Compliance Officer

2 weeks ago

Pretoria, South Africa Masthead (Pty) Ltd Full time

_At Masthead, our passion is keeping businesses in business. As a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), we know this can only be achieved through the calibre of people we employ - people who are client focused, set themselves high standards of delivery and have a willingness to go the extra mile. We believe in giving people the opportunity to take ownership of their roles. What we are looking for is someone with innovative thinking, unconventional ideas and a can-do attitude._

**Position Summary**

To effectively deliver quality compliance and risk management service to our clients at a regional level, adhere to the compliance requirements as dictated by the FSCA, market all services to the existing Masthead client base.

**Minimum Requirements - qualifications & Experience**
- A Legal / Accounting / Financial degree.
- Must be approved by the FSCA for Category I
- Registered as a FSCA (FSB) approved Compliance Officer is essential.
- Minimum 3 years’ proven experience in compliance or risk management within the financial services industry.
- Category I
- A valid driver’s licence.

**Duties and Responsibilities**
- _Deliver outsourced compliance functions to financial services clients and other FICA-accountable institutions._
- Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.
- Establish and nurture a culture of compliance, providing clients with a robust compliance risk framework.
- Assist clients to achieve the TCF outcomes.
- Services to be delivered to independent FSPs and Corporate clients.
- Perform all functions to the standard and deadlines set by Regional Manager.
- Provide clients with high quality, personalised and substantive reports.
- Include clients in compliance processes and provide post monitoring feedback.
- Maintain records as required by the business.
- Display behaviour and attitudes that positively contributes to the well-being and development of the regional team, the company, and its clients.
- Source and sign up new clients, expanding the company's client base.

**Competencies and Skills**
- A good working knowledge of compliance legislation, namely FAIS and FICA.
- Understanding and knowledge of risk management principles.
- Exceptional verbal and written communication skills.
- Ability to work under pressure, independently, and as part of a team.
- Proficient presentation skills.
- Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions._

**Job Types**: Full-time, Permanent

Application Deadline: 2025/02/15

  • Compliance Officer

    2 weeks ago

    Pretoria, South Africa SiG Labour Corporate Full time

    **COMPLIANCE OFFICER** The Compliance Officer will be responsible for ensuring that the company complies with all Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Financial Intelligence Centre Act (FIC Act) requirements, as well as any related legislation. The role involves implementing and maintaining the Risk Management and Compliance...

  • Compliance Officer

    5 days ago

    Pretoria, South Africa SiG Labour Corporate Full time

    COMPLIANCE OFFICER The Compliance Officer will be responsible for ensuring that the company complies with all Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Financial Intelligence Centre Act (FIC Act) requirements, as well as any related legislation. The role involves implementing and maintaining the Risk Management and Compliance...

  • Compliance Officer

    3 weeks ago

    Pretoria, South Africa Dante Personnel Full time

    Minimum requirements: A Legal, Accounting, or Financial degreeApproved by the FSCA as a Compliance Officer for Category IRegistered with the FSCA as a Compliance Officer (Category I)Minimum of 3 years experience in compliance or risk management within the financial services industryExperience working with Category I FSPsValid drivers licenseConsultant:...

  • Compliance Officer

    3 weeks ago

    Pretoria, South Africa Dante Personnel Full time

    Minimum requirements: A Legal, Accounting, or Financial degree Approved by the FSCA as a Compliance Officer for Category I Registered with the FSCA as a Compliance Officer (Category I) Minimum of 3 years experience in compliance or risk management within the financial services industry Experience working with Category I FSPs Valid drivers license Consultant:...

  • Compliance Officer

    1 week ago

    Pretoria, Gauteng, South Africa SiG Labour Corporate Full time R250 000 - R400 000 per year

    COMPLIANCE OFFICER The Compliance Officer will be responsible for ensuring that the company complies with all Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Financial Intelligence Centre Act (FIC Act) requirements, as well as any related legislation. The role involves implementing and maintaining the Risk Management and Compliance...

  • Compliance Officer

    1 week ago

    Pretoria, South Africa TWK Agri Full time

    Galinco Risk Services, part of the TWK group, has the following vacancy available: Compliance Officer at Pretoria, Gauteng. **Job Summary** This role involves ensuring the organisation complies with all relevant financial and regulatory legislation, including FAIS, FICA, FSRA, POPIA, and the Insurance Acts. The Compliance Officer is responsible for...

  • Compliance Officer

    4 days ago

    Pretoria, South Africa TWK Agri Full time

    Galinco Risk Services, part of the TWK group, has the following vacancy available: Compliance Officer at Pretoria, Gauteng. **Job Summary** This role involves ensuring the organisation complies with all relevant financial and regulatory legislation, including FAIS, FICA, FSRA, POPIA, and the Insurance Acts. The Compliance Officer is responsible for...

  • Compliance Officer

    5 days ago

    Pretoria, South Africa Estudy South Africa Full time

    We’re Hiring: Compliance Officer (Pretoria) An excellent opportunity has opened up for a Compliance Officer to join a dynamic Operations Team. In this role, you’ll ensure residents, property owners, and contractors comply with estate rules, architectural guidelines, and health & safety standards. From inspections and reporting to resident communication...

  • Compliance Officer

    1 week ago

    Pretoria, South Africa SiG Labour Corporate Full time

    KEY RESPONSILITIES:Overseeing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) processesReviewing high-risk clientsEnsuring the timely submission of FIC reportsIdentifying or addressing any compliance gaps.The role also includes conducting training, ensuring all staff remain informed and compliant, and assisting with internal audits to monitor...

  • Compliance Officer

    2 weeks ago

    Pretoria, South Africa Micah Govender Developments Full time

    Role Purpose Role Purpose (as provided): Implement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance...