Compliance Officer

7 days ago

Centurion, South Africa K2 Human Capital Consultancy Full time

**VACANCY ADVERT - COMPLIANCE OFFICER**

**Job summary **- Implement and manage an effective compliance program through the development and management of risk and compliance plans.

**DUTIES AND RESPONSIBILITIES**
- Develop and review company policies including effective implementation of policies and guidelines
- Advise management on the company’s compliance with laws and regulations through detailed reports.
- Create and manage effective action plans in response to audit discoveries and compliance violations.
- Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
- Tracking and monitoring of key risk indicators, controls and action plans.
- Assess company operations to determine compliance risk.
- Conduct research on compliance related topics
- Develop training materials and assist with training to ensure all employees are educated on the latest regulations and processes.
- Assist in compiling risk and compliance reports
- Collaborate with other leaders on cross-functional initiatives that focus on the mitigation of compliance risks.
- Work with external partners such as Internal Audit to endure the effectiveness of the compliance function
- Assist in innovate the Compliance program and function and identify improvements to existing processes and plans.
- Provide guidance to business and assist with implementation of compliance policies and projects.
- Drafting and compiling regulatory submissions

**EXPERIENCE**
- LLB, Legal or Compliance qualification.
- Successfully passed the Key Individual Regulatory Examination 1 as required by the FSCA for Licensed Compliance Officers
- Phase I Approved - Category I FAIS Licensed Compliance Officer would be advantageous
- Post Graduate Diploma in Compliance Management would be advantageous
- Risk Qualifications will also be an advantage

**QUALIFICATIONS**
- At least 5 years’ Compliance experience in the financial services industry
- 2nd line compliance experience
- Combined assurance planning and execution will be advantageous
- 1st line compliance experience will be advantageous
- Regulatory Complaints Handling will be advantageous

**Salary**: Up to R500,000.00 per year

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