Regulatory Compliance Specialist

1 week ago

Midrand, South Africa Staff Concepts Full time

Implement the compliance strategy aligned to the compliance monitoring plan to assist the client business in honouring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the organisation.

This position shall further provide assurance that company policies and procedures are being complied with and that the organisation meets the regulatory and company's own standards and ensure that compliance support is aligned to business strategy.

**Prudential Authority Specific Responsibilities**:

- Ensure compliance with regulations issued by the Prudential Authority.
- Stay abreast of Prudential Authority directives and guidelines relating to non-life insurers.
- Monitor compliance with Prudential Authority requirements.
- Provide guidance to business and assist with implementation of compliance policies and projects.
- Drafting and compiling regulatory submissions.

Qualifications:

- LLB, Legal or Compliance qualification.
- Successfully passed the Key Individual Regulatory Examination 1 as required by the FSCA for Licensed Compliance Officers
- Phase I Approved - Category I FAIS Licensed Compliance Officer would be advantageous
- Post Graduate Diploma in Compliance Management would be advantageous
- Risk Qualifications will also be an advantage

**Experience**:

- At least 5 years’ Compliance experience in the financial services industry
- 2nd line compliance experience
- In depth knowledge of legislation relating to non-life insurers, including Financial Sector Regulation Act.
- On-site meetings and engagements with Regulators.

Experience that will be advantageous:

- Combined assurance planning and execution
- 1st line compliance experience

Regulatory Complaints Handling

Pay: R67 000,00 - R70 000,00 per month

Application Question(s):

- Are you a registered compliance officer with the FSCA
- Have you dealt with Regulatory authorities and for how many years
- Do you have a LLB

Work Location: In person

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