Quality Compliance Officer

Client Details:Our client is a premier provider of wealth management services, dedicated to empowering their customers to build an investment portfolio that aligns with their financial aspirations. Utilising cutting-edge technology, they offer direct investment opportunities through their user-friendly online platform. Their team of experts is committed to...

POSITION:Compliance Officer (Cape Town)REPORTING TO:Regional ManagerLOCATION:Tyger Valley, Cape TownBUSINESS UNIT:ComplianceSTART DATE:June 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA.MINIMUM REQUIREMENTS - QUALIFICATIONS &...

Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (Cape Town)REPORTING TO:Regional ManagerLOCATION:Tyger Valley, Cape TownBUSINESS UNIT:ComplianceSTART DATE:April 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA.MINIMUM...

Our client, a leading investment management firm, is looking for a Compliance Officer to join their team. This role collaborates closely with the Regulatory Compliance Manager and requires a qualified Cat2 or Cat2A registered compliance officer with current asset management experience. An exciting opportunity not only to ensure compliance implementation but...

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

Who we are?Sanlam Investments Group is one of South Africa's largest investment management companies. We have a performance history spanning over 100 years, and offer a range of investment and financial planning solutions to protect and grow the long-term wealth of our clients.We take particular pride in: Sanlam's longevity and innovation People, teamwork...

IntroductionMetropolitan is one of the oldest financial services brands in South Africa. With a 125-year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security.Metropolitan provides financial wellness solutions...

MatricLevel 6 Management QualificationExcellent communication skills (both written and verbal)Computer literate (MS Office)Assessor and Moderator Qualification with Service SETAFacilitation, Assessment and Moderation experience relating to Service SETA qualification at NQF Levels 4 and 5Minimum 3 years experience in assessing skills programmes and...

The Company:The Red FoxRole Name: Compliance OfficerLocation: Cape TownHours of work: Monday to Friday 9:00am - 17:00pmRole summaryThe Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the other a burgeoning player in...

Role PurposeImplement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

Title:GROUP COMPLIANCE OFFICER - FRESH PRODUCE:Salary: Entirely based on experienceDescription: With the group's head office in Paarl, our client is a producer, packer, processor, exporter and importer of fresh fruit and vegetables. Their operations are run by six companies countrywide, with each focusing on a specific and unique aspect of their business. We...

A Compliance Officer performs an essential role within the business; a role that ensures the company's compliance processes are followed.Your responsibilities would include: To assist the company's recruitment campaigns. To support the Compliance Manager with audits. To book training dates and DBS renewals. To liaise with occupational health to complete...

Primary Duties Reviewing legislation Minimizing and managing risk Process and Procedure comparison Identifying process and procedural gaps Conducting various audits throughout the business. Conducting internal investigations throughout the business units. Provide the Internal Compliance Officer with support with managing Regulatory request i.e Reporting,...

Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services Group. Matric essentialDegree in Law or Finance or Commerce essentialDrivers license, enabling you to visit regionsPhase 1 Approval Nr Essential and not negotiableRE1 or Re5 essential3 years experience in a legal Compliance department essLong term...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company.Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements Review of...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company.Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

JOB SUMMARY: The compliance officer is responsible for ensuring that Banxso follows all the relevant laws and regulations and industry standards pertaining to online trading by mitigating all possible risks. This position plays a crucial role in maintaining the integrity and reputation of Banxso by preventing and detecting potential violations and unethical...

Compliance Officer CAT IITygervalley, Cape TownPSGs commitment to transform and embrace diversity is what drives us to achieve a diverse workplace with employment equity as a key goal to create an inclusive workforce. In achieving our employment equity goals, we give preference to applicants from designated groups, and we encourage people with disability to...

Aug 30, 2023 | Financial ServicesJob RoleResponsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework.Responsibilities Identification and risk rating of applicable laws and regulations. Implementation and maintenance of the compliance framework and...