Senior Compliance Officer

2 weeks ago


Cape Town, Western Cape, South Africa Candidate Connect Full time

An established, and well rated investment manager is looking to fill a key role in their Corporate Governance team, this being a
Senior
Compliance Officer.

This is a Cape Town based opportunity.

This is a key role with a
Regulatory Compliance focus across multiple asset classes.


This role manages a team responsible for regulatory risk (including drafting, implementing, and maintaining suitable policies, processes and frameworks), keeping abreast of changes to legislation and advising / proposing effective solutions to fit the business conditions and environment, and maintaining and enhancing the regulatory training and communications programme.


Key requirements

  • Legal qualification e.g. LLB
  • 5+ years' experience in Financial Services, preferably Asset Management, within a legal or compliance role
  • Capable of being approved as a compliance officer by the FSCA
  • Being eligible for approval as a JSE Compliance Officer (Bonds and Derivatives) advantageous
  • Understanding of key legislation that impacts asset management
This is an Employment Equity opportunity.

  • Cape Town, Western Cape, South Africa Mazars Careers Full time

    A position has become available for a dynamic senior tax complaince officer to help grow our tax compliance team.We are looking for an individual to look after the full tax compliance function for the individual and trust tax clients of Mazars.


  • Cape Town, Western Cape, South Africa CA Financial Appointments Full time

    My client, a mid-tier Accounting and Auditing firm in the Southern Suburbs, seeks a Senior Tax Compliance Officer to join their team.Responsibilities: Individual Complete Tax Schedules, Income Statements, Assets & Liabilities Statements, Asset & Liabilities Recon, CGT calculations & computations, Tax computations to prepare and complete individual IT12...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Dante Personnel Full time

    Minimum requirements: MatricLevel 6 Management QualificationExcellent written and verbal communication skillsComputer literateAssessor and Moderator Qualification with Service SETA qualification at NQF Levels 4 and 5Ability to interact at a senior levelMinimum of 3 years experience in assessing skills programmes and learnerships Facilitation...


  • Cape Town, Western Cape, South Africa Finovate Full time

    Position: Compliance Officer Team LeaderLocation: Claremont offices, Cape TownType: Full-timeAbout the Role:Are you a detail-oriented Compliance Officer professional ready to progress into a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa CA Financial Appointments Full time

    Our client, a leading investment management firm, is looking for a Compliance Officer to join their team. This role collaborates closely with the Regulatory Compliance Manager and requires a qualified Cat2 or Cat2A registered compliance officer with current asset management experience. An exciting opportunity not only to ensure compliance implementation but...


  • Cape Town, Western Cape, South Africa Finovate People Full time

    Position: Compliance Officer Team LeaderLocation: Claremont offices, Cape TownType: Full-timeAbout the Role:Are you a detail-oriented Compliance Officer professional ready to progress into a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer...


  • Cape Town, Western Cape, South Africa Finovate Full time

    Position:Compliance Officer Team Leader Location: Claremont offices, Cape TownType: Full-timeAbout the Role:Are you a detail-oriented Compliance Officer professional ready to progress into a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Parvana Strategic Sourcing Full time

    Client Details:Our client is a premier provider of wealth management services, dedicated to empowering their customers to build an investment portfolio that aligns with their financial aspirations. Utilising cutting-edge technology, they offer direct investment opportunities through their user-friendly online platform. Their team of experts is committed to...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Hire Resolve Us - Executive Personnel Agency Full time

    Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Hire Resolve Full time

    Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Metropolitan Life Full time

    IntroductionMetropolitan is one of the oldest financial services brands in South Africa. With a 125-year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security.Metropolitan provides financial wellness solutions...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Placement Pros Recruitment (Pty) Ltd Full time

    MatricLevel 6 Management QualificationExcellent communication skills (both written and verbal)Computer literate (MS Office)Assessor and Moderator Qualification with Service SETAFacilitation, Assessment and Moderation experience relating to Service SETA qualification at NQF Levels 4 and 5Minimum 3 years experience in assessing skills programmes and...


  • Cape Town, Western Cape, South Africa Effer Ventures Full time

    Job Title: HealthcareCompliance RepresentativeEmployment type: Full timeLocation:Foreshore, Cape TownReporting to:Senior Bookings RepresentativeWorking Setup: 40 hours per week, Mondays to Fridays, 10:00 to 19:00. WFH up to 3 days per month.ThinkLocum is a leading locum recruitment company based in the UK, specialising in providing high-quality staffing...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Masthead (Pty) Ltd Full time

    POSITION:Compliance Officer (Cape Town)REPORTING TO:Regional ManagerLOCATION:Tyger Valley, Cape TownBUSINESS UNIT:ComplianceSTART DATE:June 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA.MINIMUM REQUIREMENTS - QUALIFICATIONS &...


  • Cape Town, Western Cape, South Africa Shift Pursuit Full time

    Are you passionate about tax and finance? Apply todayShift Pursuit has partnered with an Accounting and Auditing Firm, and we are seeking the expertise of an experienced Tax Compliance Officer. As a Tax Compliance Officer, you will have a crucial role in ensuring accurate handling of Tax, VAT, and other SARS-related data. The successful candidate would be...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa The Red Fox Full time

    The Company:The Red FoxRole Name: Compliance OfficerLocation: Cape TownHours of work: Monday to Friday 9:00am - 17:00pmRole summaryThe Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the other a burgeoning player in...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa ABC Worldwide Full time

    Role PurposeImplement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa MindMatch Consulting Full time

    A Compliance Officer performs an essential role within the business; a role that ensures the company's compliance processes are followed.Your responsibilities would include: To assist the company's recruitment campaigns. To support the Compliance Manager with audits. To book training dates and DBS renewals. To liaise with occupational health to complete...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Bridgena Barnard & Associates Full time

    Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services Group. Matric essentialDegree in Law or Finance or Commerce essentialDrivers license, enabling you to visit regionsPhase 1 Approval Nr Essential and not negotiableRE1 or Re5 essential3 years experience in a legal Compliance department essLong term...

  • Compliance Officer

    2 weeks ago


    Cape Town, Western Cape, South Africa Masthead (Pty) Ltd Full time

    Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (Cape Town)REPORTING TO:Regional ManagerLOCATION:Tyger Valley, Cape TownBUSINESS UNIT:ComplianceSTART DATE:April 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA.MINIMUM...