Compliance Assistant

Our Client, a renowned asset management firm, is seeking a Compliance Assistant to join their dynamic team. With a hybrid working model offering three days in the office, this is your chance to thrive in the financial services sector while enjoying the flexibility of working remotely.This innovative firm is not just about investments— they are pioneers...

This role assists the business unit Compliance Officer to establish & embed a culture of compliance across the business unit through the development of compliance risk management & monitoring plans.Ensures that applicable legislation is being complied with by staff across the business unit.Regularly reviews & monitors compliance processes as well as...

Description This role assists the business unit Compliance Officer to establish & embed a culture of compliance across the business unit through the development of compliance risk management & monitoring plans. Ensures that applicable legislation is being complied with by staff across the business unit. Regularly reviews & monitors compliance processes as...

FUTUREGROWTH ASSET MANAGEMENT IS RECRUITINGWe have an exciting opportunity available for an Assistant Compliance Officer in ourCompliance team. Futuregrowth is committed to transformation. A strong preference will be given to _Assistant Compliance OfficerAre you passionate about calculations and analysis and are you seeking a rewardingcareer in fiduciary...

2years Assist the Compliance Officer in embedding a culture of compliance Assist in the development of riskbased Monitoring Plans Take ownership of Compliance Monitoring Manage FAIS profile changes Report on level of compliance Present findings and be able to engage with Management Maintain Noncompliance Register Assist with ad hoc rollouts of compliance...

Statutory Compliance Assistant, preferably with previous experience in an Accounting and Auditing Firm, required to assist with all statutory requirements and administration re annual returns, deed searches, CIPC documents and submission, FICA compliance, dividend declarations, Auditor's reports and audit queries for an Accounting and Auditing Firm based in...

Assistant Credit and Legal Compliance ManagerRETAIL FRANCHISE INDUSTRY- TO MANAGE THE CREDIT AND LEGAL ISSUES RELATED TO THE FRANCHISE INDUSTRY. THE FOCUS OF THE POSITION IS ON FINANCIAL AND CREDIT COMPLAINCE AND THE SUCCESSFUL CANDIDATE MUST HAVE A CREDIT COMPLIANCE BACKGROUND_NON NEGOTIABLE REQUIREMENTS 3 years experience managing credit related issues...

Assist in monitoring compliance with applicable legislationReview and comment on draft Supplemental DeedsMonitor compliance with Supplemental DeedsAssist with the compilation and submission of quarterly and annual FSB reportingAdvise management and clients on all compliance and regulatory mattersAssist in promotion compliance standards and proceduresTertiary...

This role is part of the Benchmark & Index Solutions Compliance team (within the London Stock Exchange Group's Data and Analytics division), focusing on, but not limited to the regulatory compliance with the UK/ EU Benchmark Regulation. The Compliance team advises the Business on the regulatory compliance matters related to the day-to-day Business operations...

Role PurposeImplement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

Compliance Lead Job Profile Summary The Compliance Lead ensures the business remains in compliance with governmental requirements. Is responsible for overseeing compliance procedures, policies, and metrics to ensure all requirements are met. Performs detailed research of issues in order to assure the business remains in compliance with contractual...

Compliance Lead -03UEKDescription:Compliance LeadJob Profile SummaryThe Compliance Lead ensures the business remains in compliance with governmental requirements. Is responsible for overseeing compliance procedures, policies, and metrics to ensure all requirements are met. Performs detailed research of issues in order to assure the business remains in...

Vacancy: Compliance Specialist - Cape TownOur Client is a management consultancy specializing in Strategic Compliance, Legal and Risk Management with emphasis on driving international expansion and business modelling for its clients.They are looking for an ambitious and driven candidate who will take the role as a Compliance Officer working within the...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company.Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements Review of...

Job Description The Grants & Compliance Officer is responsible for facilitating and enforcing compliance with m2m policies and donor agreements. This includes the review and approval of consultant agreement, service level agreements, and other commercial agreements such as leases. The Grants & Compliance Officer works closely with and supports other m2m...

Aug 30, 2023 | Financial ServicesJob RoleResponsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework.Responsibilities Identification and risk rating of applicable laws and regulations. Implementation and maintenance of the compliance framework and...

Who we are?Sanlam Investments Group is one of South Africa's largest investment management companies. We have a performance history spanning over 100 years, and offer a range of investment and financial planning solutions to protect and grow the long-term wealth of our clients.We take particular pride in: Sanlam's longevity and innovation People, teamwork...

IntroductionMetropolitan is one of the oldest financial services brands in South Africa. With a 125-year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security.Metropolitan provides financial wellness solutions...

A Compliance Officer performs an essential role within the business; a role that ensures the company's compliance processes are followed.Your responsibilities would include: To assist the company's recruitment campaigns. To support the Compliance Manager with audits. To book training dates and DBS renewals. To liaise with occupational health to complete...

Compliance Manage all pre- and post-registration SAHPRA commitments including, but not limited to validation reports, stability data and batch documentation Manage the GMP compliance of API and manufacturers and report any current or potential deficiencies affecting current operations and/or new launches Conduct and/or assist with Pharmacovigilance...