Compliance Analyst

7 days ago

Cape Town, South Africa Tracking Talent: a WilsonHCG Company Full time

A multinational Investment Management company is looking for a Compliance Analyst, to join their Analytics team - a leading risk, performance, and compliance services provider.

As part of this team, your role is to support the strategy of the business and ensure exceptional service delivery to clients.

This is a brilliant opportunity for an analyst to join dynamic team and to strategically contribute to new initiatives to grow the business.

DUTIES AND RESPONSIBILITIES
- Maintaining a good understanding of (and an interest in) the investment industry, investment products, instruments and structures.
- Maintaining an in-depth understanding of relevant investment regulations, including but not limited to:

- AIFM and UCITS compliance for Irish and other EU funds
- ASISA and Board Notice 90 compliance for CISCA funds
- Board Notice 52 compliance for hedge funds o Regulation 28 compliance for retirement funds
- Developing and maintaining an understanding of the processes across the different products, services and deliverables of the business.
- Working closely with other internal teams to continuously enhance an industry leading and scalable compliance reporting solution (with the necessary interfaces to ensure ease of use and understanding for clients).
- Daily, monthly, quarterly and annual retrieval, validation, reconciliation and maintenance of relevant compliance data.
- Interrogation and analysis of data, including compliance monitoring / breach investigations.
- Safeguarding integrity of sensitive client data.
- Running, checking and sending of client reports on a daily, monthly, quarterly and annual basis.
- Interpretation and analysis of report results.
- Handling queries efficiently to ensure resolution of both internal and external client queries.
- Interpretation of legislation, regulations, standards and client mandates, and subsequent building of rules in compliance systems.
- Supporting the management and co-ordination of team deliverables relating to projects and take-on of new clients.
- Conducting market research when necessary.

REQUIRED EXPERIENCE and Qualifications
- Relevant tertiary qualification(s) - undergraduate degree with a focus on accounting, finance and / or investments.
- 1- 3 years experience in related industry experience in a similar role required with exposure to investment compliance and associated regulatory requirements.
- Exposure to relevant investment systems, as well as compliance software (e.g. StatPro, Fundamental and Moonfire) preferred.
- Excellent Excel.

KEY COMPETENCIES
- Ownership driven - willing to take on responsibility for a wide array of tasks in a small, ambitious company.
- Self-driven and self-directed, and able to see the bigger picture.
- Able to work in a team and independently, and under limited supervision.
- Able to multitask, work under pressure and manage time effectively.
- Highly methodical and deadline driven.
- Highly organised and efficient, able to prioritise and manage own workload timeously.
- Analytical thinker with strong problem-solving skills.
- Strong attention to detail and high levels of accuracy.

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