Compliance Specialist

3 days ago

Johannesburg, South Africa Nedbank Full time

Job Family- Risk, Audit and Compliance
- Career Stream- Regulatory Compliance
- Leadership Pipeline- Manage Self: Professional

**Job Purpose**
- Group Compliance (Shared Services Compliance) is recruiting for a Compliance Specialist. The incumbent will provide advice, guidance, oversight, and assurance on the adherence to compliance practices in Group Finance to ensure compliance risks for applicable legislation are identified, assessed, managed and reported on.

**Responsibilities**:

- Build and maintain stakeholder relationships and ensure the profile of Shared Services Compliance is both elevated and maintained.
- Develop and maintain a clear understanding of the scope and nature of the business conducted by the cluster.
- Adopt and adhere to a risk-based approach in the management of compliance risk as per the Nedbank Compliance Framework.
- Develop a solid understanding of all core and/or high-risk legislation that applies to the cluster.
- Keep abreast of all regulatory developments/changes that may potentially impact the cluster and engaging relevant stakeholders on a timely basis to ensure business readiness and ongoing compliance risk management.
- Providing advisory services in the review of policies and implementation of regulatory projects.
- Execution of the annual Compliance Coverage Plan for the cluster within set timelines.
- End to end compliance risk management for the cluster (identify, assess, manage, monitor and report - including but not limited to tracking of findings and committee reporting / submissions).
- Manage co-ordinated assurance relationships.
- Contribute to the creation of a compliance culture, training and awareness in the cluster by becoming a trusted advisor to business (whilst maintaining independence)
- Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives, including CSI.
- Challenge the status quo.
- Reinforce an ethical culture.
- Understand and embrace Nedbank’s vision and values, leading by example.

**Essential Qualifications - NQF Level**
- Bachelor of Commerce: Accounting / Risk Management / Auditing, Advanced Diplomas/National 1st Degrees
- Preferred Qualification- Postgraduate Qualification: Compliance / Risk Management / Auditing / Accounting
- Preferred Certifications- Compliance Institute of South Africa (CISA) certification preferred, not essential
- Minimum Experience Level- 3-5 years in a compliance/risk/governance/auditing role

**Technical / Professional Knowledge**
- Change management
- Cluster specific operations
- Compliance reporting
- Compliance monitoring / auditing
- Governance, Risk and Controls
- Relevant regulatory knowledge
- Relevant software and systems knowledge
- Reputational risk management
- Risk management process and frameworks
- Stakeholder management

**Behavioural Competencies**
- Decision Making
- Influencing
- Building Trusting Relationships
- Managing Work
- Execution
- Quality Orientation
- Stress Tolerance
- Emotional Intelligence
- Communication
- Assertiveness Team Player- **_Please contact the Nedbank Recruiting Team at +27 860 555 566_

  • Compliance Specialist

    3 days ago

    Johannesburg, South Africa FirstRand Full time

    Job Description Dear Future, Compliance Specialist The role requires you to monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidance Are you someone who can: - Ensure...

  • Compliance Specialist

    3 days ago

    Johannesburg, South Africa Nedbank Full time

    **Requisition Details & Talent Acquisition Specialist** - REQ 137564 - Michelle Thabethe - Job Family - Risk, Audit and Compliance - Career Stream - Regulatory Compliance - Leadership Pipeline - Manage Self: Professional **Job Purpose** - Group Compliance (Shared Services Compliance) is recruiting for a Compliance Specialist. The incumbent will provide...

  • Compliance Specialist

    2 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards Hello Future Compliance Specialist II Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us...

  • Compliance Specialist

    3 days ago

    Johannesburg, South Africa Interviewing Dynamix Full time

    **Compliance Specialist** **Rosebank** Our client, a leading multi-national property concern seeks to appoint a Compliance Specialist whose focus will be on ensuring consistent _**formulation and implementation **_of an Ethics and Compliance program. The successful incumbent will also focus on providing support and advise on regulatory and legal...

  • Compliance Specialist Ii

    3 days ago

    Johannesburg, South Africa FirstRand Full time

    About us, purpose, experience and qualifications **about us**: **purpose**: - To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards**experience and qualifications**: - Minimum Qualification - Postgraduate or Honours Degree in a...

  • Compliance Specialist

    3 days ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidance Hello Future Compliance Specialist Welcome to FNB, the home of the #changeables. We design...

  • Specialist Ii, Compliance

    6 days ago

    Johannesburg, South Africa TransUnion Full time

    TransUnion's Job Applicant Privacy Notice **What We'll Bring**: To provide group-wide accurate, expert, specialist, relevant, quality regulatory compliance advice, compliance review and assessment services for all TU Africa regions. Responsible for the development and overseeing of a compliance program whilst striving to build and ensure a culture of...

  • Compliance Specialist

    6 days ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidance Hello Future Real Estate Management Services (REMS) Compliance Specialist Welcome to FNB, the...

  • Compliance Specialist

    3 days ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To monitor processes and related controls in accordance with compliance methodology and minimum standards and provide support to experienced Regulatory Risk and Compliance professionals that require robust regulatory compliance advice and guidance Hello Future Compliance Specialist, Welcome to FNB, the home of the #changeables. We design...

  • Specialist, Compliance Monitoring

    2 weeks ago

    Johannesburg, South Africa Standard Bank of South Africa Limited Full time

    Overview Location: ZA, GP, Johannesburg, 30 Baker Street To complete high quality reviews from planning to reporting and contribute to the global implementation of the Group Compliance Monitoring methodology and processes to ensure the Standard Bank Group and all legal entities are conducting business in accordance with relevant regulations, applicable codes...