Senior Compliance Officer

Our client is scouting for an exceptional Senior Compliance Officer specifically in the short term sector. The successful individual would need to assist the management team with the coordination; facilitation and management of Compliance and Advice through creating analytical tools; reporting and developing networks; providing advice to minimise regulatory;...

My client is currently recruiting for a Category II Compliance Officer positionReporting to the Head:Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and...

Minimum requirements:Relevant qualification such as B Com Law or equivalentMust be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification3 5 years compliance experience in the financial services industryKnowledge of FICA, FAIS and relevant legislation, regulations and rulesRelevant knowledge, skills and...

Job Overview:AML Compliance Officer (Financial Services)Location:La Lucia, Durban, KwaZulu-Natal- _Position Overview:One will form part of the Compliance Function providing specialist support to the Group Compliance team to enable the Board of Directors discharge their compliance obligations for the Group entities, in terms of applicable legislation,...

We are seeking a dedicated Compliance Officer who is mission-driven and passionate about regulatory compliance. The Compliance Officer will be responsible for developing and overseeing standards and processes to ensure effective compliance programs across the organization. This includes assessing and mitigating all regulatory compliance risks and providing...

Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (Category I and Category II)REPORTING TO:Regional ManagerLOCATION:PretoriaBUSINESS UNIT:ComplianceSTART DATE:1 July 2023***- To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as per FSCA, FICA, POPI,...

Our client, who is one of the largest leading insurance, asset management, and wealth management companies in South Africa, is on the hunt for an individual to take on the role of a Key Individual Compliance Officer where the successful candidate will monitor and provide assurance on the adherence to the Key Individual compliance requirements and practices...

Job TypeGroups R Us (Pty)Ltd is looking to hire an internal compliance officer to complete a three year training internship process under our external compliance officer, within our Pretoria branches.The job is demanding and highly nuanced and will require:Preferably a qualification in law or an insurance related field or at least 5 years of industry related...

PurposeTo embed an effective risk management program within ICT and to implement all necessary measures to ensure achievement of the objectives of an effective compliance program by ensuring that all processes are in compliance with the rules and regulations of regulatory frameworks, and that company policies, procedures and standards are being complied...

Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert Select how often (in days) to receive an alert: Compliance Officer: GO: LS: Compliance: Houghton (JG11) Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in...

To provide effective and efficient control and monitoring of all risk and compliance management activities REQUIRED MINIMUM WORK EXPERIENCEImplement risk management practicesIdentify and assess risks within the company environment in collaboration with Manager.Provide recommendations into the risk management action plan.Implement the risk awareness plan, as...

Gauteng, Pretoria East R R 40000 Monthly Cost To CompanyDebt Collections Giant looking for a meticulous Legal and Compliance Officer. Based in Pretoria EastMinimum requirements: Legal Tertiary Qualification (LLB, BProc) necessary 3+ Years Experience in Legal and Compliance within the Financial Services Industry a requirement Exposure to Companies Act, Tax...

KEY PERFORMANCE AREAS: Engage with external stakeholders to ensure compliance with the FIC Act, exchange information, provide solutions and solve queries, related to standard matters, under limited guidance; Identify problems and issues experienced within industry sectors affected by the FIC Act Administration of the compliance query process in accordance...

Requirements :Relevant Legal / Commercial / Audit qualificationCompliance Practitioner (CPRAC) Qualification5 years compliance / Risk Management related experienceMarket analysis researchGeneral business management knowledgeExperience in developing and implementing compliance policies and proceduresShould you meet the above requirements and want to make a...

Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (CAT I)REPORTING TO:Area ManagerLOCATION:Based in Pretoria or PolokwaneBUSINESS UNIT:ComplianceSTART DATE:1 March 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA, FICA and...

Gauteng, Pretoria EastWell established Law Firm in Pretoria East is looking for a Compliance Officer to join their teamMinimum requirements: LLB years relevant experience in the compliance &risk management field Indepth knowledge of industry standards, rules andregulations is greatly preferred Excellent Compliance & Risk Management Skills Problem Solving...

Job Title: Senior HR Officer Location:Boksburg Industry: EnergyRPO Recruitment's client are seeking a highly skilled and experienced Senior HR Officer to join their team, in Boksburg, within the energy sector. The ideal candidate will have a strong background in human resources management, with a focus on recruitment, employee relations, training and...

Location: ZA, GP, Roodepoort, Ellis Street 4 To enable the execution of Compliance Risk Management processes and activities within Standard Bank Insurance Brokers (SBIB) and Standard Insurance Limited (SIL), to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and...

Purpose of the Job:Key Performance Areas: Render administrative support with the maintenance, execution and the implementation of the Business Continuity Management (BCM) Strategy and processes within the FSCA. Render Support to the BCM Manager in the maintenance of the full BCM Lifecycle in line with approved standards which includes maintaining annual...

Purpose of the Role: To manage compliance officer/s in terms of agreed compliance methodology in respect of the Business Banking division of African Bank, including but not limited to business banking products and services and public sector. To facilitate and communicate compliance and non-compliance to business and the Head of Compliance Business Banking,...