Compliance Officer: Go: Ls: Compliance: Houghton

2 weeks ago

Pretoria, Gauteng, South Africa Sanlam Limited Full time
Press Tab to Move to Skip to Content Link
Select how often (in days) to receive an alert: Create Alert
Select how often (in days) to receive an alert:

Compliance Officer:

GO: LS: Compliance: Houghton (JG11) Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market.

Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent.

The Sanlam Life and Savings Office provides strategic direction, coordination and support to the three clusters, as well as performing governance oversight that includes assurance provided by second line of defense functions in SLS, to enable us to meet our business objectives.

Build a successful career with usWe're all about building strong, lasting relationships with our employees.

We know that you have hopes for your future – your career, your personal development and of achieving great things.

We pride ourselves in helping our employees to realise their worth.

Through its five business clusters – Sanlam Fintech, Sanlam Life and Savings, Sanlam Investment Group, Sanlam Allianz, Santam, as well as MiWay and the Group Office – the group provides many opportunities for growth and development.

What will you do?Analyse and interpret regulation and legislation, and using a risk-based approach.

Identification and risk rating of applicable laws and regulations for responsible business units;Development and implementation of compliance/legislative universe for responsible business unitsDevelopment and implementation of Compliance Risk Management Plans (CRMPs) for core legislative and regulatory provisions;Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof;Compiling monitoring reports on the results of monitoring;Incident reporting, to ensure timeous escalation of compliance risks and incidents,Interpret regulation and legislation and assist business units with practical implementation thereofAdvise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance.

Research and communicate applicable legislative developments to all stakeholdersAssist with the promotion of a culture of compliance and awareness within Sanlam Sky and actively participating in compliance projects and training initiatives.

Provide training on regulatory requirements to channelsQualification and ExperienceA legal or commercial degreeCompliance qualification (PG Diploma in Compliance Management) would be advantageous.

Meeting the competence, qualifications and experience requirements to be registered as a Compliance Officer with the Financial Sector Conduct Authority would be advantageous3-6 years' experience as a Compliance Officer in the Financial Services IndustryKnowledge and SkillsKnowledge of the financial services industry, especially insuranceA thorough understanding and knowledge of compliance risk management and monitoring programmesA thorough understanding and knowledge of the regulatory requirements impacting on the various businesses (e.g. FAIS, FICA, LTIA, PPR, POPIA) will be advantageousTechnical professional skillsReport writing skillsGood communication and presentation skillsAnalytical thinkingThorough and detail mindedEthical and principledThe ability to manage people and processes effectively in instances where non-compliance is identifiedCore Competencies Being resilient - Contributing through others
Collaborates - Contributing through others
Cultivates innovation - Contributing through others
Customer focus - Contributing through others
Drives results - Contributing through others
Turnaround timeThe shortlisting process will only start once the application due date has been reached. The time taken to complete this process will depend on how far you progress and the availability of managers.
Our commitment to transformationThe Sanlam Group is committed to achieving transformation and embraces diversity.

This commitment is what drives us to achieve a diverse, inclusive and equitable workplace as we believe that these are key components to ensuring a thriving and sustainable business in South Africa.

The Group's Employment Equity plan and targets will be considered as part of the selection process.
#J-18808-Ljbffr

  • Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Ca Financial Appointments Full time

    My client is currently recruiting for a Category II Compliance Officer positionReporting to the Head:Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and...

  • Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Krypton Mining Full time

    We are seeking a dedicated Compliance Officer who is mission-driven and passionate about regulatory compliance. The Compliance Officer will be responsible for developing and overseeing standards and processes to ensure effective compliance programs across the organization. This includes assessing and mitigating all regulatory compliance risks and providing...

  • Internal Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Groups R Us (PTY) Ltd Full time

    Job TypeGroups R Us (Pty)Ltd is looking to hire an internal compliance officer to complete a three year training internship process under our external compliance officer, within our Pretoria branches.The job is demanding and highly nuanced and will require:Preferably a qualification in law or an insurance related field or at least 5 years of industry related...

  • Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Humankind Group Full time

    Minimum requirements:Relevant qualification such as B Com Law or equivalentMust be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification3 5 years compliance experience in the financial services industryKnowledge of FICA, FAIS and relevant legislation, regulations and rulesRelevant knowledge, skills and...

  • Risk & Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Freerecruit Full time

    To provide effective and efficient control and monitoring of all risk and compliance management activities REQUIRED MINIMUM WORK EXPERIENCEImplement risk management practicesIdentify and assess risks within the company environment in collaboration with Manager.Provide recommendations into the risk management action plan.Implement the risk awareness plan, as...

  • Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Masthead (Pty) Ltd Full time

    Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (Category I and Category II)REPORTING TO:Regional ManagerLOCATION:PretoriaBUSINESS UNIT:ComplianceSTART DATE:1 July 2023***- To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as per FSCA, FICA, POPI,...

  • Senior Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa The Recruitment Council Full time

    Our client is scouting for an exceptional Senior Compliance Officer specifically in the short term sector. The successful individual would need to assist the management team with the coordination; facilitation and management of Compliance and Advice through creating analytical tools; reporting and developing networks; providing advice to minimise regulatory;...

  • Individual Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa The Recruitment Council Full time

    Our client, who is one of the largest leading insurance, asset management, and wealth management companies in South Africa, is on the hunt for an individual to take on the role of a Key Individual Compliance Officer where the successful candidate will monitor and provide assurance on the adherence to the Key Individual compliance requirements and practices...

  • Aml Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Professional Sourcing Full time

    Job Overview:AML Compliance Officer (Financial Services)Location:La Lucia, Durban, KwaZulu-Natal- _Position Overview:One will form part of the Compliance Function providing specialist support to the Group Compliance team to enable the Board of Directors discharge their compliance obligations for the Group entities, in terms of applicable legislation,...

  • Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Financial Intelligence Centre (FIC) Full time

    KEY PERFORMANCE AREAS: Engage with external stakeholders to ensure compliance with the FIC Act, exchange information, provide solutions and solve queries, related to standard matters, under limited guidance; Identify problems and issues experienced within industry sectors affected by the FIC Act Administration of the compliance query process in accordance...

  • Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Hire Resolve Sa - Executive Recruitment Agency Full time

    Requirements :Relevant Legal / Commercial / Audit qualificationCompliance Practitioner (CPRAC) Qualification5 years compliance / Risk Management related experienceMarket analysis researchGeneral business management knowledgeExperience in developing and implementing compliance policies and proceduresShould you meet the above requirements and want to make a...

  • Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Standard Bank Of South Africa Limited Full time

    Location: ZA, GP, Roodepoort, Ellis Street 4 To enable the execution of Compliance Risk Management processes and activities within Standard Bank Insurance Brokers (SBIB) and Standard Insurance Limited (SIL), to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and...

  • Compliance Officer Cat1

    2 weeks ago

    Pretoria, Gauteng, South Africa Masthead (Pty) Ltd Full time

    Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (CAT I)REPORTING TO:Area ManagerLOCATION:Based in Pretoria or PolokwaneBUSINESS UNIT:ComplianceSTART DATE:1 March 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA, FICA and...

  • Jnr Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Dante Personnel Full time

    Gauteng, Pretoria EastWell established Law Firm in Pretoria East is looking for a Compliance Officer to join their teamMinimum requirements: LLB years relevant experience in the compliance &risk management field Indepth knowledge of industry standards, rules andregulations is greatly preferred Excellent Compliance & Risk Management Skills Problem Solving...

  • Legal and Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Dante Personnel Full time

    Gauteng, Pretoria East R R 40000 Monthly Cost To CompanyDebt Collections Giant looking for a meticulous Legal and Compliance Officer. Based in Pretoria EastMinimum requirements: Legal Tertiary Qualification (LLB, BProc) necessary 3+ Years Experience in Legal and Compliance within the Financial Services Industry a requirement Exposure to Companies Act, Tax...

  • Compliance Manager

    2 weeks ago

    Pretoria, Gauteng, South Africa Isilumko Staffing (Jhb) Full time

    Compliance ManagementStrategic and Operational level Risk Management implementationImplement, drive and manage complianceLegal / Risk / Compliance degree. CISA Membership an advantage.3-5 Years in a Compliance environment Managing a teamFinancial operations, regulations and agreementsFICA or AML compliance officer experienceSOX and Insurance Compliance...

  • Compliance Specialist

    2 weeks ago

    Pretoria, Gauteng, South Africa A Triple A Recruitment Full time

    Compliance Specialist (Insurance)PretoriaCompliance Specialist (Insurance) Location: Menlyn, PretoriaSalary: R32 000 to R34 000 p.m.Our client in the Insurance industry is looking for a Compliance Specialist to assure compliance with regulatory requirements, to manage risk associated with noncompliance.Key responsibilities Contribute to the efficient and...

  • Senior Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Financial Intelligence Centre (FIC) Full time

    JOB PURPOSEResponsible for the delivery of specific projects in the Guidance and Prevention Programme to achieve Compliance and Prevention Department strategic outputs.KEY PERFORMANCE AREAS: Provide forward thinking guidance and prevention expertise regarding regulated institutions, persons and sectors under the Financial Intelligence Centre Act, 2001 (FIC...

  • Ict Risk and Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa SmartDigital Solutions Full time

    PurposeTo embed an effective risk management program within ICT and to implement all necessary measures to ensure achievement of the objectives of an effective compliance program by ensuring that all processes are in compliance with the rules and regulations of regulatory frameworks, and that company policies, procedures and standards are being complied...

  • Sa - Compliance Manager

    2 weeks ago

    Pretoria, Gauteng, South Africa Church World Service Full time

    Position Title: Compliance ManagerReports To: Country RepresentativeDivision: Immigration & Refugee Program+ (IRP+)Department: ComplianceJob Location: Pretoria, South AfricaGrade Level: Grade 8, Manager NationalIntroduction: Church World Service (CWS) is a not-for-profit, faith-based organization transforming communities around the globe through just and...