Compliance Monitoring Specialist

1 week ago

Johannesburg, South Africa FirstRand Full time

Job Description

Hello Future Compliance Monitoring Specialist

Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us incredibly proud of people that make it happen.

As part of our talent team, you will be surrounded by unique talents, diverse minds, and an adaptable environment that lives up to the promise of staying curious. Now’s the time to imagine your potential in a team where experts come together and ignite effective change. We are looking for an experienced Compliance Monitoring Specialist to ensure our business operations meet the regulatory requirements and governance obligations.
- Efficiently and effectively conduct planned compliance reviews in accordance with the approved coverage plan, within allotted time frames and in line with the Monitoring Operating Procedures. (Produce consistently high-quality outputs within agreed deadlines)
- Identify the scope and testing approach for regulatory engagements.
- Build and execute engagement test procedures for regulatory key controls.
- Conduct fieldwork in line with the approved Monitoring Operating Procedures.
- Build sound relationships based on trust and openness and escalate delays timeously to expedite engagement execution.
- Draft reports which include rationale for findings, proper root cause analysis, risks posed, and action required to address the identified risks.
- Work with business owners and management to agree on appropriate action plans that address identified root causes.
- Use of data analytics and scripts during testing to create efficiencies and create continuous monitoring opportunities.
- Bachelors Degree Legal,Compliance or Auditing.
- Postgraduate Diploma in Compliance, Risk Management, or related field.
- Have 3 to 5 years of experience in a Risk Management, Compliance, Regulatory or similar environment.
- Experience in Financial Advisory and Intermediaries Services Act, Short-Term Insurance (including Regulations and Policyholder Protection Rules) will be advantageous.

You will have access to:

- Opportunities to network and collaborate with stakeholders at all levels of the organization.
- Opportunities to innovate and use data analytics.

We can be a match if you: (To succeed in this role):

- Have strong project and time management skills with the ability to work independently or lead others.
- Have excellent stakeholder management skills with the ability to communicate confidently and influence stakeholders.
- Have strong written and oral communication skills with the ability to articulate findings and business trends.
- Are curious & courageous - you're driven by always wanting to know more and learn more and you're brave enough to ask challenging questions.
- Are obsessed with mastery - you know what it takes to become good at what you do and are constantly pushing yourself to do it.

Job Details

Application Closing Date

11/04/24

  • Specialist, Compliance Monitoring

    2 weeks ago

    Johannesburg, South Africa Standard Bank of South Africa Limited Full time

    Overview Location: ZA, GP, Johannesburg, 30 Baker Street To complete high quality reviews from planning to reporting and contribute to the global implementation of the Group Compliance Monitoring methodology and processes to ensure the Standard Bank Group and all legal entities are conducting business in accordance with relevant regulations, applicable codes...

  • Specialist, Compliance Monitoring

    1 week ago

    Johannesburg, South Africa Standard Bank of South Africa Limited Full time

    Location: ZA, undefined, Johannesburg, 30 Baker Street To complete high quality reviews from planning to reporting and contribute to the global implementation of the Group Compliance Monitoring methodology and processes to ensure the Standard Bank Group and all legal entities are conducting business in accordance with relevant regulations, applicable codes...

  • Specialist, Compliance Monitoring

    4 weeks ago

    Johannesburg, South Africa Standard Bank Of South Africa Limited Full time

    Overview & Location ZA, GP, Johannesburg, 30 Baker Street Qualifications Type of Qualification: First Degree Field of Study: Audit or Legal Experience in Compliance Risk Management — 3-4 years Experience in compliance monitoring, auditing or risk management within a financial services organization or one of the big four auditing firms. Experience in...

  • Compliance Monitoring Specialist

    6 days ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To complete high quality reviews and reporting to contribute to the enterprise alignment and implementation of the GroupCompliance Monitoring methodology and processes to ensure the FirstRand Group and all legal entities conduct businessprocesses in accordance with relevant regulations, applicable codes of conduct and within best business...

  • Compliance Monitoring Specialist

    2 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To develop and implement audit processes for conducting quality assurance of all deliverables to contribute to the implementation of a group compliance monitoring methodology in accordance with relevant regulations, applicable codes of conduct and within best business practice principles. Hello Future Compliance Monitoring...

  • Compliance Monitoring Specialist

    2 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To assess the adequacy and/or effectiveness of controls implemented within business to mitigate the risk of non-compliance to legislation, regulation and supervisory requirements. - Assess business activities to assist management and the board of directors to understand whether business is conducted in compliance with relevant regulatory and...

  • Compliance Monitoring Specialist

    2 weeks ago

    Johannesburg, South Africa TransUnion Full time

    TransUnion's Job Applicant Privacy Notice **What We'll Bring**: Compliance is responsible for the creation, implementation and execution of global compliance programs and policies. We provide TransUnion with compliance direction, support, oversight and training resources, and implement risk and internal controls. Our team members maintain strong...

  • Segment Compliance Monitoring Head

    2 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To manage the Compliance Monitoring function in the business segments and to assist the Group Compliance Monitoring Head and Group Chief Compliance Officer to strategically lead, manage and deliver an integrated end-to-end Group Compliance Monitoring function across the Group in order to provide independent assurance to the Group Compliance...

  • Monitoring Officer

    4 weeks ago

    Johannesburg, South Africa Fouche & Co Recruitment Full time

    Our client operates within the financial services sector, providing advisory and investment solutions supported by strong governance practices. They maintain a robust regulatory environment and are committed to ethical, compliant, and customer-focused operations. The organisation values structured oversight and continuous improvement across all business...

  • IT Monitoring Specialist/consultant

    1 week ago

    Johannesburg, South Africa eSoft Development And Technologies Full time

    **IT Monitoring Specialist/consultant** The Monitoring Specialist reports to the General Manager of ICSEA Ltd. This person is responsible for organizing the monitoring exercises required by the CDM rules, and to ensure that the Programme of Activities is fully compliant with all UNFCCC rules and the agreed and documented monitoring procedures of ICSEA...