and...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company.Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company.Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements Review of...

JOB SUMMARY: The compliance officer is responsible for ensuring that Banxso follows all the relevant laws and regulations and industry standards pertaining to online trading by mitigating all possible risks. This position plays a crucial role in maintaining the integrity and reputation of Banxso by preventing and detecting potential violations and unethical...

Who we are?Sanlam Investments Group is one of South Africa's largest investment management companies. We have a performance history spanning over 100 years, and offer a range of investment and financial planning solutions to protect and grow the long-term wealth of our clients.We take particular pride in: Sanlam's longevity and innovation People, teamwork...

Client Details:Our client is a premier provider of wealth management services, dedicated to empowering their customers to build an investment portfolio that aligns with their financial aspirations. Utilising cutting-edge technology, they offer direct investment opportunities through their user-friendly online platform. Their team of experts is committed to...

An established, and well rated investment manager is looking to fill a key role in their Corporate Governance team, this being a Senior Compliance Officer. This is a Cape Town based opportunity.This is a key role with a Regulatory Compliance focus across multiple asset classes.This role manages a team responsible for regulatory risk (including drafting,...

Compliance Officer - (QPB)Fixed Term Contract Listing reference: click_016352 Listing status: Under Review Apply by: 28 March 2024 Position summary Industry: Wholesale & Retail Trade Job category: Admin, Office Support and Services Location: Cape Town Contract: Permanent EE position: Yes Introduction To prevent loss & risk to the Pharmacy business through...