Financial Compliance Specialist

2 weeks ago


South Africa Execustaff South Africa Pty Full time R900 000 - R1 200 000 per year
Reference: JHB000190-Jano-1

We are seeking a Financial Compliance Specialist for one of our clients, based in the East Rand. Duties & Responsibilities Requirements:
  • Qualification in Law or Internal Auditing
  • 3+ years of experience
  • FIC Compliance & Implementation
  • Customer Onboarding & Legal Coordination
  • Process Development & Control Framework
  • Training & Awareness
  • Risk Management & Reporting
  • Stakeholder Coordination
Key responsibilities:
FIC Compliance & Implementation
  • Resolving the existing FICA compliance backlog across all departments and entities.
  • Ensuring full compliance with the Financial Intelligence Centre Act (FICA) and related AML/CFT/CPF obligations.
  • Managing all client and vendor due diligence (CDD/EDD) documentation, screening, and verification.
  • Maintaining the FICA Compliance Register, ensuring evidence of adherence across all operational areas.
Customer Onboarding & Legal Coordination
  • Coordinating and reviewing all customer onboarding documentation for completeness and regulatory accuracy.
  • Providing commercial legal support, including reviewing, drafting, and coordinating contracts, proposals, and compliance declarations.
  • Ensuring all onboarding documentation aligns with both local legal standards and Group global policies.
Process Development & Control Framework
  • Developing and implementing internal compliance processes, registers, and control mechanisms in line with RMCP requirements.
  • Establishing monitoring routines for periodic CDD review and compliance audits.
  • Standardising document control, archiving, and reporting procedures across all entities.
Training & Awareness
  • Designing and delivering compliance and FICA training to all employees (white- and blue-collar).
Package & Remuneration R Monthly plus + Medical Aid + Provident Fund

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