![Futuregrowth](https://media.trabajo.org/img/noimg.jpg)
Assistant Compliance Officer
2 weeks ago
FUTUREGROWTH ASSET MANAGEMENT IS RECRUITING
We have an exciting opportunity available for an
Assistant Compliance Officer in our
Compliance team.
- Futuregrowth is committed to transformation. A strong preference will be given to _
Assistant Compliance Officer
Are you passionate about calculations and analysis and are you seeking a rewarding
career in fiduciary asset management? Do you have strong communication and
interpersonal skills? Are you highly organised and adaptable, with a strong ethical base?
Then this position is for you
Who is Futuregrowth?
Futuregrowth has been South Africa's leading developmental, responsible and fixed
- income investor for over 25 years. We manage a range of fixed interest and development
funds and play a key leadership role in the South African asset management industry. We
are committed to investing our clients' funds in a responsible manner, with the interests
of our clients always coming first.
Purpose of the position
To assist in the development, implementation and monitoring of a compliance
framework across all facets of the business. A key component would be development to
fulfill a Compliance Officer role in the medium term.
Key responsibilities of the position
- Assisting in reinforcing and embedding an appropriate compliance culture across the
- Assisting in the development, implementation and maintenance of compliance risk
- Ensuring that staff comply with applicable legislation across the company, including
- Keeping up to date and knowledgeable on legislation affecting institutional asset
management, specifically:
- Protection of Personal Information Act (POPIA);
- Financial Advisory and Intermediary Services Act; and
- Financial Intelligence Centre Act.
- Facilitating investigation into, and resolution of, compliance-related breaches.
- Drafting relevant breach reports.
- Addressing ad hoc compliance queries.
- Maintaining relevant regulatory registers (e.g., representative register, breach register,
- Preparing compliance reports (e.g., Board reports, regulatory reports, etc.).
- Monitoring trades on Charles River.
- Drafting Investment Guidelines.
- Drafting policies.
Knowledge and experience required
Skills, know-how and experience:_ _**:
Years' related experience with most of it preferably in asset management;
- Knowledge of and experience in the following:
- Protection of Personal Information Act (POPIA);
- Financial Advisory and Intermediary Services Act;
- Financial Intelligence Centre Act;
- Knowledge of the following would be considered advantageous:
- Financial Markets Act (specifically around Inside Trading); and
Technical/ professional qualifications:
- LLB or in the process of studying towards an LLB qualification; and
- Certificate in Compliance Management would be an advantage.
Key behaviours and competencies:
- Problem solving skills;
- Aptitude for building and maintaining relationships;
- Aptitude for teamwork and collaboration;
- Quality orientation (includes attention to detail);
- Ability to be client focused;
- Stress tolerance;
- Good communication skills, both written and verbal;
- Capacity for initiating action;
- Planning and organising skills;
- High work ethic;
- Confidence and the ability to remain independent at all times;
- Curious and wanting to learn;
- Results orientation; and
- Integrity.
Recruitment process and closing dates
activities and a psychometric assessment.
Contact details
3
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