Business Compliance Officer

Description OVERALL PURPOSES To provide practical assistance, support and advice to the Family Office and Investment Management teams on operational compliance matters and assume full responsibility for all interaction and liaising with Risk and Compliance where required; and To maintain a strong control framework within First line of defence. The...

Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure compliance implementation, but also ensuring a culture...

Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure compliance implementation, but also ensuring a culture...

Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure compliance implementation, but also ensuring a culture...

**POSITION: Compliance Officer (Cape Town)** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance START DATE: June 2023 *** To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA. **MINIMUM...

Description In this role, the incumbent will play a key role in supporting the Old Mutual Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit. Key Result Areas • Establishes and embeds an...

Description Individually accountable, operating within a Team, for establishing a compliance framework; including Risk Management and Monitoring plan. Embeds compliance, directly and/or through staff supervised over periods of 3 months to a year. Initiates and facilitates corrective action where required.. Role Details: Establishes compliance within...

**The Company**:The Red Fox **Role Name**: Compliance Officer **Location**: Cape Town **Hours of work**: Monday to Friday 9:00am - 17:00pm **Role summary** The Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the...

**JOB SPECIFICATION: COMPLIANCE OFFICER** **JOB SUMMARY**: The Compliance Officer is responsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework within Banxso with a specific on FAIS (CAT1, CAT2) and FICA compliance. This position plays a crucial role in...

Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

OPERATIONAL COMPLIANCE OFFICER (CAPE TOWN) Looking for a dynamic, passionate and results driven operational compliance officer with Collective Investment Scheme (CIS) experience and knowledge to join our team. This individual needs to be confident and willing to get involved in every aspect of the business where required. ROLE AND RESPONSIBILIES: -...

We are seeking a diligent and experienced Legal & Compliance Officer to join our team and ensure that our business practices adhere to all applicable laws and regulations.  As the Legal & Compliance Officer, you will be responsible for overseeing and managing all legal and compliance matters within the company. Your primary objective will be to ensure that...

**Overview**: Our client, a leading global Asset Manager is seeking to hire a FAIS Compliance Officer, to assist the compliance team in implementing and maintaining an effective, committed compliance and integrity program, to prevent and detect violations of legislation, internal rules and policies and investment guidelines. **Responsibilities**: - Monitor...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements...

My client in Financial/Fund Services is looking for a Registered Compliance Officer ( CAT I or CAT III) to join their team in CPT. This is a Regulatory Compliance function - FAIS, S13B of the Pension Funds Act & FIC Compliance (FIC MLRO). Must have relevant Degree / Post Graduate Qualification with 3-5 years experience in a related regulatory Compliance...

Compliance Officer CAT2 Cape Town Our client is looking for a Compliance Officer with CAT2 who is able to provide legal and compliance support on systems, processes and knowledge of financial services regulatory environment. Salary: Market Related Minimum Requirements: Matric3 – 5 years in legal/compliance role in financial environmentBComm Honours / law...

**POSITION: Compliance Officer/Practice Management Administrative Assistant** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance/Practice Management START DATE: June 2023 *** Reporting to the Regional Manager, the Compliance Officer/Practice Management Administrative Assistant is a role that will provide...

Muve Homecare is currently recruiting for a Compliance Officer to join it's team based in Cape Town. Applicants will need to have experience within the Healthcare Recruitment Sector for the UK and be able to work to daily/weekly KPI's ensuring targets are met. Core outcomes of the role - Support applicants through the recruitment process - Complete the...