Financial Compliance Specialist
2 weeks ago
We are seeking a Financial Compliance Specialist for one of our clients, based in the East Rand. Duties & Responsibilities Requirements:
- Qualification in Law or Internal Auditing
- 3+ years of experience
- FIC Compliance & Implementation
- Customer Onboarding & Legal Coordination
- Process Development & Control Framework
- Training & Awareness
- Risk Management & Reporting
- Stakeholder Coordination
FIC Compliance & Implementation
- Resolving the existing FICA compliance backlog across all departments and entities.
- Ensuring full compliance with the Financial Intelligence Centre Act (FICA) and related AML/CFT/CPF obligations.
- Managing all client and vendor due diligence (CDD/EDD) documentation, screening, and verification.
- Maintaining the FICA Compliance Register, ensuring evidence of adherence across all operational areas.
- Coordinating and reviewing all customer onboarding documentation for completeness and regulatory accuracy.
- Providing commercial legal support, including reviewing, drafting, and coordinating contracts, proposals, and compliance declarations.
- Ensuring all onboarding documentation aligns with both local legal standards and Group global policies.
- Developing and implementing internal compliance processes, registers, and control mechanisms in line with RMCP requirements.
- Establishing monitoring routines for periodic CDD review and compliance audits.
- Standardising document control, archiving, and reporting procedures across all entities.
- Designing and delivering compliance and FICA training to all employees (white- and blue-collar).
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