Financial And Compliance Manager

My client is currently recruiting for a Category II Compliance Officer positionReporting to the Head:Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and...

JOB PURPOSEImplement, monitor and enhance the level of compliance related to systems and data reporting requirements in accordance with the Financial Intelligence Centre Act, No. 38 of 2001, as amended (FIC Act).KEY PERFORMANCE AREAS:Technical Competencies Provide expertise and advice on antimoney laundering compliance requirements pertaining to...

JOB PURPOSEResponsible for the delivery of specific projects in the Guidance and Prevention Programme to achieve Compliance and Prevention Department strategic outputs.KEY PERFORMANCE AREAS: Provide forward thinking guidance and prevention expertise regarding regulated institutions, persons and sectors under the Financial Intelligence Centre Act, 2001 (FIC...

Purpose of the Role: To fulfil the responsibility of implementing Anti Money Laundering (AML) and Combating Financial Terrorism (CFT) & Sanctions Compliance Programmes across the Group. To provide advisory and monitoring to the Group on AML/CFT & Sanctions matters and in collaboration with the Business Units To provide oversight of all aspects of Financial...

My client based in Pretoria is looking a CA(SA) Chief Financial Officer for a 24 month contract. This is an Employment Equity opportunity.Responsibilities: To strategically direct and oversee the implementation of appropriate financial accounting, management accounting and supply chain management strategies and plans for the various business units by...

Purpose of the Job:To assist the department in ensuring that the approved authorised Financial Services Providers (FSPs) and their Compliance Officers complies with the Financial Advisory and Intermediary Services (FAIS) legislation. The person appointed to this position will report to the Manager.Key Performance Areas: Monitor compliance with legislation to...

KEY PERFORMANCE AREAS: Engage with external stakeholders to ensure compliance with the FIC Act, exchange information, provide solutions and solve queries, related to standard matters, under limited guidance; Identify problems and issues experienced within industry sectors affected by the FIC Act Administration of the compliance query process in accordance...

Functions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related...

Functions:Signing off on new business and communicating with brokers Responsible for the legal and administrative review and assessment of transactional submissions and broker documentation Responsible for assessing, concluding, and signing off on client due diligence Review FICA documentation on existing customer dealings and investigate compliance-related...

Functions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related...

Purpose of the Job:Key Performance Areas: Render administrative support with the maintenance, execution and the implementation of the Business Continuity Management (BCM) Strategy and processes within the FSCA. Render Support to the BCM Manager in the maintenance of the full BCM Lifecycle in line with approved standards which includes maintaining annual...

Position: Independent Long-term Insurance Broker (Commercial)Location: Sandton and Pretoria CBDDo you love being out and about, meeting new people? Do you want to write your own cheque on a monthly basis? Are you fantastic at convincing and does your negotiation skills know no bounds? Raise your hand becauseWE'RE HIRINGIt's our mission to unleash the...

JOB PURPOSE:KEY PERFORMANCE AREAS: Provide a call center service in accordance with the Compliance Contact Centre manual and standards Administer the compliance query process in accordance with the set procedures Respond to general compliance, registration and reporting related queries Develop an understanding of various regulated institutions and sectors...

The Quality Difference at Thermo Fisher Scientific: What makes our quality teams unique is a shared passion for getting it done right the first time and working for the right reasons with our customers always in mind. Our team of Quality professionals understand our customers rely on the accuracy, safety, and effectiveness of our products and services that...

To provide appropriate risk and investment advice for clients, adhering to FAIS compliance requirements, within the bank Premium Advisory Sales and Product mandates, advice philosophy and targets.Ensure adherence to relevant processes and compliance to legislative and audit requirements.Achieve previously determined sales targets across the business by...

Compliance SpecialistDivision Land Bank Insurance CompanyUnit LBICRemuneration Job Type Classification PermanentLocation - Country - South AfricaLocation - ProvinceGauteng - Location - Town / City - CenturionJob Advert SummaryMAIN PURPOSE OF THE JOBTo support the Compliance Officer and the Head of the Compliance Control Function in ensuring that LBIC and...

Minimum requirements:Relevant qualification such as B Com Law or equivalentMust be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification3 5 years compliance experience in the financial services industryKnowledge of FICA, FAIS and relevant legislation, regulations and rulesRelevant knowledge, skills and...

Join my clients' dynamic team as a Financial Manager at a leading Wholesale Steel Company in Pretoria-North. They are seeking a skilled and experienced individual to oversee the full accounting function up to the trial balance, prepare management accounts, manage payroll, draft budgets, and ensure compliance with VAT, tax, and other statutory financial...

Compliance ManagementStrategic and Operational level Risk Management implementationImplement, drive and manage complianceLegal / Risk / Compliance degree. CISA Membership an advantage.3-5 Years in a Compliance environment Managing a teamFinancial operations, regulations and agreementsFICA or AML compliance officer experienceSOX and Insurance Compliance...

Property Compliance Manager SandtonA well-established client is looking for a Property Compliance Manager with 5+ year of experience within the residential estate and property management agent industry.Conveyancing Attorneys are welcome to apply for the role.Salary:Market-RelatedResponsibilities:Ensure architectural compliance in accordance with governing...